DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,345 offices matchName search is part of RIA and Wealth Intelligence, so “AMERIPRISE FINANCIAL SERVICES, LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Washington, Dc | 234 | 13 | 5 | +8 | 2.1% | |||
| EDWARD JONES national BD | Tempe, Az | 234 | 10 | 5 | +5 | 2.1% | |||
| UBS FINANCIAL SERVICES INC. wirehouse | Boston, Ma | 223 | 22 | 5 | +17 | 2.2% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Tarpon Springs, Fl | 222 | 18 | 5 | +13 | 2.3% | 1 | ||
| A••••••••• I••• BD affiliated | Concord, Ca · principal | 216 | 55 | 5 | +50 | 2.3% | 1 | ||
| F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager | New York, Ny · principal | 206 | 14 | 5 | +9 | 2.4% | |||
| S••••• W••••• A•••••••• I••• no RAUM | Indianapolis, In | 205 | 39 | 5 | +34 | 2.4% | |||
| W•••• F•••• A••••••• wirehouse | Fort Worth, Tx | 198 | 42 | 5 | +37 | 2.5% | 1 | 1 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | San Antonio, Tx | 185 | 20 | 5 | +15 | 2.7% | 3 | ||
| W•••• F•••• A••••••• wirehouse | Boca Raton, Fl | 184 | 19 | 5 | +14 | 2.7% | 1 | 1 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Austin, Tx | 173 | 20 | 5 | +15 | 2.9% | 1 | ||
| B•••••••• A•••• M••••••••• L•• independent RIA | Reno, Nv · principal | 172 | 38 | 5 | +33 | 2.9% | |||
| M••••• S•••••• wirehouse | San Diego, Ca | 169 | 11 | 5 | +6 | 3.0% | 3 | ||
| E•••• S••••••••• L•• BD affiliated | New York, Ny · principal | 163 | 18 | 5 | +13 | 3.1% | |||
| L•• F•••••••• L•• BD affiliated | Scottsdale, Az | 161 | 24 | 5 | +19 | 3.1% | 4 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tampa, Fl | 160 | 14 | 5 | +9 | 3.1% | |||
| I•• C••••••• L•• independent RIA | Foster City, Ca · principal | 155 | 56 | 5 | +51 | 3.2% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Stamford, Ct | 155 | 14 | 5 | +9 | 3.2% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Washington, Dc | 151 | 24 | 5 | +19 | 3.3% | 1 | 1 | |
| S•••••• N••••••• • C••••••• I••••••••• national BD | New York, Ny | 139 | 14 | 5 | +9 | 3.6% | 1 | ||
| C•••••••• G••••• M•••••• I••• BD affiliated | Los Angeles, Ca | 135 | 16 | 5 | +11 | 3.7% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Vienna, Va | 127 | 10 | 5 | +5 | 3.9% | 1 | ||
| F•••• C••••••• I••••••• S•••••••• I••• BD affiliated | Charlotte, Nc | 127 | 26 | 5 | +21 | 3.9% | |||
| V••• R••••••••• A•••••••• L•• other | Windsor, Ct · principal | 125 | 15 | 5 | +10 | 4.0% | |||
| M••••• S•••••• wirehouse | Indianapolis, In | 120 | 7 | 5 | +2 | 4.2% | 1 | 1 | |
| C•••••• C••••• G••••• I••• no RAUM | San Antonio, Tx | 120 | 22 | 5 | +17 | 4.2% | |||
| W•••• F•••• A••••••• wirehouse | Bellevue, Wa | 118 | 19 | 5 | +14 | 4.2% | 1 | ||
| D•••••••• A••••••• S•••••••• L•• BD affiliated | South Jordan, Ut · principal | 117 | 23 | 5 | +18 | 4.3% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Palo Alto, Ca | 113 | 10 | 5 | +5 | 4.4% | 1 | ||
| C•••••• A••••••• BD affiliated | Southfield, Mi · principal | 113 | 15 | 5 | +10 | 4.4% | |||
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager | Pittsburgh, Pa | 111 | 11 | 5 | +6 | 4.5% | |||
| J••• M••••• S••••••••• L•• wirehouse | Fort Worth, Tx | 110 | 15 | 5 | +10 | 4.5% | 2 | ||
| W•••• F•••• A••••••• wirehouse | Coral Gables, Fl | 108 | 11 | 5 | +6 | 4.6% | |||
| W•••• F•••• A••••••• wirehouse | Naples, Fl | 108 | 14 | 5 | +9 | 4.6% | 1 | ||
| E•••• V•••• M••••••••• asset manager | Boston, Ma · principal | 106 | 0 | 5 | -5 | 4.7% | |||
| W•••• F•••• A••••••• wirehouse | Charleston, Sc | 104 | 15 | 5 | +10 | 4.8% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Houston, Tx | 100 | 7 | 5 | +2 | 5.0% | 1 | ||
| G••••• V••• C•••••• M••••••••• L•• independent RIA | Waukesha, Wi · principal | 100 | 13 | 5 | +8 | 5.0% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Denver, Co | 99 | 6 | 5 | +1 | 5.1% | |||
| E•••••••• A•••••••• L•• national BD | Oak Brook, Il | 97 | 29 | 5 | +24 | 5.2% | |||
| M•••••• A••••• S••••••••• L•• BD affiliated | San Diego, Ca · principal | 95 | 12 | 5 | +7 | 5.3% | |||
| M••••• S•••••• wirehouse | Honolulu, Hi | 92 | 9 | 5 | +4 | 5.4% | 1 | ||
| V••••• C•••••• M••••••••• L•• independent RIA | Brentwood, Tn · principal | 89 | 13 | 5 | +8 | 5.6% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Plano, Tx | 86 | 7 | 5 | +2 | 5.8% | 1 | ||
| F•••• independent RIA | West Palm Beach, Fl · principal | 86 | 42 | 5 | +37 | 5.8% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Austin, Tx | 85 | 5 | 5 | 0 | 5.9% | 1 | ||
| T• P•••••• C••••• W••••• L•• BD affiliated | New York, Ny · principal | 83 | 26 | 5 | +21 | 6.0% | 2 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Tampa, Fl | 83 | 8 | 5 | +3 | 6.0% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Miami, Fl | 82 | 7 | 5 | +2 | 6.1% | |||
| W•••• F•••• A••••••• wirehouse | Cincinnati, Oh | 82 | 7 | 5 | +2 | 6.1% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Overland Park, Ks | 81 | 10 | 5 | +5 | 6.2% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Amherst, Ny | 80 | 4 | 5 | -1 | 6.3% | 2 | ||
| C• I••••••••• L•• independent RIA | Auburn, In · principal | 80 | 25 | 5 | +20 | 6.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | West Palm Beach, Fl | 79 | 11 | 5 | +6 | 6.3% | 1 | ||
| E••••• J•••• national BD | Raleigh, Nc | 79 | 12 | 5 | +7 | 6.3% | |||
| L•• E••••••••• L•• BD affiliated | Fort Mill, Sc · principal | 77 | 10 | 5 | +5 | 6.5% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Cincinnati, Oh | 76 | 10 | 5 | +5 | 6.6% | |||
| W•••• F•••• A••••••• wirehouse | Fort Lauderdale, Fl | 75 | 7 | 5 | +2 | 6.7% | 2 | 1 | |
| D•••••• independent RIA | Phoenix, Az · principal | 75 | 6 | 5 | +1 | 6.7% | 1 | ||
| B••••• G••••• A•••• M••••••••• BD affiliated | Miami, Fl | 72 | 8 | 5 | +3 | 6.9% | 1 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.