DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Supreme Alliance LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sarah E Robinson | Avantax Advisory Services BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Jul 15, 2025 (113 d) |
| Kenneth Christian Reese | Stirlingshire Investments independent RIA | Supreme Alliance LLC independent RIA | RIA to RIA | Jul 29, 2024 | Sep 13, 2024 (46 d) |
| Steven Gerard Tornatore | Ip Financial Advisory Services LLC BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2024 | Oct 25, 2024 (112 d) |
| Thomas Joseph Alley | Brookstone Wealth Advisors, LLC no RAUM | Supreme Alliance LLC independent RIA | Other | May 20, 2024 | Jan 5, 2026 (595 d) |
| Albert Bruce Moore | Vanderbilt Advisory Services BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Feb 19, 2026 (903 d) |
| Michael Raymond Guerra | Nfsg Corporation BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2023 | Aug 16, 2023 (106 d) |
| Brian Craig Parker | Next Financial Group, Inc. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2020 | Apr 1, 2022 (574 d) |
| Werner Maiwald | Voya Financial Advisors, Inc. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2020 | May 19, 2021 (260 d) |
| Ryan Kimes | Sentinel Wealth Management LLC unclassified | Supreme Alliance LLC other | Other | Aug 21, 2020 | Feb 5, 2018 |
| Sang Pham Walker | Esi Financial Advisors BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Mar 26, 2020 (86 d) |
| William Xavier Randall | Securities America Advisors, Inc. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Aug 27, 2020 (240 d) |
| Robert Fortune | Fortune Advisory Services state registered | Supreme Alliance LLC independent RIA | Other | Dec 31, 2019 | Dec 5, 2019 |
| Robert Patrick Pachciarz | Iht Wealth Management LLC independent RIA | Supreme Alliance LLC independent RIA | RIA to RIA | Nov 13, 2019 | Jan 2, 2020 (50 d) |
| Alexander Joseph Corriere | Lincoln Investment BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2019 | Oct 1, 2019 (132 d) |
| Derek Ray Huff | Voya Financial Advisors, Inc. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2019 | Sep 5, 2019 (108 d) |
| Robert Ernest Young | Hsbc Securities (USA) Inc. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2019 | Aug 28, 2019 (111 d) |
| Jeffrey Martin Deuel | Infinity Financial Services unclassified | Supreme Alliance LLC independent RIA | Other | Apr 9, 2019 | Jan 1, 2025 (2094 d) |
| Maximo Gregorio Centeno | Wealth Watch Advisors, Inc independent RIA | Supreme Alliance LLC independent RIA | RIA to RIA | Apr 3, 2019 | Feb 25, 2020 (328 d) |
| Theodore Leonard Brooks | Legend Advisory, LLC BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2019 | Jul 22, 2019 (130 d) |
| Timothy Garfield Hartle | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2019 | Apr 29, 2020 (415 d) |
| Quincy Deearl Caldwell | Planmember Securities Corporation independent RIA | Supreme Alliance LLC independent RIA | RIA to RIA | Oct 19, 2018 | Oct 2, 2020 (714 d) |
| Shkira Singh | B. Riley Wealth Advisors, Inc. BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2018 | Sep 14, 2020 (725 d) |
| Thomas Elvin Bass | Transamerica Financial Advisors, LLC BD affiliated | Supreme Alliance LLC other | Other | May 21, 2018 | Jun 5, 2018 |
| Barry Alan Tripp | Next Financial Group, Inc. other | Supreme Alliance LLC other | Other | Mar 6, 2017 | Mar 9, 2017 |
| Charles John Ehnot | L.M. Kohn & Company other | Supreme Alliance LLC independent RIA | Other | Jan 23, 2017 | Oct 23, 2019 (1003 d) |
| James Edmond Moniz | Global Investment Advisors, LLC unclassified | Supreme Alliance LLC independent RIA | Other | Nov 21, 2016 | Apr 6, 2020 (1232 d) |
| Clarence Joseph Anderson | Anderson & Associates Int. Corporation unclassified | Supreme Alliance LLC no RAUM | Other | Dec 31, 2012 | Nov 21, 2014 (690 d) |
| Michael Washington Jones | United Securities Alliance, Inc. unclassified | Supreme Alliance LLC no RAUM | Other | Dec 31, 2010 | Mar 28, 2013 (818 d) |
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28 moves match.