DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “TRUIST ADVISORY SERVICES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| CONCORDE ASSET MANAGEMENT, LLC BD affiliated | Ann Arbor, Mi · principal | 77 | 9 | 7 | +2 | 9.1% | 2 | ||
| LPL ENTERPRISE, LLC BD affiliated | Melville, Ny | 75 | 13 | 7 | +6 | 9.3% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Westlake Village, Ca | 74 | 6 | 7 | -1 | 9.5% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Rochester, Ny | 72 | 17 | 7 | +10 | 9.7% | |||
| A••••••••• L••• other | Nashville, Tn · principal | 71 | 9 | 7 | +2 | 9.9% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | New York, Ny | 70 | 26 | 7 | +19 | 10% | |||
| S•••• W••••• M••••••••• L•• BD affiliated | Mclean, Va · principal | 67 | 9 | 7 | +2 | 10% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Houston, Tx | 59 | 13 | 7 | +6 | 12% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Atlanta, Ga | 56 | 5 | 7 | -2 | 13% | 1 | 1 | |
| E•••••••• A•••••••• L•• national BD | Minneapolis, Mn | 55 | 14 | 7 | +7 | 13% | |||
| E•••••••• A•••••••• L•• national BD | Houston, Tx | 47 | 9 | 7 | +2 | 15% | |||
| E••••• J•••• national BD | Denver, Co | 46 | 5 | 7 | -2 | 15% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Lexington, Ky | 43 | 7 | 7 | 0 | 16% | 1 | ||
| R••••••••• P••••••• O• A•••••• independent RIA | Plano, Tx · principal | 33 | 2 | 7 | -5 | 21% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Overland Park, Ks | 33 | 3 | 7 | -4 | 21% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Plano, Tx | 33 | 16 | 7 | +9 | 21% | |||
| G•••••• S•••• W••••• S•••••••• L••• BD affiliated | Canonsburg, Pa | 30 | 7 | 7 | 0 | 23% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Sarasota, Fl | 30 | 2 | 7 | -5 | 23% | 1 | 1 | |
| K•••••• F•••••••• A••••••• S••••••• independent RIA | Manhattan, Ks · principal | 25 | 3 | 7 | -4 | 28% | 2 | ||
| A••••••••• L••• other | Houston, Tx | 24 | 3 | 7 | -4 | 29% | 2 | ||
| E•••••••• A•••••••• L•• national BD | Atlanta, Ga | 23 | 6 | 7 | -1 | 30% | |||
| L•• F•••••••• L•• BD affiliated | Evansville, In | 20 | 2 | 7 | -5 | 35% | 2 | ||
| E•••••••• A•••••••• L•• national BD | Las Vegas, Nv | 18 | 3 | 7 | -4 | 39% | |||
| C••••••••• F•••••••• N•••••• national BD | Pittsburgh, Pa | 18 | 2 | 7 | -5 | 39% | 2 | 1 | |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Fayetteville, Ar | 12 | 1 | 7 | -6 | 58% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Madison, Wi | 10 | 1 | 7 | -6 | 70% | 2 | ||
| O••••• W••••• G••••• L•• independent RIA | Orlando, Fl · principal | 7 | 2 | 7 | -5 | 100% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Newtown, Pa | 5 | 0 | 7 | -7 | 140% | 2 | ||
| S•••••••• A••••••• L•• national BD | Salt Lake City, Ut | 1,106 | 148 | 6 | +142 | 0.5% | |||
| M••••• S•••••• wirehouse | Houston, Tx | 387 | 20 | 6 | +14 | 1.6% | |||
| O••••••••• • C•• I••• BD affiliated | New York, Ny · principal | 274 | 25 | 6 | +19 | 2.2% | |||
| C•••••• S••••• • C••• I••• national BD | Austin, Tx | 259 | 43 | 6 | +37 | 2.3% | 1 | ||
| S••••• W••••• A•••••••• I••• no RAUM | Lone Tree, Co | 259 | 59 | 6 | +53 | 2.3% | 1 | ||
| N••••• A•••• M••••••••• L•• mixed wealth | Chicago, Il · principal | 252 | 43 | 6 | +37 | 2.4% | |||
| W•••• F•••• A••••••• wirehouse | Irvine, Ca | 247 | 21 | 6 | +15 | 2.4% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | New York, Ny | 243 | 29 | 6 | +23 | 2.5% | 1 | 3 | |
| W•••• F•••• A••••••• wirehouse | Scottsdale, Az | 236 | 26 | 6 | +20 | 2.5% | 1 | ||
| A••••••••• I••• BD affiliated | Concord, Ca · principal | 216 | 55 | 6 | +49 | 2.8% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Bloomfield Hills, Mi | 202 | 11 | 6 | +5 | 3.0% | |||
| C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager | Boston, Ma · principal | 200 | 35 | 6 | +29 | 3.0% | |||
| W•••• F•••• A••••••• wirehouse | Boca Raton, Fl | 184 | 20 | 6 | +14 | 3.3% | 2 | 1 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Austin, Tx | 173 | 20 | 6 | +14 | 3.5% | 1 | ||
| G•••••• S•••• W••••• S•••••••• L••• BD affiliated | Newport Beach, Ca | 166 | 33 | 6 | +27 | 3.6% | 1 | ||
| E•••• S••••••••• L•• BD affiliated | New York, Ny · principal | 163 | 18 | 6 | +12 | 3.7% | |||
| J••• M••••• S••••••••• L•• wirehouse | Brooklyn, Ny | 149 | 26 | 6 | +20 | 4.0% | 1 | 1 | |
| 4• F•••••••• independent RIA | Austin, Tx · principal | 146 | 47 | 6 | +41 | 4.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Phoenix, Az | 141 | 11 | 6 | +5 | 4.3% | |||
| W•••• F•••• A••••••• wirehouse | Austin, Tx | 141 | 23 | 6 | +17 | 4.3% | 1 | 1 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Fort Lauderdale, Fl | 137 | 13 | 6 | +7 | 4.4% | 2 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Vienna, Va | 127 | 10 | 6 | +4 | 4.7% | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | Jacksonville, Fl | 127 | 19 | 6 | +13 | 4.7% | 1 | ||
| S•• I••••••••• M••••••••• C••• mixed wealth | Oaks, Pa · principal | 126 | 14 | 6 | +8 | 4.8% | |||
| J••• M••••• S••••••••• L•• wirehouse | Seattle, Wa | 114 | 22 | 6 | +16 | 5.3% | 4 | ||
| C•••••• A••••••• BD affiliated | Southfield, Mi · principal | 113 | 15 | 6 | +9 | 5.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Fort Worth, Tx | 110 | 15 | 6 | +9 | 5.5% | 3 | ||
| V•••• F•••••••• A•••••••• L•• independent RIA | Carmel, In · principal | 108 | 12 | 6 | +6 | 5.6% | |||
| L•• F•••••••• L•• BD affiliated | Dallas, Tx | 106 | 28 | 6 | +22 | 5.7% | 2 | 2 | |
| I••••••••• F•••••••• G••••• L•• BD affiliated | San Diego, Ca · principal | 105 | 22 | 6 | +16 | 5.7% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Clayton, Mo | 102 | 6 | 6 | 0 | 5.9% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Coral Gables, Fl | 97 | 8 | 6 | +2 | 6.2% | 2 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.