DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fidelity Institutional Wealth Adviser LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Megan E. Tracy | Strategic Advisers LLC national BD | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Dec 23, 2025 |
| Isaiah Langa | Ballentine Partners independent RIA | Fidelity Institutional Wealth Adviser LLC mixed wealth | RIA to RIA | Jan 10, 2025 | Jun 9, 2025 (150 d) |
| Daniel Negus | Eaton Vance Management asset manager | Fidelity Institutional Wealth Adviser LLC mixed wealth | Other | Nov 27, 2024 | Apr 3, 2025 (127 d) |
| John C. Veit | J.P. Morgan Securities LLC wirehouse | Fidelity Institutional Wealth Adviser LLC mixed wealth | Wirehouse to independent RIA | Aug 15, 2024 | Aug 24, 2026 (739 d) |
| Kelsea Sullivan | Thrivent Asset Management, LLC asset manager | Fidelity Institutional Wealth Adviser LLC mixed wealth | Other | Jul 17, 2024 | Jan 6, 2026 (538 d) |
| Matthew Dylan Aroesty | Fidelity Personal And Workplace Advisors BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | Jul 24, 2024 (84 d) |
| James Bernard Mcglynn | Envestnet Pmc independent RIA | Fidelity Institutional Wealth Adviser LLC mixed wealth | RIA to RIA | Apr 26, 2024 | Jun 9, 2025 (409 d) |
| Alisa Lauren Guetzkow | Principal Asset Management other | Fidelity Institutional Wealth Adviser LLC mixed wealth | Other | Mar 1, 2024 | Oct 8, 2024 (221 d) |
| Laura E Ennis | Fidelity Personal And Workplace Advisors BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Feb 13, 2024 (35 d) |
| Kyle A. Jones | Neuberger Berman Bd LLC no RAUM | Fidelity Institutional Wealth Adviser LLC mixed wealth | Other | May 9, 2023 | Mar 26, 2025 (687 d) |
| James Michael Ocasio | UBS Financial Services Inc. wirehouse | Fidelity Institutional Wealth Adviser LLC mixed wealth | Wirehouse to independent RIA | Jan 9, 2023 | Feb 22, 2023 (44 d) |
| Matthew John Greene | O'Shaughnessy Asset Management, LLC mixed wealth | Fidelity Institutional Wealth Adviser LLC mixed wealth | RIA to RIA | Oct 3, 2022 | Aug 2, 2023 (303 d) |
| Mindy Freedman | Natixis Advisors, LLC BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | May 23, 2024 (674 d) |
| Thomas Emeel Betros | Charles Schwab & Co., Inc. national BD | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | May 3, 2024 (724 d) |
| Alexander Harrington | Ladenburg Thalmann Asset Management Inc mixed wealth | Fidelity Institutional Wealth Adviser LLC mixed wealth | RIA to RIA | Apr 8, 2022 | May 25, 2022 (47 d) |
| Pooja Raju-Shankar | Citizens Securities, Inc. BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2022 | Feb 15, 2024 (707 d) |
| Lauren Roberts | Envestnet Pmc independent RIA | Fidelity Institutional Wealth Adviser LLC mixed wealth | RIA to RIA | May 3, 2021 | Apr 26, 2022 (358 d) |
| Jeffrey Bonafe | Morgan Stanley wirehouse | Fidelity Institutional Wealth Adviser LLC no RAUM | Other | Oct 29, 2020 | Jan 7, 2021 (70 d) |
| Vincent Bertram | Natixis Advisors, LLC BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2020 | Feb 27, 2023 (965 d) |
| Allison Staab | Russell Investments other | Fidelity Institutional Wealth Adviser LLC no RAUM | Other | Jun 24, 2020 | Jan 13, 2021 (203 d) |
| Dana R Holmes | Santander Securities BD affiliated | Fidelity Institutional Wealth Adviser LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 3, 2020 | Jan 13, 2021 (376 d) |
| Robert Lee Vines | Envestnet Portfolio Solutions, Inc. BD affiliated | Fidelity Institutional Wealth Adviser LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 18, 2019 | Dec 24, 2019 (67 d) |
| William Thompson | Fidelity Personal And Workplace Advisors BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2019 | Sep 12, 2022 (1131 d) |
| Nils Bierkamp | Wells Fargo Advisors wirehouse | Fidelity Institutional Wealth Adviser LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 15, 2017 | Sep 29, 2020 (1019 d) |
| Michael J Scarsciotti | Strategic Advisers LLC national BD | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2017 | Oct 7, 2022 (1768 d) |
| Nathaniel Chang | Imperial Capital Asset Management LLC other | Fidelity Institutional Wealth Adviser LLC mixed wealth | Other | Jan 29, 2015 | Feb 8, 2023 (2932 d) |
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26 moves match.