DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “KEY INVESTMENT SERVICES LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| CAPITAL MANAGEMENT ASSOCIATES INC BD affiliated | Minneapolis, Mn · principal | 14 | 1 | 1 | 0 | 7.1% | |||
| SYVERSON STREGE independent RIA | West Des Moines, Ia · principal | 14 | 3 | 1 | +2 | 7.1% | |||
| LPL FINANCIAL LLC BD affiliated | Woodstock, Ga | 14 | 0 | 1 | -1 | 7.1% | |||
| L•••• C•••••• M••••••••• I••• mixed wealth | Newtown Square, Pa · principal | 14 | 0 | 1 | -1 | 7.1% | |||
| S•••••• W••••• M••••••••• L•• independent RIA | Wexford, Pa · principal | 14 | 3 | 1 | +2 | 7.1% | |||
| C••••••• institutional | Alexandria, Va | 14 | 1 | 1 | 0 | 7.1% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Kalamazoo, Mi | 14 | 1 | 1 | 0 | 7.1% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | El Paso, Tx | 14 | 1 | 1 | 0 | 7.1% | |||
| O•••• W•••••• I••• BD affiliated | Greensboro, Nc | 14 | 2 | 1 | +1 | 7.1% | |||
| T•• W••••• C••••••••• G•••• independent RIA | San Diego, Ca | 14 | 1 | 1 | 0 | 7.1% | |||
| S•• W••••• independent RIA | Durham, Nc · principal | 14 | 3 | 1 | +2 | 7.1% | |||
| E•••••• A••••••• G••••• L•• brokerage advisory | Houston, Tx | 14 | 6 | 1 | +5 | 7.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Portage, Mi | 14 | 1 | 1 | 0 | 7.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Riverhead, Ny | 14 | 0 | 1 | -1 | 7.1% | |||
| E••••• J•••• national BD | Granbury, Tx | 14 | 2 | 1 | +1 | 7.1% | |||
| M••••• L•• independent RIA | Chicago, Il | 14 | 0 | 1 | -1 | 7.1% | |||
| B•••• T•••• W••••• M••••••••• L•• mixed wealth | Madison, Wi · principal | 14 | 0 | 1 | -1 | 7.1% | |||
| S••••• I••••••••• A••••••• I•• independent RIA | Miami, Fl · principal | 14 | 2 | 1 | +1 | 7.1% | |||
| H•••••• T••••••• • K•••• L•• BD affiliated | Boca Raton, Fl | 14 | 1 | 1 | 0 | 7.1% | |||
| C••••• I••••••••• G•••• independent RIA | Jacksonville, Or · principal | 14 | 4 | 1 | +3 | 7.1% | |||
| M••••• S•••••• wirehouse | Hudson, Oh | 14 | 0 | 1 | -1 | 7.1% | |||
| L•• F•••••••• L•• BD affiliated | Maumee, Oh | 14 | 0 | 1 | -1 | 7.1% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Brentwood, Tn | 14 | 3 | 1 | +2 | 7.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Georgetown, Tx | 14 | 0 | 1 | -1 | 7.1% | |||
| F•••• P••••••• W•••••• L•• independent RIA | Bethesda, Md | 14 | 2 | 1 | +1 | 7.1% | |||
| L•• F•••••••• L•• BD affiliated | Santa Monica, Ca | 14 | 1 | 1 | 0 | 7.1% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Memphis, Tn | 14 | 3 | 1 | +2 | 7.1% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | Papillion, Ne | 14 | 2 | 1 | +1 | 7.1% | |||
| R•••••• W••••• P•••••••• L•• independent RIA | Hackensack, Nj · principal | 14 | 4 | 1 | +3 | 7.1% | |||
| F•••• P••••••• W•••••• L•• independent RIA | Boca Raton, Fl | 14 | 0 | 1 | -1 | 7.1% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Roseville, Ca | 14 | 2 | 1 | +1 | 7.1% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Fort Lauderdale, Fl | 14 | 2 | 1 | +1 | 7.1% | |||
| E••••• J•••• national BD | Woodstock, Ga | 14 | 2 | 1 | +1 | 7.1% | |||
| E••••• J•••• national BD | Aiken, Sc | 14 | 1 | 1 | 0 | 7.1% | |||
| B••••• P••••• A•••••••• L•• independent RIA | Larkspur, Ca | 14 | 8 | 1 | +7 | 7.1% | |||
| L•• F•••••••• L•• BD affiliated | Morgantown, Wv | 14 | 5 | 1 | +4 | 7.1% | |||
| M••••• R••••••••• P••••••• independent RIA | Grimes, Ia · principal | 14 | 1 | 1 | 0 | 7.1% | |||
| W•••• F•••• A••••••• wirehouse | Huntington Beach, Ca | 14 | 1 | 1 | 0 | 7.1% | 1 | ||
| O••••••••• • C•• I••• BD affiliated | Melville, Ny | 14 | 0 | 1 | -1 | 7.1% | |||
| L•• F•••••••• L•• BD affiliated | Mandeville, La | 14 | 1 | 1 | 0 | 7.1% | |||
| A•• C•••••• A••••••• independent RIA | Tampa, Fl · principal | 14 | 3 | 1 | +2 | 7.1% | |||
| W•••• F•••• A••••••• wirehouse | Boynton Beach, Fl | 14 | 2 | 1 | +1 | 7.1% | |||
| W••••••••• A••••••• independent RIA | Reston, Va | 14 | 0 | 1 | -1 | 7.1% | |||
| M••••• S•••••• wirehouse | Sioux Falls, Sd | 14 | 1 | 1 | 0 | 7.1% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Albuquerque, Nm | 14 | 0 | 1 | -1 | 7.1% | |||
| M••••• S•••••• wirehouse | Roanoke, Va | 14 | 1 | 1 | 0 | 7.1% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Lakewood, Co | 14 | 0 | 1 | -1 | 7.1% | |||
| J••• M••••• S••••••••• L•• wirehouse | Rockville Centre, Ny | 14 | 4 | 1 | +3 | 7.1% | |||
| O•••• W•••••• I••• BD affiliated | Reston, Va | 14 | 2 | 1 | +1 | 7.1% | |||
| M•••••• W••••• M••••••••• L• independent RIA | Austin, Tx | 14 | 2 | 1 | +1 | 7.1% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Chesterfield, Mo | 14 | 0 | 1 | -1 | 7.1% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Williamsport, Pa | 14 | 1 | 1 | 0 | 7.1% | |||
| H•••••• I••••••••• I••• BD affiliated | Green Bay, Wi | 14 | 2 | 1 | +1 | 7.1% | |||
| P••••• M•••• F•••••••• A••••••• independent RIA | Chicago, Il | 14 | 1 | 1 | 0 | 7.1% | |||
| P•••••• I••••••••• M••••••••• G•••• I•• independent RIA | Knoxville, Tn · principal | 14 | 0 | 1 | -1 | 7.1% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Tarrytown, Ny | 14 | 0 | 1 | -1 | 7.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Beaufort, Sc | 14 | 2 | 1 | +1 | 7.1% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Towson, Md | 14 | 2 | 1 | +1 | 7.1% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Lewisville, Tx | 13 | 2 | 1 | +1 | 7.7% | 1 | ||
| C•••••• independent RIA | Charlotte, Nc | 13 | 0 | 1 | -1 | 7.7% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.