DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “CHARLES SCHWAB & CO., INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Greensburg, Pa | 17 | 1 | 1 | 0 | 5.9% | |||
| HIGHTOWER ADVISORS, LLC BD affiliated | Mission Woods, Ks | 17 | 6 | 1 | +5 | 5.9% | |||
| RBC CAPITAL MARKETS, LLC national BD | Miami, Fl | 17 | 1 | 1 | 0 | 5.9% | |||
| M••••• S•••••• wirehouse | Utica, Ny | 17 | 1 | 1 | 0 | 5.9% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Naperville, Il | 17 | 2 | 1 | +1 | 5.9% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Sacramento, Ca | 17 | 1 | 1 | 0 | 5.9% | |||
| M••••• S•••••• wirehouse | Spokane, Wa | 17 | 1 | 1 | 0 | 5.9% | |||
| M••••• S•••••• wirehouse | Glens Falls, Ny | 17 | 0 | 1 | -1 | 5.9% | |||
| S••••• W••••• A•••••••• I••• brokerage advisory | Richfield, Oh | 17 | 4 | 1 | +3 | 5.9% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Lisle, Il | 17 | 3 | 1 | +2 | 5.9% | |||
| A•• W•••••• L•• independent RIA | Thomasville, Ga · principal | 17 | 2 | 1 | +1 | 5.9% | |||
| M•••••• P••••••••• P•••••••• L••• independent RIA | Wausau, Wi · principal | 17 | 4 | 1 | +3 | 5.9% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Woodbury, Mn | 17 | 2 | 1 | +1 | 5.9% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Chester, Nj | 17 | 0 | 1 | -1 | 5.9% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | The Woodlands, Tx | 17 | 0 | 1 | -1 | 5.9% | |||
| B••••••••• W••••• A•••••••• L•• no RAUM | Alpharetta, Ga | 16 | 4 | 1 | +3 | 6.3% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Indianapolis, In | 16 | 1 | 1 | 0 | 6.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Woodland Hills, Ca | 16 | 2 | 1 | +1 | 6.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Frisco, Tx | 16 | 1 | 1 | 0 | 6.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Delray Beach, Fl | 16 | 0 | 1 | -1 | 6.3% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Fort Wayne, In | 16 | 2 | 1 | +1 | 6.3% | |||
| E••••• J•••• national BD | Lawrenceville, Ga | 16 | 3 | 1 | +2 | 6.3% | |||
| K••••••• C•••••• M••••••••• L•• independent RIA | Wayne, Pa · principal | 16 | 1 | 1 | 0 | 6.3% | |||
| E••••• J•••• national BD | Lake St Louis, Mo | 16 | 0 | 1 | -1 | 6.3% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Tuscaloosa, Al | 16 | 3 | 1 | +2 | 6.3% | |||
| P••••••• H••••••• W••••• A•••••••• I••• independent RIA | Kennewick, Wa · principal | 16 | 0 | 1 | -1 | 6.3% | |||
| G•••• V••••• A•••••• G••••• L•• independent RIA | Woodbury, Mn | 16 | 3 | 1 | +2 | 6.3% | |||
| M••••• S•••••• wirehouse | Olympia, Wa | 16 | 0 | 1 | -1 | 6.3% | |||
| H•••••• T••••••• • K•••• L•• BD affiliated | Edison, Nj | 16 | 2 | 1 | +1 | 6.3% | 1 | ||
| O••••••••• S••••••••• I••• BD affiliated | Waltham, Ma | 16 | 5 | 1 | +4 | 6.3% | |||
| C••••••••• F•••••••• N•••••• national BD | Jupiter, Fl | 16 | 2 | 1 | +1 | 6.3% | |||
| V•••• P••••••• L•• independent RIA | Charlotte, Nc · principal | 16 | 3 | 1 | +2 | 6.3% | |||
| O•••• W•••••• I••• BD affiliated | Alpharetta, Ga | 16 | 1 | 1 | 0 | 6.3% | |||
| I••••••••• D••••• A•••••••• L•• independent RIA | Carlsbad, Ca · principal | 16 | 6 | 1 | +5 | 6.3% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Green Bay, Wi | 16 | 0 | 1 | -1 | 6.3% | |||
| U••• B•••••• A•••••••• L•• bank affiliated | Gresham, Or | 16 | 16 | 1 | +15 | 6.3% | |||
| I••••••••• A••••••• N•••••• L•• independent RIA | Columbia, Sc | 16 | 5 | 1 | +4 | 6.3% | |||
| L•• F•••••••• L•• BD affiliated | Vacaville, Ca | 16 | 2 | 1 | +1 | 6.3% | |||
| D•••••• W••••• P•••••••• L•• independent RIA | Tavares, Fl · principal | 16 | 3 | 1 | +2 | 6.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Burnsville, Mn | 16 | 2 | 1 | +1 | 6.3% | |||
| M•••••• independent RIA | Tigard, Or | 16 | 3 | 1 | +2 | 6.3% | |||
| W•••• F•••• A••••••• wirehouse | Rockford, Il | 16 | 2 | 1 | +1 | 6.3% | |||
| C•••••••• G••••• M•••••• I••• bank affiliated | Weston, Fl | 16 | 2 | 1 | +1 | 6.3% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Paramus, Nj | 16 | 2 | 1 | +1 | 6.3% | |||
| W•••• F•••• A••••••• wirehouse | Burlington, Vt | 16 | 2 | 1 | +1 | 6.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Arlington, Tx | 16 | 1 | 1 | 0 | 6.3% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Dallas, Tx | 16 | 1 | 1 | 0 | 6.3% | |||
| C•••••••• G••••• M•••••• I••• bank affiliated | Atlanta, Ga | 16 | 4 | 1 | +3 | 6.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Carmel, In | 16 | 3 | 1 | +2 | 6.3% | |||
| E•••••••• A•••••••• L•• BD affiliated | Portsmouth, Nh | 16 | 2 | 1 | +1 | 6.3% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | West Bend, Wi | 16 | 2 | 1 | +1 | 6.3% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Los Gatos, Ca | 16 | 5 | 1 | +4 | 6.3% | |||
| W•••• F•••• A••••••• wirehouse | New Haven, Ct | 16 | 1 | 1 | 0 | 6.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Columbia, Tn | 16 | 0 | 1 | -1 | 6.3% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Washington, Dc | 16 | 1 | 1 | 0 | 6.3% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Austin, Tx | 16 | 1 | 1 | 0 | 6.3% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Casper, Wy | 16 | 1 | 1 | 0 | 6.3% | |||
| W•••• F•••• A••••••• wirehouse | Laguna Niguel, Ca | 16 | 1 | 1 | 0 | 6.3% | |||
| A••••••••• L••• other | Washington, Dc | 16 | 2 | 1 | +1 | 6.3% | |||
| L•• F•••••••• L•• BD affiliated | Braintree, Ma | 16 | 0 | 1 | -1 | 6.3% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.