DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| GRYPHON WEALTH independent RIA | $3.2B | 12 | $270M | 100% | 97% | 58 | 1 | ||
| BHARCAP PARTNERS, LLC other | $3.2B | +40% | 0.0% | 2 | 8 | ||||
| CANTOR FITZGERALD INVESTMENT ADVISORS mixed wealth | $3.2B | +36% | 32 | $101M | 41% | 86% | 38 | 3 | 2 |
| G••••••••• C•••••• L• asset manager | $3.2B | +77% | 0.0% | 1 | 14 | ||||
| C••••••••• F•••• asset manager | $3.2B | +23% | 5 | $648M | 0.0% | 1 | |||
| M•••• H•••••••• C•••••• L•• independent RIA | $3.2B | 85% | 99% | 1 | 1 | ||||
| F••••••• C•••••• asset manager | $3.2B | +1.7% | 0.0% | 3 | 9 | ||||
| A••••••• R••••• A••••••• asset manager | $3.2B | -1.4% | 1 | $3.2B | 0.0% | 5 | 2 | ||
| L•• C••••• P••••••• asset manager | $3.2B | -0.6% | 0.0% | 13 | 6 | ||||
| C•••••• C•••••• M••••••••• L•• independent RIA | $3.2B | +21% | 15 | $216M | 81% | 94% | 61 | 2 | |
| L•••••• A••••••• G••••• L•• institutional | $3.2B | +2.3% | 0.0% | 1 | |||||
| G•• I••••••••• A••••••• L•• asset manager | $3.2B | -3.1% | 0.0% | 2 | 11 | ||||
| V•••• C•••••• P•••••••• I••• independent RIA | $3.2B | +18% | 23 | $140M | 93% | 74% | 28 | 1 | |
| N••••• C••••••••• L•• institutional | $3.2B | +1.5% | 0.0% | 2 | 4 | ||||
| V•••• S••••• C•••••• L•• asset manager | $3.2B | +8.1% | 0.0% | 2 | 10 | ||||
| O••••••• C•••••• M••••••••• L•• asset manager | $3.2B | +10% | 0.0% | 1 | 11 | ||||
| C•••• E••••• T••••••••• I••••••••• S••••• asset manager | $3.2B | 0.0% | 1 | ||||||
| C••••••••• A••••••• independent RIA | $3.2B | -3.9% | 16 | $201M | 53% | 42% | 68 | 1 | |
| F• D•••••• I••••••••• A••••••• L•• asset manager | $3.2B | 1.5% | 100% | 2 | 6 | ||||
| T•••••• C••••••• I••• independent RIA | $3.2B | +22% | 73 | $44.0M | 81% | 39% | 110 | 12 | |
| E•••••• • K••••••••• W••••• M••••••••• independent RIA | $3.2B | +2.4% | 22 | $146M | 95% | 95% | 53 | 3 | |
| Q••••• C•••••• S• asset manager | $3.2B | 0.0% | 1 | 5 | |||||
| M• H••••••• S••••••••• I••• BD affiliated | $3.2B | -21% | 179 | $17.9M | 95% | 38% | 24 | 106 | |
| T•••• A•••• M••••••••• L•• other | $3.2B | +16% | 3 | $1.1B | 0.0% | 1 | 5 | ||
| L•• W•••••• L•• independent RIA | $3.2B | +21% | 16 | $200M | 100% | 82% | 107 | 3 | |
| P•••••••• W••••• independent RIA | $3.2B | +21% | 21 | $153M | 94% | 93% | 56 | 3 | |
| E•• I••••••••• other | $3.2B | -7.9% | 4 | $801M | 1.4% | 100% | 5 | 1 | |
| R•••••• M••••• A••••••••• I•• independent RIA | $3.2B | +10% | 16 | $200M | 97% | 94% | 100 | 2 | |
| B••••• W•••••• L•• independent RIA | $3.2B | +19% | 25 | $128M | 100% | 93% | 58 | 4 | |
| G•••••••• C•••••• P••••••• asset manager | $3.2B | +47% | 0.0% | 2 | 10 | ||||
| A•••• C••••••• L•• asset manager | $3.2B | +3.7% | 1 | $3.2B | 0.8% | 100% | 1 | 4 | |
| K• F••• A•••••••• L•• asset manager | $3.2B | -2.3% | 1 | $3.2B | 0.0% | 3 | |||
| L••• F•••••••• independent RIA | $3.2B | +22% | 15 | $212M | 73% | 94% | 56 | 2 | |
| F••••••••• C•••••• ••• L•• asset manager | $3.2B | +3.5% | 0.0% | 4 | |||||
| S•••• A••••••••• A•••• M••••••••• L• asset manager | $3.2B | -3.4% | 0.0% | 3 | 11 | ||||
| A•••••• I•• M••••••• L•• asset manager | $3.2B | +19% | 0.0% | 2 | 3 | ||||
| F••••••••• C•••••• L• asset manager | $3.2B | +95% | 0.0% | 1 | 2 | ||||
| G••••• A••••••• S•••••••• L•• independent RIA | $3.2B | +20% | 50 | $63.6M | 74% | 80% | 47 | 8 | |
| L•• I••••••••• L•• independent RIA | $3.2B | +57% | 4 | $794M | 56% | 96% | 30 | 1 | |
| B•••••• C•••••• I••••••••• M••••••••• L•• asset manager | $3.2B | -7.7% | 1 | $3.2B | 0.0% | 19 | 12 | ||
| V•• P••••••• I•• L•• asset manager | $3.2B | -6.4% | 0.0% | 1 | 28 | ||||
| C••••• A••••••• G••••• L•• independent RIA | $3.2B | +10.0% | 76 | $41.7M | 98% | 65% | 94 | 37 | |
| H••••• C•••••• M••••••••• L•• mixed wealth | $3.2B | +7.9% | 7 | $452M | 22% | 43% | 220 | 2 | |
| M•••••• W••••• M••••••••• other | $3.2B | +7.8% | 22 | $144M | 1.8% | 52% | 6 | 10 | |
| T••••••••• C•••••• P•••••••• L•• asset manager | $3.2B | -8.0% | 0.0% | 2 | 36 | ||||
| N•••• S••••• I••••••••• L•• asset manager | $3.2B | +56% | 3 | $1.1B | 0.0% | 1 | |||
| A•••• P••••••• L•• asset manager | $3.2B | +12% | 0.0% | 2 | 6 | ||||
| O• I••••••••• M••••••••• C• BD affiliated | $3.2B | +33% | 208 | $15.2M | 94% | 42% | 45 | 127 | |
| C••••• W••••• P••••••• independent RIA | $3.2B | +22% | 19 | $166M | 98% | 93% | 64 | 5 | 1 |
| A••••••••• W••••• P••••••• independent RIA | $3.1B | +35% | 58 | $54.3M | 99% | 72% | 60 | 38 | |
| R•••• M••••••• A•••••••• L•• mixed wealth | $3.1B | +6.3% | 3 | $1.0B | 20% | 95% | 79 | 1 | |
| S•••••••• S••••••••• BD affiliated | $3.1B | +23% | 159 | $19.8M | 91% | 0.0% | 68 | 418 | |
| S•••••••• I••••• M••••••••• L•• asset manager | $3.1B | +14% | 3 | $1.0B | 0.0% | 1 | |||
| G••••••••• C•••••• M••••••••• L•• asset manager | $3.1B | -7.1% | 0.0% | 4 | 4 | ||||
| R••••• C••••• A••••••• L• asset manager | $3.1B | -5.9% | 0.0% | 3 | 12 | ||||
| S••• M••••••• C•••••• L•• asset manager | $3.1B | +0.5% | 0.0% | 1 | |||||
| F•••••••• P•••••••• L•• institutional | $3.1B | +28% | 4 | $780M | 0.9% | 94% | 3 | 1 | |
| R••••••••• H••••••••• M••••••••• I•• asset manager | $3.1B | -5.5% | 0.0% | 1 | 11 | ||||
| F••• E••• C•••••• asset manager | $3.1B | +1.9% | 0.0% | 1 | 23 | ||||
| C••••••••• C•••••• L•• asset manager | $3.1B | +20% | 0.0% | 1 | 21 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.