DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,345 offices matchName search is part of RIA and Wealth Intelligence, so “EAGLE STRATEGIES LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. BD affiliated | Miami, Fl | 50 | 8 | 4 | +4 | 8.0% | 1 | ||
| LPL FINANCIAL LLC BD affiliated | Orlando, Fl | 50 | 8 | 4 | +4 | 8.0% | |||
| HARTFORD FUNDS asset manager | Wayne, Pa · principal | 48 | 9 | 4 | +5 | 8.3% | |||
| O•••• W•••••• I••• BD affiliated | Wichita, Ks | 47 | 11 | 4 | +7 | 8.5% | 1 | ||
| T••••• W•••••• L••••• independent RIA | Scottsdale, Az · principal | 47 | 16 | 4 | +12 | 8.5% | |||
| L•• E••••••••• L•• BD affiliated | Paramus, Nj | 46 | 1 | 4 | -3 | 8.7% | |||
| E••••• J•••• national BD | Fort Worth, Tx | 45 | 3 | 4 | -1 | 8.9% | 2 | ||
| F•••••• F•••••••• A•••••••• L•• BD affiliated | Dallas, Tx | 44 | 28 | 4 | +24 | 9.1% | |||
| E••••• J•••• national BD | Charlotte, Nc | 44 | 5 | 4 | +1 | 9.1% | |||
| E•••••••• A•••••••• L•• national BD | San Diego, Ca | 44 | 13 | 4 | +9 | 9.1% | |||
| V••••• W••••• M•••••••• I••• independent RIA | Paramus, Nj · principal | 43 | 2 | 4 | -2 | 9.3% | |||
| W•••••• P•••••• W••••• independent RIA | Bridgeville, Pa · principal | 43 | 6 | 4 | +2 | 9.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Rochester, Ny | 42 | 1 | 4 | -3 | 9.5% | 1 | ||
| M••• W••••• independent RIA | Denver, Co · principal | 42 | 8 | 4 | +4 | 9.5% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Charlotte, Nc | 42 | 5 | 4 | +1 | 9.5% | 1 | ||
| P••• I••••••••• L•• asset manager | Newark, Nj · principal | 41 | 9 | 4 | +5 | 9.8% | |||
| M••••• S•••••• wirehouse | Annapolis, Md | 41 | 3 | 4 | -1 | 9.8% | 1 | ||
| E••••• J•••• national BD | Chandler, Az | 41 | 3 | 4 | -1 | 9.8% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Pittsburgh, Pa | 39 | 3 | 4 | -1 | 10% | 1 | ||
| R•• C•••••• M••••••• L•• national BD | Denver, Co | 39 | 8 | 4 | +4 | 10% | 1 | ||
| V••••••• C•••••• A•••••••• L•• independent RIA | Hunt Valley, Md · principal | 39 | 11 | 4 | +7 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Wilmington, De | 38 | 2 | 4 | -2 | 11% | 1 | ||
| J••••• M••••••••• S•••• L•• BD affiliated | New York, Ny | 38 | 13 | 4 | +9 | 11% | 2 | ||
| P••• A••••• S••••••••• L•• BD affiliated | Tampa, Fl | 37 | 6 | 4 | +2 | 11% | 1 | ||
| T••••••••• W••••• M••••••••• independent RIA | Carmel By The Sea, Ca · principal | 37 | 14 | 4 | +10 | 11% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Orlando, Fl | 36 | 2 | 4 | -2 | 11% | 1 | ||
| O•••• W•••••• I••• BD affiliated | New York, Ny | 35 | 4 | 4 | 0 | 11% | |||
| F•••••• F•••••••• A•••••••• L•• BD affiliated | Tempe, Az | 35 | 25 | 4 | +21 | 11% | |||
| C•••••• S••••• • C••• I••• national BD | Dallas, Tx | 35 | 7 | 4 | +3 | 11% | 1 | ||
| M••••• S•••••• wirehouse | Camp Hill, Pa | 35 | 1 | 4 | -3 | 11% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Wauwatosa, Wi | 34 | 3 | 4 | -1 | 12% | |||
| I••••• F•••••••• independent RIA | Houston, Tx · principal | 34 | 1 | 4 | -3 | 12% | |||
| C•••••• S••••• • C••• I••• national BD | Seattle, Wa | 34 | 14 | 4 | +10 | 12% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Wichita, Ks | 33 | 4 | 4 | 0 | 12% | 1 | 1 | |
| E•••••••• A•••••••• L•• national BD | San Antonio, Tx | 33 | 6 | 4 | +2 | 12% | |||
| L••••• A•••• M••••••••• L•• other | New York, Ny · principal | 32 | 4 | 4 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Baltimore, Md | 32 | 5 | 4 | +1 | 13% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Mount Laurel, Nj | 32 | 4 | 4 | 0 | 13% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Minneapolis, Mn | 31 | 5 | 4 | +1 | 13% | |||
| M••••• W••••• independent RIA | Calabasas, Ca · principal | 31 | 9 | 4 | +5 | 13% | |||
| E••••• J•••• national BD | Tampa, Fl | 30 | 4 | 4 | 0 | 13% | |||
| E••••• J•••• national BD | Little Rock, Ar | 29 | 3 | 4 | -1 | 14% | |||
| C••••••••• F•••••••• N•••••• national BD | Rochester, Ny | 29 | 1 | 4 | -3 | 14% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Miami, Fl | 28 | 5 | 4 | +1 | 14% | 1 | ||
| R•••••• J•••• I••••••••• M••••••••• asset manager | St Petersburg, Fl · principal | 28 | 13 | 4 | +9 | 14% | |||
| L•• E••••••••• L•• BD affiliated | Rosemont, Il | 28 | 5 | 4 | +1 | 14% | |||
| O••••••••• • C•• I••• BD affiliated | Los Angeles, Ca | 27 | 1 | 4 | -3 | 15% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Ft Lauderdale, Fl | 27 | 10 | 4 | +6 | 15% | |||
| W•••• F•••• A••••••• wirehouse | Spokane, Wa | 27 | 2 | 4 | -2 | 15% | 1 | ||
| S••••• T•••• A•••••••• L•• independent RIA | New York, Ny · principal | 27 | 3 | 4 | -1 | 15% | 1 | ||
| E•• F•••••••• A••••••• independent RIA | Latham, Ny | 27 | 4 | 4 | 0 | 15% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | Pasadena, Ca | 27 | 5 | 4 | +1 | 15% | 1 | ||
| U•• S••••••••• I••• no RAUM | Glastonbury, Ct · principal | 26 | 8 | 4 | +4 | 15% | |||
| O•••• W•••••• I••• BD affiliated | Austin, Tx | 26 | 2 | 4 | -2 | 15% | 1 | 1 | |
| L•• F•••••••• L•• BD affiliated | Murfreesboro, Tn | 25 | 1 | 4 | -3 | 16% | 1 | ||
| D•• W••••• M••••••••• independent RIA | Scottsdale, Az · principal | 24 | 7 | 4 | +3 | 17% | |||
| C••••••••• F•••••••• independent RIA | Columbia, Mo · principal | 24 | 8 | 4 | +4 | 17% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Little Rock, Ar | 24 | 1 | 4 | -3 | 17% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Edmond, Ok | 24 | 3 | 4 | -1 | 17% | 1 | 1 | |
| P•••••••• S••••••••• I••• BD affiliated | Atlanta, Ga | 23 | 7 | 4 | +3 | 17% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.