DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WHITE OAK WEALTH MANAGEMENT independent RIA | $124M | +32% | 3 | $41.4M | 100% | 74% | 21 | 1 | |
| ROYAL PALMS CAPITAL, LLC independent RIA | $124M | +23% | 1 | $124M | 100% | 87% | 87 | 2 | |
| MERRYFIELD BARNES, LLC independent RIA | $124M | +10% | 2 | $62.1M | 95% | 77% | 100 | 1 | |
| T••••••• C•••••• C••••••• L•• independent RIA | $124M | +14% | 2 | $62.1M | 100% | 58% | 78 | 2 | |
| J•• W••••• M••••••••• L•• independent RIA | $124M | +9.2% | 2 | $62.0M | 99% | 86% | 40 | 2 | |
| P••••••• F•••••••• S••••••• L•• independent RIA | $124M | +10% | 1 | $124M | 96% | 69% | 157 | 1 | |
| S••••••• P•••••• W••••• L•• independent RIA | $124M | -1.0% | 2 | $62.0M | 99% | 71% | 74 | 1 | |
| H•••• W••••• M••••••••• independent RIA | $124M | 1 | $124M | 98% | 76% | 60 | 1 | ||
| T•••• I••••••••• M••••••••• L•• independent RIA | $124M | 4 | $31.0M | 96% | 72% | 66 | 1 | ||
| I••• W••••• M••••••••• L•• independent RIA | $124M | +12% | 2 | $62.0M | 92% | 76% | 68 | 1 | |
| M•••••• F•••••••• A••••••••• I••• independent RIA | $124M | 2 | $62.0M | 92% | 55% | 143 | 1 | ||
| G•••••••• F•••••••• N••••••• L•• independent RIA | $124M | 12 | $10.3M | 100% | 62% | 16 | 10 | ||
| C•••• F•••••••• S•••••••• I••• independent RIA | $124M | +3.9% | 3 | $41.2M | 88% | 57% | 128 | 3 | |
| P•••• O• M••• F•••••••• P•••••••• I•• independent RIA | $124M | +4.7% | 2 | $61.8M | 96% | 54% | 61 | 1 | |
| S••••••••• F••••••••• L•• independent RIA | $124M | 2 | $61.8M | 100% | 70% | 63 | 2 | ||
| F••••••••• W••••• M••••••••• I••• independent RIA | $124M | 7 | $17.6M | 100% | 63% | 91 | 5 | ||
| I•••• R••••••••• S•••••••• independent RIA | $124M | 3 | $41.2M | 100% | 58% | 104 | 3 | ||
| Z•••••••• C•••••• M••••••••• L•• independent RIA | $123M | 2 | $61.7M | 93% | 88% | 58 | 1 | ||
| Q• W••••• M••••••••• independent RIA | $123M | 3 | $41.2M | 100% | 65% | 50 | 1 | ||
| G•••••••• W••••• M••••••••• independent RIA | $123M | +12% | 1 | $123M | 100% | 76% | 117 | 1 | |
| I••••••••• M••••••••• T••••• L•• independent RIA | $123M | +16% | 1 | $123M | 100% | 73% | 147 | 1 | |
| O•••••••• W••••• M••••••••• independent RIA | $123M | 4 | $30.8M | 96% | 76% | 52 | 1 | ||
| D••••• C•••••• M••••••••• independent RIA | $123M | 3 | $41.1M | 100% | 88% | 28 | 2 | ||
| P•••••• S•••••••• I••••••••• G••••• L•• independent RIA | $123M | 2 | $61.6M | 100% | 79% | 52 | 1 | ||
| L••• • B•••••• I••• independent RIA | $123M | 2 | $61.6M | 100% | 78% | 69 | 1 | ||
| D••••• F•••••••• A•••••••• I••• independent RIA | $123M | -57% | 3 | $41.0M | 73% | 72% | 42 | 1 | |
| S••••• C•••••• independent RIA | $123M | 2 | $61.5M | 95% | 66% | 45 | 1 | ||
| L••••• F•••••••• S••••••• G••••• I••• independent RIA | $123M | +0.4% | 2 | $61.4M | 99% | 69% | 92 | 3 | |
| E••••••• W••••• A••••••• independent RIA | $123M | +9.8% | 3 | $40.9M | 100% | 51% | 75 | 1 | |
| R••• C•••••• M••••••••• I••• independent RIA | $123M | 2 | $61.4M | 100% | 68% | 79 | 1 | ||
| T• F•••••••• M••••••••• C• I••• independent RIA | $123M | 2 | $61.4M | 100% | 74% | 72 | 1 | ||
| E••••••• P•••••• W••••• independent RIA | $123M | 4 | $30.7M | 100% | 81% | 28 | 5 | ||
| U•• D••••••••• W••••• A••••••• independent RIA | $123M | 2 | $61.3M | 100% | 63% | 134 | 5 | ||
| T••••••• I••••••••• independent RIA | $123M | +7.4% | 2 | $61.3M | 100% | 90% | 29 | 1 | |
| M••• L••• G•••• W••••• M••••••••• L•• independent RIA | $123M | +9.7% | 1 | $123M | 93% | 88% | 60 | 2 | 2 |
| L••••••••• W••••• M••••••••• L•• independent RIA | $122M | -7.4% | 3 | $40.8M | 100% | 90% | 23 | 4 | |
| I••••••••• W••••• A•••••••• L•• independent RIA | $122M | 2 | $61.2M | 100% | 84% | 42 | 2 | ||
| P•••••• F•••••••• G•••• L•• independent RIA | $122M | 3 | $40.8M | 99% | 60% | 68 | 1 | ||
| A•••• F•••••••• S•••••••• L•• independent RIA | $122M | +7.8% | 4 | $30.6M | 100% | 58% | 60 | 1 | |
| B••••••••• C•••••• A•••••••• I••• independent RIA | $122M | 2 | $61.1M | 99% | 76% | 76 | 1 | ||
| C••••• W••••• M••••••••• I••• independent RIA | $122M | 2 | $61.1M | 99% | 69% | 114 | 1 | ||
| C•• W••••• M••••••••• independent RIA | $122M | 3 | $40.6M | 100% | 80% | 27 | 2 | ||
| L••••••• W••••• M••••••••• G••••• L•• independent RIA | $122M | 1 | $122M | 97% | 68% | 181 | 2 | ||
| C•••••• C•••••• M••••••••• L•• independent RIA | $122M | +19% | 2 | $60.8M | 90% | 63% | 93 | 1 | |
| B••••• P•••••••• A••••••• independent RIA | $122M | 2 | $60.8M | 100% | 81% | 73 | 1 | ||
| B••• H•••• C••••••• L•• independent RIA | $122M | 2 | $60.8M | 99% | 64% | 103 | 1 | ||
| G••• • G••• I••••••••• A••••••• L•• independent RIA | $121M | 2 | $60.7M | 100% | 69% | 92 | 1 | ||
| R•••• A••••••• S•••••••• I••• independent RIA | $121M | +7.0% | 24 | $5.1M | 78% | 52% | 11 | 13 | |
| P••••••••• A•••••••• I••• independent RIA | $121M | 3 | $40.5M | 98% | 64% | 47 | 1 | ||
| S••••••••• D•••• A••••••• L•• independent RIA | $121M | +2.6% | 3 | $40.4M | 99% | 88% | 31 | 1 | |
| L••• S••••••••• I••• independent RIA | $121M | 1 | $121M | 100% | 53% | 115 | 1 | ||
| A•••• W••••• A••••••• independent RIA | $121M | 2 | $60.6M | 98% | 58% | 99 | 3 | ||
| G•••••• A•••••••• L•• independent RIA | $121M | 4 | $30.3M | 82% | 74% | 31 | 1 | ||
| A•••• F•••••••• M••••••••• independent RIA | $121M | +5.8% | 1 | $121M | 100% | 63% | 288 | 1 | |
| G••••• F•••••••• G••••• L•• independent RIA | $121M | 2 | $60.6M | 99% | 82% | 52 | 1 | ||
| G••••••••• W••••• M••••••••• independent RIA | $121M | -9.2% | 4 | $30.3M | 97% | 62% | 45 | 2 | |
| W••• F•••••••• S••••••••• I••• independent RIA | $121M | 2 | $60.5M | 98% | 73% | 69 | 1 | ||
| A•• F•••••••• P••••••• independent RIA | $121M | 2 | $60.5M | 100% | 89% | 34 | 3 | ||
| C•••• W••••• S••••••• independent RIA | $121M | +31% | 9 | $13.4M | 98% | 53% | 25 | 6 | |
| E••• W••••• M••••••••• L•• independent RIA | $121M | +7.6% | 3 | $40.3M | 97% | 71% | 49 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.