DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nations Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Michael BassBryn Mawr Trust Advisors, LLC independent RIANations Financial Group, Inc. independent RIARIA to RIASep 1, 2026Sep 15, 2026
Michael Patrick CoverPark Avenue Securities LLC BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2026Aug 3, 2026
Kristina Lynn HarrisLPL Financial LLC BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2025Dec 8, 2025
Gary Hugh CostarellaWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIANov 18, 2025Nov 7, 2025
Edward John RusnakWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIANov 18, 2025Nov 7, 2025
Chad Benjamin FriedmanWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAOct 15, 2025Oct 3, 2025
Robert Paul FriedmanWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAOct 10, 2025Oct 2, 2025
Brian DoughneyStrategic Advisers LLC national BDNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2025Aug 11, 2025
Joena RussellTwin Peaks Wealth Advisors independent RIANations Financial Group, Inc. independent RIARIA to RIAFeb 3, 2025Mar 13, 2025 (38 d)
Roman Savage LeniwRealta Investment Advisors, Inc BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2024Sep 4, 2024
Frank M CalabreseRealta Investment Advisors, Inc BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2024Sep 3, 2024
Elizabeth Marie PaganoCreative Capital Wealth Management Group state registeredNations Financial Group, Inc. independent RIAOtherJul 30, 2024Aug 20, 2024
Ben SheridanJ.P. Morgan Securities LLC wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAMar 7, 2024Jun 17, 2024 (102 d)
Christopher Grant ClausonU.S. Bancorp Investments, Inc. BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2024Jan 19, 2024
Heather Michelle CoxThrivent Investment Management Inc. BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2023Dec 22, 2023
Matthew Thomas McgroartyWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAJul 25, 2023Jul 13, 2023
Thomas Joseph McgroartyWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAJul 25, 2023Jul 14, 2023
John Wesley WilkesWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIADec 20, 2022Dec 16, 2022
Michelle Lee PalmerWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIADec 20, 2022Dec 16, 2022
Kyle James GriffinWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIADec 20, 2022Dec 16, 2022
Kevin Michael DietzelSteele Capital Management, Inc. independent RIANations Financial Group, Inc. independent RIARIA to RIAMar 25, 2022Mar 29, 2022
Larry Wayne KarbanWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAFeb 14, 2022Feb 17, 2022
Ramon Eugene FracchiaWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAFeb 14, 2022Feb 17, 2022
William Otto MooreWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAFeb 14, 2022Feb 17, 2022
Jeffrey R LashleyWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAAug 24, 2021Aug 16, 2021
Patrick Arthur TrimpWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAAug 23, 2021Aug 20, 2021
Jack Dillon TrimpWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAAug 23, 2021Aug 18, 2021
Dave B RaoSummit Financial Group Inc BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2021May 3, 2021
Patrick HardieWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAApr 6, 2021Apr 1, 2021
Thomas Martin GasbarreWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAMar 23, 2021Mar 22, 2021
Matthew Arthur TariniWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAFeb 26, 2021Feb 25, 2021
Robert Charles BattinSummit Financial Group Inc BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2021Feb 11, 2021
Todd Matthew HankinsSummit Financial Group Inc BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2021Feb 5, 2021
Lucas Scott GrayUnited Planners' Financial Services Of America A Limited Partner independent RIANations Financial Group, Inc. independent RIARIA to RIADec 22, 2020Feb 6, 2024 (1141 d)
Thomas George BrennanWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 21, 2020Sep 18, 2020
Robert Charles SeamansWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 21, 2020Sep 18, 2020
David Alfred BasingerWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 21, 2020Sep 28, 2020
Jennifer Anne BasingerWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 17, 2020Sep 22, 2020
Seward Anderson LintonWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAJul 20, 2020Jul 20, 2020
Matthew William MilitoWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAJul 20, 2020Jul 17, 2020
Robert Lloyd WilbanksWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIAJul 17, 2020Jul 15, 2020
Maureen B KozakWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 11, 2019Sep 6, 2019
Edward Scott D'EntremontWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 11, 2019Sep 6, 2019
Carol Anne MayhartWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 11, 2019Sep 6, 2019
Andrew M MccloskeyWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 11, 2019Sep 6, 2019
Ryan Scott TomkinsonWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 11, 2019Sep 6, 2019
Edward Rissell MunchWells Fargo Advisors wirehouseNations Financial Group, Inc. independent RIAWirehouse to independent RIASep 6, 2019Aug 30, 2019
Robert Emmett LeeB Riley Wealth Management BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2019Jul 1, 2019
Joseph Constantine BernardiB Riley Wealth Management BD affiliatedNations Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2019Jul 1, 2019
Anne E BrownRobert W. Baird & Co. Incorporated mixed wealthNations Financial Group, Inc. independent RIARIA to RIAOct 10, 2018Oct 8, 2018
Cassidy J MoultonQuad City Investment Center independent RIANations Financial Group, Inc. independent RIARIA to RIAApr 24, 2018May 3, 2018
Aaron TankTd Ameritrade, Inc. no RAUMNations Financial Group, Inc. independent RIAOtherApr 4, 2018Apr 10, 2018
Paula Dee PorschVsr Advisory Services otherNations Financial Group, Inc. independent RIAOtherNov 2, 2016Mar 8, 2021 (1587 d)
Ryan Richard RuffcornWintrust Investments otherNations Financial Group, Inc. otherOtherOct 11, 2016Oct 11, 2016
Kyle David WinterWintrust Investments otherNations Financial Group, Inc. otherOtherOct 11, 2016Oct 11, 2016
Jamie William McdonaldHeacock & Jones Financial Services, Inc. otherNations Financial Group, Inc. otherOtherJul 18, 2016Jun 16, 2016
Chad Joseph KruseVsr Advisory Services otherNations Financial Group, Inc. otherOtherJun 30, 2016Jun 30, 2016
Daniel J CohenWells Fargo Advisors wirehouseNations Financial Group, Inc. otherOtherApr 18, 2016Apr 15, 2016
Brian Gray SteinMorgan Stanley wirehouseNations Financial Group, Inc. otherOtherJan 4, 2016Dec 23, 2015
James Weber WachendorfMML Investors Services, LLC otherNations Financial Group, Inc. otherOtherOct 13, 2014Oct 10, 2014
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95 moves match.