DFX Intelligence
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. BD affiliated | Houston, Tx | 21 | 4 | 4 | 0 | 19% | |||
| FIRST FOUNDATION ADVISORS independent RIA | Irvine, Ca · principal | 21 | 5 | 4 | +1 | 19% | |||
| FLAGSTAR SECURITIES, INC. independent RIA | New York, Ny · principal | 21 | 5 | 4 | +1 | 19% | |||
| O•••• W•••••• I••• BD affiliated | Richmond, Va | 21 | 1 | 4 | -3 | 19% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Fort Myers, Fl | 19 | 1 | 4 | -3 | 21% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Plano, Tx | 19 | 2 | 4 | -2 | 21% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Fond Du Lac, Wi | 19 | 1 | 4 | -3 | 21% | 1 | ||
| P••••••••• W••••• A••••••• independent RIA | Fort Lauderdale, Fl · principal | 18 | 1 | 4 | -3 | 22% | 1 | ||
| E••••• J•••• national BD | Sacramento, Ca | 18 | 3 | 4 | -1 | 22% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Leawood, Ks | 18 | 1 | 4 | -3 | 22% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Nashville, Tn | 18 | 5 | 4 | +1 | 22% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Wichita, Ks | 18 | 1 | 4 | -3 | 22% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Canfield, Oh | 18 | 1 | 4 | -3 | 22% | 2 | ||
| W•••• F•••• A••••••• wirehouse | Bellingham, Wa | 18 | 1 | 4 | -3 | 22% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Portland, Or | 17 | 7 | 4 | +3 | 24% | |||
| C••••••••• F•••••••• N•••••• national BD | Pittsford, Ny | 17 | 1 | 4 | -3 | 24% | 1 | ||
| R••••• W• B•••• • C•• I••••••••• mixed wealth | Quad Cities, Ia | 17 | 1 | 4 | -3 | 24% | 1 | ||
| C•• A•••••••• L•• independent RIA | Atlanta, Ga · principal | 16 | 2 | 4 | -2 | 25% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Greensboro, Nc | 15 | 0 | 4 | -4 | 27% | 2 | ||
| W•••• F•••• A••••••• wirehouse | Cleveland, Oh | 14 | 0 | 4 | -4 | 29% | 1 | ||
| K•••••• F•••••••• G••••• L•• independent RIA | Peoria, Az · principal | 14 | 5 | 4 | +1 | 29% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Madison, Wi | 14 | 1 | 4 | -3 | 29% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Green Bay, Wi | 14 | 8 | 4 | +4 | 29% | 1 | 1 | |
| P••• R••••••••• P•••••••• I••• independent RIA | Columbus, Oh · principal | 14 | 3 | 4 | -1 | 29% | |||
| L•• F•••••••• L•• BD affiliated | West Palm Beach, Fl | 14 | 1 | 4 | -3 | 29% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Amarillo, Tx | 14 | 4 | 4 | 0 | 29% | 2 | 1 | |
| A••••••••• F•••••••• S•••••••• L•• national BD | Ocala, Fl | 14 | 0 | 4 | -4 | 29% | 1 | ||
| W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• independent RIA | Tampa, Fl · principal | 14 | 6 | 4 | +2 | 29% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Johnstown, Pa | 13 | 1 | 4 | -3 | 31% | 2 | ||
| A•• F•••••••• A•••••••• L•• independent RIA | Rockledge, Fl · principal | 13 | 4 | 4 | 0 | 31% | 1 | ||
| C••••••• independent RIA | Coppell, Tx · principal | 13 | 3 | 4 | -1 | 31% | |||
| P•••••••• S••••••••• I••• BD affiliated | Phoenix, Az | 13 | 3 | 4 | -1 | 31% | |||
| A••• I•••••• I•• independent RIA | Las Vegas, Nv · principal | 13 | 1 | 4 | -3 | 31% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Fairfield, Ct | 13 | 1 | 4 | -3 | 31% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Arlington, Tx | 13 | 1 | 4 | -3 | 31% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Mount Laurel, Nj | 12 | 1 | 4 | -3 | 33% | 1 | ||
| C•••••• A••••••• BD affiliated | Fort Washington, Pa · principal | 12 | 1 | 4 | -3 | 33% | 2 | ||
| W•••• F•••• A••••••• wirehouse | La Jolla, Ca | 11 | 3 | 4 | -1 | 36% | 1 | ||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Redding, Ca | 11 | 1 | 4 | -3 | 36% | 1 | ||
| T••••••• A••••••• independent RIA | Greenville, Sc · principal | 11 | 4 | 4 | 0 | 36% | |||
| C•••• F•••••••• A••••••• independent RIA | Portland, Or · principal | 11 | 2 | 4 | -2 | 36% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Poughkeepsie, Ny | 10 | 1 | 4 | -3 | 40% | 1 | ||
| K• C•••••• M••••••••• L•• independent RIA | Saint Francisville, La · principal | 10 | 1 | 4 | -3 | 40% | 1 | ||
| A••••• A••••••• independent RIA | Logan, Ut · principal | 9 | 1 | 4 | -3 | 44% | 1 | ||
| T••••• A••••••• S•••••••• I••• BD affiliated | Palm Beach Gardens, Fl | 8 | 0 | 4 | -4 | 50% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Marquette, Mi | 8 | 5 | 4 | +1 | 50% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Burnsville, Mn | 8 | 1 | 4 | -3 | 50% | 1 | ||
| O••••• I••••••••• A•••••••• I••• independent RIA | Goshen, Ny · principal | 8 | 2 | 4 | -2 | 50% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Albuquerque, Nm | 7 | 2 | 4 | -2 | 57% | 1 | 1 | |
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Boca Raton, Fl | 7 | 2 | 4 | -2 | 57% | 1 | ||
| S••••••• BD affiliated | Dallas, Tx | 7 | 1 | 4 | -3 | 57% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Savannah, Ga | 6 | 0 | 4 | -4 | 67% | 1 | ||
| P••• A••••• S••••••••• L•• BD affiliated | Glenview, Il | 6 | 0 | 4 | -4 | 67% | 1 | ||
| G•••••••• C•••••• M••••••••• L•• independent RIA | Lone Tree, Co · principal | 6 | 0 | 4 | -4 | 67% | 1 | 2 | |
| A••••• W••••• M••••••••• independent RIA | Broken Arrow, Ok | 6 | 0 | 4 | -4 | 67% | |||
| C•••••••• C•••••• P•••••••• L•• other | Rochester, Mi · principal | 6 | 0 | 4 | -4 | 67% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Walnut Creek, Ca | 6 | 0 | 4 | -4 | 67% | |||
| C••••••••• F•••••••• N•••••• national BD | Burlington, Nc | 5 | 1 | 4 | -3 | 80% | 1 | ||
| S•••••••• A••••••• L•• national BD | Greenwood Village, Co | 740 | 114 | 3 | +111 | 0.4% | |||
| W•••••• B•••• • C•••••• L••••• BD affiliated | Chicago, Il · principal | 328 | 39 | 3 | +36 | 0.9% | 1 |
22,747 offices match.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.