DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| J. L. BAINBRIDGE & CO., INC. independent RIA | $1.4B | +14% | 6 | $229M | 98% | 87% | 138 | 1 | |
| RICE PARK CAPITAL asset manager | $1.4B | +11% | 0.0% | 3 | 7 | ||||
| ONYX BRIDGE WEALTH GROUP LLC independent RIA | $1.4B | +37% | 22 | $62.3M | 96% | 66% | 82 | 11 | |
| T•• I•••••••• independent RIA | $1.4B | +19% | 13 | $105M | 97% | 90% | 62 | 7 | 2 |
| B•••• D•••••• F••••••••• L•• independent RIA | $1.4B | +31% | 14 | $97.9M | 82% | 92% | 24 | 2 | 3 |
| N••• L•••• P•••••• L•• independent RIA | $1.4B | +30% | 13 | $105M | 90% | 78% | 61 | 1 | |
| S•••••• I••••••••• M••••••• L•• asset manager | $1.4B | -4.4% | 10 | $137M | 1.6% | 30% | 7 | 1 | |
| B•••• C•••••• M••••••••• asset manager | $1.4B | +25% | 0.0% | 1 | 5 | ||||
| M••••••• W••••• P•••••••• L•• bank affiliated | $1.4B | +9.0% | 10 | $137M | 68% | 92% | 71 | 3 | |
| M••••••• C•••••• M••••••••• L•• asset manager | $1.4B | +5.1% | 1 | $1.4B | 0.0% | 2 | 12 | ||
| D•••••••• platform/SMA | $1.4B | +24% | 100% | 100% | 2 | ||||
| B• C••••• M••••••••• L•• asset manager | $1.4B | +13% | 0.0% | 1 | 3 | ||||
| A•••• F•••••••• C••••••••• asset manager | $1.4B | +259% | 2 | $684M | 3.3% | 78% | 14 | 1 | |
| H••••• B•••• W••••• M••••••••• L•• independent RIA | $1.4B | +14% | 1 | $1.4B | 94% | 99% | 549 | 2 | |
| O••••••• M••••••••• G•••• L•• independent RIA | $1.4B | +27% | 98% | 100% | 1 | 8 | |||
| S•••••• E••••• P••••••• asset manager | $1.4B | +126% | 0.0% | 1 | 9 | ||||
| A•••• R••• C••••••••• ••• L•••••• independent RIA | $1.4B | +34% | 100% | 100% | 3 | ||||
| C•••••• A•••••••• L•••• L•• independent RIA | $1.4B | +9.7% | 11 | $124M | 95% | 94% | 96 | 11 | |
| R•••••••• C•••••• M••••••••• L•• other | $1.4B | +346% | 2 | $683M | 16% | 98% | 26 | 1 | |
| O••••• C•••••• M••••••••• L• asset manager | $1.4B | -22% | 0.0% | 1 | 1 | ||||
| S••• C•••••• M••••••••• L•• asset manager | $1.4B | +51% | 0.0% | 1 | 25 | ||||
| S••••• S•••• W••••• M••••••••• independent RIA | $1.4B | +9.7% | 10 | $137M | 91% | 94% | 38 | 3 | |
| M••••••• • E••• L•• independent RIA | $1.4B | +29% | 6 | $227M | 100% | 72% | 215 | 3 | |
| B••• G••••• W••••• A•••••••• I••• independent RIA | $1.4B | +161% | 50 | $27.3M | 69% | 96% | 13 | 3 | |
| P••• D•••• M•••••••• I•• independent RIA | $1.4B | +8.1% | 6 | $227M | 96% | 100% | 35 | 2 | |
| K••• C•••••• P••••••• independent RIA | $1.4B | +69% | 12 | $114M | 86% | 99% | 26 | 5 | |
| M••••••• A•••• M••••••••• L•• other | $1.4B | +19% | 0.0% | 2 | 3 | ||||
| O•• D•• I• J••• L•• independent RIA | $1.4B | +25% | 14 | $97.4M | 97% | 70% | 97 | 10 | |
| W••••••••• C••••••• L•• asset manager | $1.4B | +4.3% | 0.0% | 1 | 8 | ||||
| W••••••••• F•••••••• A••••••• C••• BD affiliated | $1.4B | +11% | 40 | $34.0M | 90% | 66% | 48 | 21 | |
| C••••••• asset manager | $1.4B | +149% | 0.0% | 2 | 7 | ||||
| 1•• W••••• A•••••••• L•• independent RIA | $1.4B | +29% | 6 | $227M | 94% | 62% | 220 | 1 | |
| N••••• C•••••• A••••••• other | $1.4B | -10% | 1 | $1.4B | 0.0% | 1 | |||
| P••••••••• B•••••••• S•••••••• I••• BD affiliated | $1.4B | +49% | 176 | $7.7M | 99% | 37% | 28 | 134 | |
| H•••••••• P•••••••• L•• asset manager | $1.4B | +6.7% | 0.0% | 1 | 18 | ||||
| S•••• A•••• M••••••••• L•••••• asset manager | $1.4B | -10% | 0.0% | 1 | 2 | ||||
| C••••••••• C••••••• I••• independent RIA | $1.4B | +7.5% | 3 | $453M | 64% | 98% | 42 | 1 | |
| S•••• W••••• A••••••• G•••• L•• independent RIA | $1.4B | +25% | 11 | $123M | 100% | 20% | 695 | 2 | |
| M•••••• C•••••• A•••••••• L•• mixed wealth | $1.4B | +20% | 8 | $170M | 26% | 84% | 33 | 1 | |
| S••••••• F••••••••• L••• C•• independent RIA | $1.4B | +24% | 46 | $29.5M | 97% | 78% | 61 | 8 | |
| G•••••• G•••••• • S••••• L•• independent RIA | $1.4B | +11% | 8 | $169M | 97% | 86% | 104 | 11 | |
| C•••••• F••••••••• L•• asset manager | $1.4B | +16% | 6 | $226M | 0.0% | 1 | 5 | ||
| T•••• I••••••••• M••••••••• I••• independent RIA | $1.4B | +5.4% | 8 | $169M | 100% | 65% | 148 | 2 | |
| H••• M••••••• C•••••• M••••••••• L•• other | $1.4B | 0.0% | 2 | ||||||
| B••••• W••••• P•••••••• L•• independent RIA | $1.4B | +11% | 6 | $225M | 94% | 98% | 67 | 1 | |
| P••••• I••••••••• A••••••• asset manager | $1.4B | +2.7% | 0.0% | 2 | 6 | ||||
| G•••••• C•••••• P••••••• L•• asset manager | $1.4B | +13% | 0.0% | 1 | 13 | ||||
| C•••••• I••••••••• C••••••• L•• independent RIA | $1.4B | +15% | 5 | $270M | 93% | 95% | 93 | 3 | |
| I•••••••• C•••••• P•••••••• L•• asset manager | $1.4B | -9.2% | 0.0% | 1 | 12 | ||||
| 1••• C•••••• asset manager | $1.4B | +7.4% | 0.0% | 1 | 11 | ||||
| F•• C•••••• asset manager | $1.4B | +6.0% | 0.0% | 4 | 21 | ||||
| F•••• A••••• F••••• O••••• independent RIA | $1.4B | +49% | 4 | $338M | 99% | 100% | 1 | ||
| I••••••• A•••••••• L•• independent RIA | $1.4B | +14% | 9 | $150M | 95% | 68% | 111 | 2 | |
| M•••••• F••••••••• T•••••• L•• independent RIA | $1.4B | +17% | 10 | $135M | 100% | 84% | 91 | 12 | |
| G•••••••• C•••••• M••••••••• I••• independent RIA | $1.3B | +60% | 18 | $74.9M | 83% | 92% | 28 | 5 | 4 |
| 1• W••• C•••••• M••••••••• L• asset manager | $1.3B | -20% | 0.0% | 1 | 4 | ||||
| C•••• C•••• A•••••••• L•• asset manager | $1.3B | +6.6% | 4 | $337M | 0.0% | 1 | 16 | ||
| S••••••• C••••• M••••••••• L• asset manager | $1.3B | -10% | 0.0% | 2 | 6 | ||||
| 7•• M••••••••• L•• asset manager | $1.3B | +23% | 0.0% | 1 | 31 | ||||
| G••••••••• P••••••• asset manager | $1.3B | +48% | 0.0% | 1 | 9 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.