DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “NAVY FEDERAL INVESTMENT SERVICES, LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC BD affiliated | Hales Corners, Wi | 2 | 0 | 2 | -2 | 100% | 1 | ||
| OBSIDIAN CIO LLC asset manager | New York, Ny · principal | 2 | 2 | 2 | 0 | 100% | 1 | ||
| SEVENSUEDE INVESTMENT ADVISOR state registered | Gilbert, Az | 2 | 1 | 2 | -1 | 100% | 1 | ||
| F••••••••• I••••••••• A••••••• L•• independent RIA | Edwardsville, Il | 2 | 0 | 2 | -2 | 100% | |||
| J••• W••••• • R••••••••• L•• state registered | Simpsonville, Sc · principal | 2 | 0 | 2 | -2 | 100% | |||
| M• W••••• M••••••••• state registered | Alpharetta, Ga · principal | 2 | 2 | 2 | 0 | 100% | 1 | ||
| E•••• S••••••••• L•• BD affiliated | Springfield, Mo | 2 | 0 | 2 | -2 | 100% | |||
| E••••• J•••• national BD | Maryland Heights, Mo | 454 | 19 | 1 | +18 | 0.2% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Edina, Mn | 225 | 15 | 1 | +14 | 0.4% | |||
| I••••••• A••••••• S•••••••• L•• mixed wealth | Miami, Fl · principal | 221 | 57 | 1 | +56 | 0.5% | 1 | ||
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager | Boston, Ma · principal | 206 | 14 | 1 | +13 | 0.5% | |||
| U•• F•••••••• S••••••• I••• wirehouse | San Diego, Ca | 166 | 4 | 1 | +3 | 0.6% | |||
| C••••••• F•••••••• D••••••• I••• BD affiliated | Kokomo, In · principal | 158 | 16 | 1 | +15 | 0.6% | |||
| M••••• S•••••• wirehouse | Wellesley, Ma | 158 | 9 | 1 | +8 | 0.6% | |||
| J••• M••••• S••••••••• L•• wirehouse | Philadelphia, Pa | 157 | 27 | 1 | +26 | 0.6% | |||
| S•••••••• A••••••• L•• national BD | Dallas, Tx | 156 | 14 | 1 | +13 | 0.6% | |||
| W•••• F•••• A••••••• wirehouse | Bethesda, Md | 155 | 45 | 1 | +44 | 0.6% | |||
| M••••• S•••••• wirehouse | Oak Brook, Il | 152 | 11 | 1 | +10 | 0.7% | |||
| N•• E••• W••••• BD affiliated | Stamford, Ct · principal | 150 | 52 | 1 | +51 | 0.7% | |||
| R•••••• J•••• • A••••••••• I••• national BD | New York, Ny | 148 | 8 | 1 | +7 | 0.7% | 2 | ||
| W••••••••• R••••••••• A••••••• institutional | Aliso Viejo, Ca · principal | 146 | 15 | 1 | +14 | 0.7% | |||
| W•••• F•••• A••••••• wirehouse | Reno, Nv | 145 | 29 | 1 | +28 | 0.7% | |||
| S•••••••• A•••••••• L•• BD affiliated | Miami, Fl · principal | 140 | 1 | 1 | 0 | 0.7% | |||
| S•••••••• A••••••• L•• national BD | Chicago, Il | 139 | 9 | 1 | +8 | 0.7% | |||
| W•••• F•••• A••••••• wirehouse | Jacksonville, Fl | 139 | 13 | 1 | +12 | 0.7% | 2 | ||
| C••••••••• W••••• M••••••••• independent RIA | Bellevue, Wa · principal | 139 | 32 | 1 | +31 | 0.7% | |||
| M••••• L•• independent RIA | Radnor, Pa · principal | 134 | 6 | 1 | +5 | 0.7% | |||
| M••••• S•••••• wirehouse | Walnut Creek, Ca | 133 | 5 | 1 | +4 | 0.8% | |||
| L•••••• S•• I••••••••• A•••••••• L••••• BD affiliated | Elmhurst, Il · principal | 133 | 13 | 1 | +12 | 0.8% | |||
| M••••• S•••••• wirehouse | Deerfield, Il | 132 | 5 | 1 | +4 | 0.8% | |||
| W•••• F•••• A••••••• wirehouse | Melville, Ny | 131 | 18 | 1 | +17 | 0.8% | |||
| M••••• S•••••• wirehouse | Coral Gables, Fl | 128 | 11 | 1 | +10 | 0.8% | 1 | ||
| C••••••••• S••••••••• L•• BD affiliated | Overland Park, Ks · principal | 127 | 11 | 1 | +10 | 0.8% | |||
| V••• R••••••••• A•••••••• L•• other | Windsor, Ct · principal | 125 | 15 | 1 | +14 | 0.8% | |||
| M••••• S•••••• wirehouse | Sarasota, Fl | 124 | 1 | 1 | 0 | 0.8% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Columbia, Sc | 121 | 21 | 1 | +20 | 0.8% | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | New York City, Ny | 119 | 24 | 1 | +23 | 0.8% | |||
| M••••• S•••••• wirehouse | Irvine, Ca | 118 | 5 | 1 | +4 | 0.8% | 1 | ||
| L•• F•••••••• L•• BD affiliated | San Antonio, Tx | 114 | 10 | 1 | +9 | 0.9% | |||
| W•••• F•••• A••••••• wirehouse | Dallas, Tx | 112 | 15 | 1 | +14 | 0.9% | 1 | ||
| H•••••••• P••••••• P••••••• independent RIA | Downers Grove, Il · principal | 112 | 6 | 1 | +5 | 0.9% | |||
| S•••••••• A••••••• L•• national BD | Austin, Tx | 112 | 8 | 1 | +7 | 0.9% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Scottsdale, Az | 111 | 9 | 1 | +8 | 0.9% | |||
| M••••• S•••••• wirehouse | Red Bank, Nj | 108 | 1 | 1 | 0 | 0.9% | |||
| M••••• S•••••• wirehouse | Greenwich, Ct | 107 | 3 | 1 | +2 | 0.9% | |||
| L•• F•••••••• L•• BD affiliated | Honolulu, Hi | 105 | 13 | 1 | +12 | 1.0% | 1 | ||
| S•••••••• A••••••• L•• national BD | San Jose, Ca | 104 | 15 | 1 | +14 | 1.0% | 1 | ||
| M••••• S•••••• wirehouse | Birmingham, Al | 104 | 10 | 1 | +9 | 1.0% | 1 | ||
| P•••••••• A••••••• national BD | Houston, Tx | 103 | 19 | 1 | +18 | 1.0% | |||
| T•• A•••••••• G•••• BD affiliated | Las Vegas, Nv · principal | 101 | 57 | 1 | +56 | 1.0% | |||
| S•••••••• A••••••• L•• national BD | Atlanta, Ga | 99 | 9 | 1 | +8 | 1.0% | |||
| C• A•••••••• L•• independent RIA | Boston, Ma · principal | 99 | 22 | 1 | +21 | 1.0% | |||
| M••••• S•••••• wirehouse | San Antonio, Tx | 98 | 6 | 1 | +5 | 1.0% | |||
| L•• F•••••••• L•• BD affiliated | Fresno, Ca | 97 | 8 | 1 | +7 | 1.0% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Tampa, Fl | 96 | 13 | 1 | +12 | 1.0% | 3 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Coral Gables, Fl | 96 | 3 | 1 | +2 | 1.0% | |||
| W•••• F•••• A••••••• wirehouse | Naples, Fl | 96 | 11 | 1 | +10 | 1.0% | |||
| S•••••••• A••••••• L•• national BD | Los Angeles, Ca | 95 | 12 | 1 | +11 | 1.1% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Shelton, Ct | 95 | 11 | 1 | +10 | 1.1% | |||
| G•••••• S•••• W••••• S•••••••• L••• BD affiliated | Dallas, Tx | 94 | 17 | 1 | +16 | 1.1% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.