DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “OPPENHEIMER & CO. INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC wirehouse | Plano, Tx | 300 | 71 | 5 | +66 | 1.7% | 1 | 2 | |
| PLANMEMBER SECURITIES CORPORATION independent RIA | Carpinteria, Ca · principal | 289 | 34 | 5 | +29 | 1.7% | 1 | ||
| UBS FINANCIAL SERVICES INC. wirehouse | San Francisco, Ca | 273 | 32 | 5 | +27 | 1.8% | |||
| P•••• C•••••• F•••••••• mixed wealth | Overland Park, Ks · principal | 263 | 41 | 5 | +36 | 1.9% | |||
| S•••••• F•••••••• G••••• L••••• independent RIA | Akron, Oh · principal | 259 | 57 | 5 | +52 | 1.9% | |||
| J••• M••••• S••••••••• L•• wirehouse | Irvine, Ca | 244 | 69 | 5 | +64 | 2.0% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Boston, Ma | 223 | 22 | 5 | +17 | 2.2% | 1 | ||
| S••••• W••••• A•••••••• I••• no RAUM | Indianapolis, In | 205 | 39 | 5 | +34 | 2.4% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Los Angeles, Ca | 193 | 24 | 5 | +19 | 2.6% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Houston, Tx | 175 | 26 | 5 | +21 | 2.9% | 2 | ||
| V••• F•••••••• A•••••••• I••• BD affiliated | Boston, Ma | 173 | 153 | 5 | +148 | 2.9% | 8 | ||
| B•••••••• A•••• M••••••••• L•• independent RIA | Reno, Nv · principal | 172 | 38 | 5 | +33 | 2.9% | 1 | ||
| M••••• S•••••• wirehouse | San Diego, Ca | 169 | 11 | 5 | +6 | 3.0% | 3 | ||
| L•• F•••••••• L•• BD affiliated | Scottsdale, Az | 161 | 24 | 5 | +19 | 3.1% | 2 | ||
| I•• C••••••• L•• independent RIA | Foster City, Ca · principal | 155 | 56 | 5 | +51 | 3.2% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Washington, Dc | 151 | 24 | 5 | +19 | 3.3% | 1 | 1 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | San Jose, Ca | 148 | 28 | 5 | +23 | 3.4% | 1 | 1 | |
| S••• BD affiliated | Los Angeles, Ca · principal | 141 | 45 | 5 | +40 | 3.5% | |||
| W•••• F•••• A••••••• wirehouse | Chicago, Il | 139 | 23 | 5 | +18 | 3.6% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | New York, Ny | 139 | 14 | 5 | +9 | 3.6% | 1 | ||
| P••••••••• B•••••••• S•••••••• I••• independent RIA | Green Bay, Wi · principal | 137 | 14 | 5 | +9 | 3.6% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Boston, Ma | 129 | 32 | 5 | +27 | 3.9% | 1 | 1 | |
| W•••• F•••• A••••••• wirehouse | Greenwood Village, Co | 127 | 18 | 5 | +13 | 3.9% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Dallas, Tx | 124 | 16 | 5 | +11 | 4.0% | |||
| M••••• S•••••• wirehouse | Indianapolis, In | 120 | 7 | 5 | +2 | 4.2% | 1 | 1 | |
| C•••••• C••••• G••••• I••• no RAUM | San Antonio, Tx | 120 | 22 | 5 | +17 | 4.2% | |||
| W•••• F•••• A••••••• wirehouse | Bellevue, Wa | 118 | 19 | 5 | +14 | 4.2% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Winter Park, Fl | 117 | 11 | 5 | +6 | 4.3% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Tampa, Fl | 113 | 16 | 5 | +11 | 4.4% | 3 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Northbrook, Il | 111 | 8 | 5 | +3 | 4.5% | |||
| F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager | Pittsburgh, Pa | 111 | 11 | 5 | +6 | 4.5% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Schaumburg, Il · principal | 110 | 10 | 5 | +5 | 4.5% | |||
| S••• W••••• L•• BD affiliated | San Francisco, Ca · principal | 107 | 34 | 5 | +29 | 4.7% | |||
| E•••• V•••• M••••••••• asset manager | Boston, Ma · principal | 106 | 0 | 5 | -5 | 4.7% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Houston, Tx | 102 | 9 | 5 | +4 | 4.9% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Phoenix, Az | 101 | 17 | 5 | +12 | 5.0% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Houston, Tx | 100 | 7 | 5 | +2 | 5.0% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Denver, Co | 99 | 6 | 5 | +1 | 5.1% | |||
| M•••••• A••••• S••••••••• L•• BD affiliated | San Diego, Ca · principal | 97 | 14 | 5 | +9 | 5.2% | |||
| C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated | Raleigh, Nc · principal | 94 | 7 | 5 | +2 | 5.3% | 1 | ||
| M••••• S•••••• wirehouse | Mclean, Va | 94 | 7 | 5 | +2 | 5.3% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Newport Beach, Ca | 93 | 10 | 5 | +5 | 5.4% | 1 | ||
| M••••• S•••••• wirehouse | Honolulu, Hi | 92 | 9 | 5 | +4 | 5.4% | 1 | ||
| C••••••• P•••••• W••••• BD affiliated | Tarrytown, Ny · principal | 89 | 18 | 5 | +13 | 5.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Oak Brook, Il | 88 | 6 | 5 | +1 | 5.7% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Austin, Tx | 85 | 5 | 5 | 0 | 5.9% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Plano, Tx | 85 | 7 | 5 | +2 | 5.9% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Chicago, Il | 84 | 6 | 5 | +1 | 6.0% | 1 | ||
| T• P•••••• C••••• W••••• L•• BD affiliated | New York, Ny · principal | 83 | 26 | 5 | +21 | 6.0% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Cincinnati, Oh | 82 | 7 | 5 | +2 | 6.1% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Miami, Fl | 82 | 7 | 5 | +2 | 6.1% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Overland Park, Ks | 81 | 10 | 5 | +5 | 6.2% | |||
| C• I••••••••• L•• independent RIA | Auburn, In · principal | 80 | 25 | 5 | +20 | 6.3% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Atlanta, Ga | 80 | 16 | 5 | +11 | 6.3% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Amherst, Ny | 80 | 4 | 5 | -1 | 6.3% | 2 | ||
| C•••••••• G••••• M•••••• I••• BD affiliated | San Antonio, Tx | 79 | 6 | 5 | +1 | 6.3% | 1 | ||
| E••••• J•••• national BD | Raleigh, Nc | 79 | 12 | 5 | +7 | 6.3% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | West Palm Beach, Fl | 79 | 11 | 5 | +6 | 6.3% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Wellesley, Ma | 77 | 56 | 5 | +51 | 6.5% | |||
| D•••••••• W••••• M••••••••• L•• independent RIA | South Jordan, Ut · principal | 77 | 13 | 5 | +8 | 6.5% | 1 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.