DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “ONEAMERICA SECURITIES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MARINER WEALTH no RAUM | Overland Park, Ks · principal | 57 | 10 | 1 | +9 | 1.8% | |||
| UBS FINANCIAL SERVICES INC. wirehouse | Bethesda, Md | 57 | 3 | 1 | +2 | 1.8% | 1 | ||
| RISE PRIVATE WEALTH MANAGEMENT former | Bedford, Nh · principal | 57 | 57 | 1 | +56 | 1.8% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Denver, Co | 56 | 7 | 1 | +6 | 1.8% | |||
| L•• F•••••••• L•• BD affiliated | Baltimore, Md | 56 | 5 | 1 | +4 | 1.8% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Miamisburg, Oh | 56 | 4 | 1 | +3 | 1.8% | 1 | ||
| P••••••• W••••• G••••• L•• independent RIA | Provo, Ut · principal | 56 | 6 | 1 | +5 | 1.8% | |||
| U•• F•••••••• S••••••• I••• wirehouse | San Juan, Pr | 55 | 5 | 1 | +4 | 1.8% | |||
| U••••• A•••••• G•••• independent RIA | Cincinnati, Oh · principal | 55 | 12 | 1 | +11 | 1.8% | |||
| S•••••••• A••••••• L•• brokerage advisory | Palo Alto, Ca | 55 | 9 | 1 | +8 | 1.8% | |||
| S•••••• W••••• P•••••••• L•• BD affiliated | Beachwood, Oh · principal | 55 | 10 | 1 | +9 | 1.8% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Beverly Hills, Ca | 55 | 10 | 1 | +9 | 1.8% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Boston, Ma | 55 | 9 | 1 | +8 | 1.8% | 1 | ||
| E••••• J•••• national BD | Lincoln, Ne | 55 | 6 | 1 | +5 | 1.8% | |||
| A••••• W••••• M••••••••• bank affiliated | Ft Smith, Ar | 55 | 5 | 1 | +4 | 1.8% | |||
| M••••• S•••••• wirehouse | Palm Harbor, Fl | 55 | 1 | 1 | 0 | 1.8% | 1 | ||
| C••••••• institutional | Boston, Ma | 55 | 3 | 1 | +2 | 1.8% | |||
| B•••••••• I••••••••• M••••••••• L•• asset manager | San Francisco, Ca | 54 | 13 | 1 | +12 | 1.9% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Garden City, Ny | 54 | 4 | 1 | +3 | 1.9% | 1 | ||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Indianapolis, In | 54 | 2 | 1 | +1 | 1.9% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Sarasota, Fl | 54 | 5 | 1 | +4 | 1.9% | |||
| M••••• S•••••• wirehouse | Woodland Hills, Ca | 54 | 3 | 1 | +2 | 1.9% | |||
| R•• W••••• B•••••••• I••• independent RIA | Montclair, Nj · principal | 54 | 7 | 1 | +6 | 1.9% | |||
| S•••••••• A••••••• L•• brokerage advisory | Indianapolis, In | 53 | 3 | 1 | +2 | 1.9% | |||
| E•••••••• A•••••••• L•• BD affiliated | Boca Raton, Fl | 53 | 9 | 1 | +8 | 1.9% | 1 | ||
| M••••• S•••••• wirehouse | Sacramento, Ca | 53 | 4 | 1 | +3 | 1.9% | 1 | 2 | |
| C••••• P••••••• P••••••• independent RIA | Leawood, Ks · principal | 53 | 11 | 1 | +10 | 1.9% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Ft Lauderdale, Fl | 53 | 6 | 1 | +5 | 1.9% | |||
| M••••• S•••••• wirehouse | Greenville, De | 53 | 3 | 1 | +2 | 1.9% | |||
| W•••• F•••• A••••••• BD affiliated | Red Bank, Nj | 53 | 11 | 1 | +10 | 1.9% | |||
| W•••• F•••• A••••••• wirehouse | Seal Beach, Ca | 53 | 0 | 1 | -1 | 1.9% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Scottsdale, Az | 52 | 5 | 1 | +4 | 1.9% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Irvine, Ca | 52 | 6 | 1 | +5 | 1.9% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Raleigh, Nc | 52 | 1 | 1 | 0 | 1.9% | |||
| S•••••••• A••••••• L•• brokerage advisory | Columbus, Oh | 52 | 4 | 1 | +3 | 1.9% | |||
| S••••••• P•••••• A•••••••• L••• institutional | Wakefield, Ma · principal | 52 | 4 | 1 | +3 | 1.9% | |||
| A••••••• A•••• M••••••••• I••• institutional | Princeton, Nj | 52 | 5 | 1 | +4 | 1.9% | |||
| J••• M••••• S••••••••• L•• wirehouse | Pasadena, Ca | 52 | 12 | 1 | +11 | 1.9% | 1 | ||
| N••••• I••••••••• M••••••••• B••••••• T•••• asset manager | Philadelphia, Pa · principal | 52 | 11 | 1 | +10 | 1.9% | |||
| M•• I••••••••• A••••••• I••• other | Boston, Ma · principal | 52 | 4 | 1 | +3 | 1.9% | |||
| L•• F•••••••• L•• BD affiliated | Williamsville, Ny | 52 | 6 | 1 | +5 | 1.9% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Melville, Ny | 52 | 6 | 1 | +5 | 1.9% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Fort Worth, Tx | 52 | 4 | 1 | +3 | 1.9% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Hartford, Ct | 52 | 4 | 1 | +3 | 1.9% | |||
| C••••••• S••••••••• I••• bank affiliated | Monroeville, Pa | 52 | 6 | 1 | +5 | 1.9% | |||
| L•• F•••••••• L•• BD affiliated | Annapolis, Md | 52 | 9 | 1 | +8 | 1.9% | |||
| T•• C•••••• G••••• L•• independent RIA | Boise, Id · principal | 51 | 9 | 1 | +8 | 2.0% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Midlothian, Va | 51 | 5 | 1 | +4 | 2.0% | |||
| E•••••••• A•••••••• L•• BD affiliated | Falls Church, Va | 51 | 3 | 1 | +2 | 2.0% | |||
| E••••• J•••• national BD | San Diego, Ca | 51 | 9 | 1 | +8 | 2.0% | |||
| O••••••••• • C•• I••• BD affiliated | Coral Gables, Fl | 51 | 8 | 1 | +7 | 2.0% | |||
| S•••••••• A••••••• L•• brokerage advisory | Las Vegas, Nv | 51 | 4 | 1 | +3 | 2.0% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Mechanicsburg, Pa | 51 | 5 | 1 | +4 | 2.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Hingham, Ma | 51 | 1 | 1 | 0 | 2.0% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Los Angeles, Ca | 51 | 6 | 1 | +5 | 2.0% | 1 | ||
| O••••• F•••••••• G••••• L•• independent RIA | Carmel, In · principal | 51 | 5 | 1 | +4 | 2.0% | |||
| M••••• S•••••• wirehouse | Hunt Valley, Md | 51 | 1 | 1 | 0 | 2.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Eagan, Mn | 50 | 3 | 1 | +2 | 2.0% | |||
| L•• F•••••••• L•• BD affiliated | Oak Brook, Il | 50 | 8 | 1 | +7 | 2.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Orlando, Fl | 50 | 3 | 1 | +2 | 2.0% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.