DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Fulvio Spagnolo | Kingswood Wealth Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 14, 2026 |
| Theodore Partheder Chibnall | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 21, 2026 |
| Ronald Kevin Dickey | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 12, 2026 |
| Bryan Michael Sherwood | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 21, 2026 |
| Kayden Besher | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 12, 2026 |
| Joseph S Pagano | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Joseph Sasin Pagano | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Mark Alan Burgdorf | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 12, 2026 |
| Matthew Caleb Cox | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 12, 2026 |
| Mark Robert Witthaus | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 11, 2026 |
| John Cantalin Wahl | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 11, 2026 |
| Christopher Ryan Crisanti | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 9, 2026 |
| Timothy Berthold Oneill | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Robert E. Montavon | Newedge Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 4, 2026 |
| Thomas Charles Schwab | Newedge Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 4, 2026 |
| Thomas Robert Montavon | Newedge Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 4, 2026 |
| Eric Alexander Duncan | Bfc Planning, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Jul 28, 2026 |
| Amy L. Duncan | Bfc Planning, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Jul 27, 2026 |
| George Francis Reilly | Safe Harbor Financial Advisors, LLC unclassified | Kestra Advisory Services, LLC BD affiliated | Other | Jul 28, 2026 | Jul 14, 2026 |
| Grace Marie Pellegrino | Jaffe Tilchin Investment Partners, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 24, 2026 | Aug 12, 2026 |
| Eli Dejong | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Aug 7, 2026 |
| Amanda B Pryor | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jun 29, 2026 |
| Tanisha D Wilson | Edward Jones national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 8, 2026 |
| Sarah Anne Walsh | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 29, 2026 |
| Amy K Bonzon | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 29, 2026 |
| Adam Michael Green | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Aug 21, 2026 (44 d) |
| Shannon Marie Harris | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jun 29, 2026 |
| Kelly Apple | Blackrock Investment Management, LLC asset manager | Kestra Advisory Services, LLC BD affiliated | Other | Jul 6, 2026 | Jul 9, 2026 |
| Justin Snowden | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jun 29, 2026 |
| Jeffrey Roland Migneault | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 24, 2026 |
| Melanie L Migneault | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 22, 2026 |
| Glenn Jay Hansen | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Dylan Hansen | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Matthew Joseph Sullivan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 15, 2026 |
| Roan Patrick Sullivan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 10, 2026 |
| Luke Allen Washburn | Washburn Asset Management LLC unclassified | Kestra Advisory Services, LLC BD affiliated | Other | Jun 5, 2026 | May 6, 2026 |
| Ronald Rowell | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 4, 2026 |
| David Edward Floyd | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 2, 2026 |
| Kyle John Manthei | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 2, 2026 |
| Jodi Lynn Manthei | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Michelle Lynn Beyers | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Kristen Dawn Massie | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Pablo Andres Alvarez Gil | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Raymond Jerome Luce | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | May 27, 2026 |
| Austen Karr | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 3, 2026 |
| Laurie Anne Cookson Silvestri | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 19, 2026 |
| Antoinette Gega | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 19, 2026 |
| Patrice Rizzo | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 19, 2026 |
| Joseph P Silvestri | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 19, 2026 |
| Michael John Feeney | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 19, 2026 |
| Chester Oliver Gordon | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 19, 2026 |
| Daniel Cheng | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2026 | May 29, 2026 |
| Melissa Rempe Holt | Morgan Stanley wirehouse | Kestra Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2026 | May 6, 2026 |
| Ryne Travis Hays | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 28, 2026 |
| Nancy Jo Hayes | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 28, 2026 |
| Kimberly Kay Mika | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 28, 2026 |
| Kenneth Richard Koppitz | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 28, 2026 |
| Baylis Jadamec | MML Investors Services, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Jun 10, 2026 (56 d) |
| Paul Robert Hammer | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Eric William Connor | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
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1,482 moves match.