DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “UNITED BROKERAGE SERVICES INC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC wirehouse | Mansfield, Oh | 8 | 1 | 1 | 0 | 13% | |||
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. BD affiliated | Edmond, Ok | 8 | 0 | 1 | -1 | 13% | |||
| ULLMANN WEALTH PARTNERS independent RIA | Jacksonville Beach, Fl · principal | 8 | 1 | 1 | 0 | 13% | |||
| KEY FINANCIAL, INC. independent RIA | West Chester, Pa · principal | 8 | 0 | 1 | -1 | 13% | |||
| HSBC SECURITIES (USA) INC. bank affiliated | Bellevue, Wa | 8 | 3 | 1 | +2 | 13% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Columbia, Md | 8 | 4 | 1 | +3 | 13% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Albany, Or | 8 | 0 | 1 | -1 | 13% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Colorado Springs, Co | 8 | 1 | 1 | 0 | 13% | |||
| H••• I••••• F•••••••• L•• independent RIA | Grand Rapids, Mi · principal | 8 | 1 | 1 | 0 | 13% | |||
| A•••••• C••••••••• G•••• A•••••••• L•• institutional | A••••••, Ga · principal | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Elkhart, In | 8 | 2 | 1 | +1 | 13% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Cedar Rapids, Ia | 8 | 0 | 1 | -1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Elmhurst, Il | 8 | 1 | 1 | 0 | 13% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Homewood, Al | 8 | 1 | 1 | 0 | 13% | |||
| Y••••• C•••••• M••••••••• L•• asset manager | Bloomfield Hills, Mi · principal | 8 | 1 | 1 | 0 | 13% | |||
| O•••• W•••••• I••• BD affiliated | Boynton Beach, Fl | 8 | 0 | 1 | -1 | 13% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Fairfax, Va | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Carrollton, Tx | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Clarkston, Mi | 8 | 1 | 1 | 0 | 13% | |||
| C•••••• W••••• M••••••••• L•• independent RIA | Chicago, Il · principal | 8 | 0 | 1 | -1 | 13% | |||
| T•• A••••• G••••• L•• independent RIA | Wayne, Pa | 8 | 1 | 1 | 0 | 13% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Harrisonburg, Va | 8 | 2 | 1 | +1 | 13% | |||
| H•••••• I••••••••• I••• BD affiliated | Rockford, Il | 8 | 2 | 1 | +1 | 13% | |||
| S••••••• W••••• M••••••••• I••• independent RIA | Champaign, Il · principal | 8 | 2 | 1 | +1 | 13% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Vero Beach, Fl | 8 | 0 | 1 | -1 | 13% | |||
| N•••••• A••••••• BD affiliated | Jacksonville, Fl | 8 | 5 | 1 | +4 | 13% | 2 | ||
| U•• F•••••••• S•••••••• I••• bank affiliated | St Louis, Mo | 8 | 1 | 1 | 0 | 13% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Pittsburgh, Pa | 8 | 0 | 1 | -1 | 13% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Stockton, Ca | 8 | 0 | 1 | -1 | 13% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Topeka, Ks | 8 | 0 | 1 | -1 | 13% | |||
| H••••••••• F•••••••• A••••••• bank affiliated | Byron Center, Mi | 8 | 0 | 1 | -1 | 13% | |||
| F•••••••• M••••••••• I••• mixed wealth | Little Rock, Ar · principal | 8 | 4 | 1 | +3 | 13% | |||
| E•••••• F•••••••• E•••••• independent RIA | Santa Clara, Ca · principal | 8 | 1 | 1 | 0 | 13% | |||
| E••••• J•••• national BD | Rocklin, Ca | 8 | 2 | 1 | +1 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Marquette, Mi | 8 | 1 | 1 | 0 | 13% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Fresno, Ca | 8 | 1 | 1 | 0 | 13% | |||
| P•• W••••• M••••••••• bank affiliated | Denver, Co | 8 | 7 | 1 | +6 | 13% | |||
| C•••••• A••••••• BD affiliated | Renton, Wa | 8 | 0 | 1 | -1 | 13% | |||
| A••••••• A•••• M••••••••• I••• institutional | Monument, Co · principal | 8 | 0 | 1 | -1 | 13% | |||
| C•••••• A••••••• BD affiliated | Cleveland, Oh | 8 | 0 | 1 | -1 | 13% | |||
| C•••••• C•••••• G••••• I••• mixed wealth | Edina, Mn · principal | 8 | 4 | 1 | +3 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Los Gatos, Ca | 8 | 0 | 1 | -1 | 13% | |||
| M••••• S•••••• wirehouse | Jackson, Tn | 8 | 1 | 1 | 0 | 13% | |||
| E•••••• F•••••••• E•••••• independent RIA | Federal Way, Wa | 8 | 0 | 1 | -1 | 13% | |||
| P•••••• • W••••• M••••••••• A••••••• independent RIA | Waltham, Ma · principal | 8 | 7 | 1 | +6 | 13% | |||
| A••••••••• I••••••••• A••••••• mixed wealth | Nashville, Il | 8 | 1 | 1 | 0 | 13% | |||
| S•••• S•••••• W••••• G•••• independent RIA | Brentwood, Tn · principal | 8 | 0 | 1 | -1 | 13% | |||
| A•••• C•••••• A••••••• I••• independent RIA | San Francisco, Ca · principal | 8 | 5 | 1 | +4 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Lehi, Ut | 8 | 0 | 1 | -1 | 13% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Salt Lake City, Ut | 8 | 0 | 1 | -1 | 13% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Roswell, Ga | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | New Hyde Park, Ny | 8 | 0 | 1 | -1 | 13% | |||
| D•••••• F••••• O••••• independent RIA | Tavares, Fl · principal | 8 | 7 | 1 | +6 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Goodyear, Az | 8 | 2 | 1 | +1 | 13% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Greenville, Sc | 8 | 1 | 1 | 0 | 13% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Scottsdale, Az | 8 | 1 | 1 | 0 | 13% | |||
| M•••••• F•••••••• S••••••• C••••••••• state registered | San Antonio, Tx · principal | 8 | 0 | 1 | -1 | 13% | |||
| A••••• P•••••• C•••••• independent RIA | Cornelius, Nc · principal | 8 | 1 | 1 | 0 | 13% | |||
| A•••• I••••••••• M••••••••• state registered | Greenville, Sc · principal | 8 | 4 | 1 | +3 | 13% | |||
| C••••••••• S••••••••• L•• BD affiliated | Jefferson City, Mo | 8 | 1 | 1 | 0 | 13% |
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.