DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “PARK AVENUE SECURITIES LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY wirehouse | Roseville, Ca | 45 | 5 | 2 | +3 | 4.4% | 1 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | El Segundo, Ca | 45 | 4 | 2 | +2 | 4.4% | |||
| SAX WEALTH ADVISORS, LLC independent RIA | Parsippany, Nj · principal | 45 | 21 | 2 | +19 | 4.4% | |||
| E••••• W••••• A•••••••• L•• independent RIA | Walnut Creek, Ca · principal | 45 | 17 | 2 | +15 | 4.4% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Paramus, Nj | 45 | 8 | 2 | +6 | 4.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Louisville, Ky | 45 | 4 | 2 | +2 | 4.4% | |||
| W•••• F•••• A••••••• wirehouse | Savannah, Ga | 45 | 2 | 2 | 0 | 4.4% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Colorado Springs, Co | 44 | 4 | 2 | +2 | 4.5% | 1 | 1 | |
| C••••• I••••••••• A••••••• L•• BD affiliated | Baton Rouge, La | 44 | 1 | 2 | -1 | 4.5% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Ft Lauderdale, Fl | 44 | 5 | 2 | +3 | 4.5% | |||
| T••••••• A•••• M••••••••• L•• independent RIA | San Antonio, Tx · principal | 44 | 12 | 2 | +10 | 4.5% | |||
| L•• F•••••••• L•• BD affiliated | Richmond, Va | 44 | 3 | 2 | +1 | 4.5% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Miamisburg, Oh | 44 | 3 | 2 | +1 | 4.5% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Williamsville, Ny | 43 | 1 | 2 | -1 | 4.7% | |||
| O••••••••• • C•• I••• BD affiliated | St Louis, Mo | 43 | 3 | 2 | +1 | 4.7% | 1 | ||
| S•••••••• S••••••••• BD affiliated | Scotch Plains, Nj | 43 | 7 | 2 | +5 | 4.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Sugar Land, Tx | 43 | 4 | 2 | +2 | 4.7% | |||
| W•••• F•••• A••••••• wirehouse | Richmond, Va | 43 | 12 | 2 | +10 | 4.7% | 1 | ||
| M•••••• • N••••• A•••••••• L•• mixed wealth | Fairport, Ny · principal | 43 | 4 | 2 | +2 | 4.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Schaumburg, Il | 43 | 2 | 2 | 0 | 4.7% | 1 | ||
| P•••••••• A•••• M••••••••• other | Des Moines, Ia · principal | 43 | 3 | 2 | +1 | 4.7% | |||
| W•••• F•••• A••••••• wirehouse | Clearwater, Fl | 43 | 4 | 2 | +2 | 4.7% | |||
| E•••• S••••••••• L•• BD affiliated | Dallas, Tx | 43 | 14 | 2 | +12 | 4.7% | |||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Cedar Rapids, Ia | 42 | 12 | 2 | +10 | 4.8% | |||
| R••••••••• P••• A•••••••• L•• mixed wealth | Chicago, Il · principal | 42 | 7 | 2 | +5 | 4.8% | |||
| S•••••••• A••••••• L•• national BD | Plainview, Ny | 42 | 3 | 2 | +1 | 4.8% | |||
| L•• E••••••••• L•• BD affiliated | Vienna, Va | 42 | 8 | 2 | +6 | 4.8% | |||
| M•••••• BD affiliated | Cincinnati, Oh | 42 | 10 | 2 | +8 | 4.8% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Fairfield, Nj | 42 | 3 | 2 | +1 | 4.8% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Iselin, Nj | 42 | 8 | 2 | +6 | 4.8% | |||
| W•••• F•••• A••••••• wirehouse | Alpharetta, Ga | 41 | 4 | 2 | +2 | 4.9% | |||
| F•••• A•••••• S••••••••• L•• independent RIA | St Louis, Mo | 41 | 4 | 2 | +2 | 4.9% | |||
| M••••• S•••••• wirehouse | Knoxville, Tn | 41 | 3 | 2 | +1 | 4.9% | |||
| M••••• S•••••• wirehouse | Davenport, Ia | 41 | 2 | 2 | 0 | 4.9% | 1 | ||
| M••••• S•••••• wirehouse | Albuquerque, Nm | 41 | 3 | 2 | +1 | 4.9% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Memphis, Tn | 41 | 11 | 2 | +9 | 4.9% | |||
| J••• M••••• S••••••••• L•• wirehouse | Bellevue, Wa | 41 | 5 | 2 | +3 | 4.9% | |||
| L•• independent RIA | Seattle, Wa · principal | 41 | 35 | 2 | +33 | 4.9% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | San Antonio, Tx | 41 | 6 | 2 | +4 | 4.9% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Chesterfield, Mo | 40 | 0 | 2 | -2 | 5.0% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Honolulu, Hi | 40 | 8 | 2 | +6 | 5.0% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Warwick, Ri | 40 | 4 | 2 | +2 | 5.0% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Bellevue, Wa | 40 | 6 | 2 | +4 | 5.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Santa Barbara, Ca | 40 | 0 | 2 | -2 | 5.0% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Florham Park, Nj | 40 | 3 | 2 | +1 | 5.0% | 1 | ||
| R•••••• I••••••••• asset manager | Seattle, Wa · principal | 40 | 1 | 2 | -1 | 5.0% | |||
| J•••••• W••••• I••• mixed wealth | Milwaukee, Wi · principal | 40 | 11 | 2 | +9 | 5.0% | |||
| E••••• J•••• national BD | Chicago, Il | 40 | 9 | 2 | +7 | 5.0% | |||
| C•••• C•••• F•••••••• M••••••••• L•• independent RIA | Silverdale, Wa · principal | 40 | 5 | 2 | +3 | 5.0% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Plano, Tx | 39 | 4 | 2 | +2 | 5.1% | |||
| B•••••••• F•••••••• A••••••• independent RIA | Charlotte, Nc · principal | 39 | 17 | 2 | +15 | 5.1% | 1 | ||
| G••••• • C•••••• independent RIA | Westborough, Ma · principal | 39 | 7 | 2 | +5 | 5.1% | |||
| U•• P•••••• W••••• M••••••••• L•• mixed wealth | Overland Park, Ks · principal | 39 | 39 | 2 | +37 | 5.1% | 1 | ||
| T• P•••••• C••••• W••••• L•• BD affiliated | Manchester, Nh | 39 | 12 | 2 | +10 | 5.1% | |||
| M••••• S•••••• wirehouse | San Mateo, Ca | 39 | 3 | 2 | +1 | 5.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Spokane, Wa | 39 | 2 | 2 | 0 | 5.1% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Lafayette, La | 38 | 3 | 2 | +1 | 5.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Scottsdale, Az | 38 | 2 | 2 | 0 | 5.3% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Phoenix, Az | 38 | 10 | 2 | +8 | 5.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Plymouth, Mi | 38 | 0 | 2 | -2 | 5.3% | 1 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.