DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC independent RIA | $132M | 3 | $44.0M | 97% | 66% | 102 | 2 | ||
| LEE-WAY FINANCIAL SERVICES, INC independent RIA | $132M | 1 | $132M | 95% | 86% | 103 | 1 | ||
| JGC TAX & WEALTH MANAGEMENT independent RIA | $132M | +21% | 3 | $44.0M | 83% | 67% | 60 | 1 | |
| S••••• W•••••• I••• independent RIA | $132M | 3 | $44.0M | 100% | 66% | 74 | 3 | ||
| W••••••••• L•• independent RIA | $132M | +16% | 2 | $66.0M | 75% | 68% | 62 | 1 | |
| S•••••• C•••••• P•••••••• L•• independent RIA | $132M | +5.3% | 2 | $66.0M | 100% | 79% | 112 | 1 | |
| B••• L••• C•••••• independent RIA | $132M | 7 | $18.8M | 79% | 75% | 17 | 3 | ||
| B••••••• W••••• M••••••••• I••• independent RIA | $132M | 1 | $132M | 96% | 70% | 446 | 3 | ||
| A•• I••••••••• M••••••••• independent RIA | $132M | 3 | $44.0M | 81% | 66% | 51 | 3 | ||
| T••••• • D•••••• A••••••• I••• independent RIA | $132M | +8.9% | 2 | $65.9M | 96% | 71% | 65 | 1 | |
| P••••• W••••• independent RIA | $132M | 4 | $33.0M | 96% | 80% | 121 | 1 | ||
| R•• C•••••• M••••••••• L•• independent RIA | $132M | +26% | 2 | $65.9M | 54% | 82% | 23 | 1 | |
| T•••••• F•••••••• G•••• L•• independent RIA | $132M | +13% | 1 | $132M | 90% | 68% | 168 | 1 | |
| A•• I••••••••• M••••••••• L•• independent RIA | $132M | +2.9% | 1 | $132M | 99% | 88% | 54 | 2 | |
| M•••••••• • C•••••• independent RIA | $131M | +19% | 2 | $65.7M | 100% | 69% | 58 | 1 | |
| C•••••••• C•••••• W••••• M••••••••• L•• independent RIA | $131M | +7.7% | 3 | $43.8M | 100% | 78% | 69 | 3 | |
| L•••••• A••••••• independent RIA | $131M | +23% | 2 | $65.7M | 90% | 82% | 57 | 1 | |
| S•••••• • P••••••• W••••• M••••••••• L•• independent RIA | $131M | +7.3% | 2 | $65.7M | 87% | 83% | 40 | 1 | |
| S•••••••• F•••••••• S•••••••• I••• independent RIA | $131M | 1 | $131M | 87% | 71% | 116 | 1 | ||
| W•••• H••• W••••• M••••••••• independent RIA | $131M | 2 | $65.6M | 100% | 78% | 77 | 1 | ||
| B•••• W••••• M••••••••• L•• independent RIA | $131M | 4 | $32.8M | 100% | 72% | 40 | 2 | ||
| W••••• C•••••• G•••• independent RIA | $131M | +5.0% | 3 | $43.7M | 52% | 75% | 60 | 1 | |
| F••••• W••••• P••••••• L•• independent RIA | $131M | 2 | $65.5M | 100% | 67% | 111 | 1 | ||
| D•• A•••••• G••••• I••• independent RIA | $131M | +42% | 19 | $6.9M | 100% | 62% | 27 | 2 | |
| M•••• F•••••••• I•• independent RIA | $131M | +7.7% | 3 | $43.5M | 74% | 85% | 58 | 1 | |
| E••••••••• W••••• M••••••••• L•• independent RIA | $130M | +4.9% | 3 | $43.5M | 99% | 51% | 38 | 1 | |
| M•••••• C•••••• A••••••• L•• independent RIA | $130M | 2 | $65.2M | 99% | 68% | 108 | 3 | ||
| A••••••• F•••••••• G••••• L•• independent RIA | $130M | +12% | 3 | $43.4M | 98% | 84% | 38 | 1 | |
| T•• S••••• G••••• I••• independent RIA | $130M | 3 | $43.4M | 100% | 65% | 68 | 2 | ||
| P••••••••• W•••••• L•• independent RIA | $130M | +21% | 4 | $32.6M | 82% | 70% | 38 | 3 | |
| W••••• I••••••••• M••••••••• I•• independent RIA | $130M | +6.5% | 2 | $65.1M | 93% | 82% | 51 | 1 | |
| M••••••••• C•••••• A••••••• L•• independent RIA | $130M | +16% | 100% | 51% | 1 | ||||
| S••••• F•••••••• independent RIA | $130M | 2 | $65.1M | 89% | 89% | 42 | 1 | ||
| W••• W••••• M••••••••• L•• independent RIA | $130M | +9.3% | 2 | $65.1M | 93% | 85% | 40 | 2 | |
| F•••••••• A•••••• L••• independent RIA | $130M | +18% | 1 | $130M | 100% | 54% | 220 | 1 | |
| C•••••• C••• W••••• M••••••••• I••• independent RIA | $130M | +3.2% | 2 | $65.0M | 100% | 73% | 68 | 3 | |
| S•••• H•••• C•••••• A••••••• independent RIA | $130M | +15% | 1 | $130M | 100% | 85% | 123 | 1 | |
| W••••• U• W•••••• I••• independent RIA | $130M | +5.8% | 3 | $43.3M | 100% | 80% | 38 | 1 | |
| A••• W••••• M••••••••• independent RIA | $130M | +5.9% | 6 | $21.7M | 77% | 60% | 36 | 5 | |
| N••••• W••••• M••••••••• L•• independent RIA | $130M | 6 | $21.7M | 99% | 88% | 26 | 6 | ||
| S••• H••••• F••••••••• L•• independent RIA | $130M | -1.6% | 3 | $43.3M | 100% | 60% | 115 | 3 | |
| C••••••••• • A••••••••• independent RIA | $130M | -19% | 3 | $43.2M | 95% | 69% | 95 | 3 | |
| B•••••• • C•••••• L•• independent RIA | $130M | +10% | 2 | $64.8M | 83% | 64% | 86 | 1 | |
| E••••••••• W••••• L•• independent RIA | $130M | +26% | 3 | $43.2M | 98% | 86% | 22 | 4 | |
| P••••• V••••• W••••• M••••••••• independent RIA | $129M | 2 | $64.7M | 98% | 78% | 49 | 1 | ||
| I•••••••• I•••••••• L•• independent RIA | $129M | +4.0% | 3 | $43.1M | 100% | 68% | 52 | 1 | |
| C•• W••••• A•••••••• I••• independent RIA | $129M | +18% | 2 | $64.7M | 95% | 78% | 59 | 1 | |
| S•• C•••••• A•••••••• L•• independent RIA | $129M | +8.6% | 3 | $43.1M | 100% | 60% | 92 | 1 | |
| A•••••••• C•••••• M••••••••• L•• independent RIA | $129M | +6.6% | 2 | $64.7M | 97% | 74% | 69 | 2 | |
| A•••••••• W••••• M••••••••• L•• independent RIA | $129M | 5 | $25.9M | 100% | 83% | 28 | 1 | ||
| P••••• W••••• independent RIA | $129M | 2 | $64.6M | 92% | 68% | 83 | 2 | ||
| A•••• A•••• M••••••••• independent RIA | $129M | +0.4% | 1 | $129M | 100% | 75% | 149 | 1 | |
| R•••••• W••••• M••••••••• • T•••• S••••••• independent RIA | $129M | +16% | 3 | $43.0M | 89% | 84% | 33 | 1 | |
| W••••••• C•••••• independent RIA | $129M | 4 | $32.2M | 100% | 62% | 108 | 3 | ||
| H••• • C••••• F•••••••• G•••• L•• independent RIA | $129M | 4 | $32.2M | 84% | 55% | 61 | 3 | ||
| B•••• A•••• M••••••••• L• independent RIA | $129M | +12% | 3 | $42.9M | 99% | 54% | 39 | 2 | |
| R•••••• L•• independent RIA | $129M | 4 | $32.1M | 73% | 73% | 64 | 9 | ||
| T•• C••••••• • H•••••• C• independent RIA | $129M | 2 | $64.3M | 100% | 60% | 63 | 1 | ||
| P•••••• I••••••••• A•••••••• L•• independent RIA | $129M | 11 | $11.7M | 71% | 71% | 21 | 5 | ||
| B••••••• C•••••• M••••••••• L•• independent RIA | $128M | 2 | $64.2M | 93% | 55% | 177 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.