DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PSI ADVISORS, LLC independent RIA | $801M | +15% | 11 | $72.8M | 94% | 62% | 155 | 4 | |
| CARSONALLARIA WEALTH MANAGEMENT, LTD. independent RIA | $792M | +40% | 6 | $132M | 72% | 78% | 105 | 2 | |
| HELMSTAR WEALTH MANAGEMENT independent RIA | $786M | +34% | 7 | $112M | 97% | 87% | 75 | 1 | |
| SATIS WEALTH MANAGEMENT independent RIA | $774M | 1 | $774M | 96% | 80% | 660 | 2 | ||
| MTM FINANCIAL GROUP, LLC independent RIA | $772M | +24% | 8 | $96.5M | 99% | 10% | 409 | 2 | |
| KLAAS FINANCIAL ASSET ADVISORS, LLC. independent RIA | $758M | +20% | 14 | $54.1M | 100% | 52% | 73 | 2 | |
| CARR FINANCIAL GROUP independent RIA | $744M | +15% | 7 | $106M | 99% | 82% | 82 | 5 | |
| JOHN E. SESTINA AND COMPANY independent RIA | $744M | +17% | 8 | $93.0M | 100% | 70% | 101 | 2 | |
| ALLEGHENY INVESTMENTS independent RIA | $742M | +17% | 14 | $53.0M | 87% | 57% | 97 | 11 | |
| STENGER FAMILY OFFICE, LLC independent RIA | $735M | +58% | 7 | $105M | 98% | 84% | 126 | 4 | |
| QUANTUM FINANCIAL PLANNING SERVICES, INC. independent RIA | $727M | +27% | 15 | $48.5M | 98% | 70% | 53 | 2 | |
| KAYDAN WEALTH MANAGEMENT, INC. independent RIA | $727M | +11% | 6 | $121M | 99% | 73% | 183 | 2 | |
| BRIGHT FINANCIAL ADVISORS, INC. independent RIA | $725M | +27% | 3 | $242M | 100% | 78% | 221 | 1 | |
| VALTINSON BRUNER FINANCIAL PLANNING independent RIA | $712M | +18% | 7 | $102M | 100% | 53% | 284 | 1 | |
| LIFELONG WEALTH ADVISORS, INC. independent RIA | $710M | +16% | 9 | $78.9M | 100% | 64% | 96 | 3 | |
| THE RETIREMENT SOLUTION LLC independent RIA | $699M | +22% | 17 | $41.1M | 100% | 58% | 48 | 5 | |
| IAM ADVISORY LLC independent RIA | $699M | +10% | 8 | $87.4M | 98% | 69% | 198 | 4 | |
| WMG FINANCIAL ADVISORS, LLC independent RIA | $694M | +13% | 15 | $46.3M | 65% | 80% | 106 | 1 | |
| MADRONA FINANCIAL & CPAS independent RIA | $692M | +37% | 9 | $76.9M | 98% | 75% | 77 | 6 | |
| SMART WEALTH, LLC independent RIA | $686M | +44% | 20 | $34.3M | 87% | 59% | 50 | 2 | |
| SIGNAL SECURITIES, INC. independent RIA | $679M | +13% | 25 | $27.2M | 100% | 82% | 45 | 9 | |
| ALTA WEALTH ADVISORS LLC independent RIA | $665M | +34% | 12 | $55.4M | 98% | 78% | 64 | 1 | |
| ALLEN WEALTH MANAGEMENT, LLC independent RIA | $664M | +20% | 4 | $166M | 99% | 68% | 275 | 1 | |
| ASCEND INVESTMENT PARTNERS independent RIA | $661M | +6.9% | 5 | $132M | 94% | 72% | 186 | 2 | |
| INNOVATIVE WEALTH BUILDING LLC independent RIA | $657M | +25% | 8 | $82.2M | 100% | 58% | 221 | 3 | |
| ESSEX LLC independent RIA | $649M | +15% | 8 | $81.2M | 93% | 88% | 72 | 3 | |
| SOUTHERN CAPITAL ADVISORS, LLC independent RIA | $637M | +24% | 6 | $106M | 99% | 66% | 135 | 2 | |
| AXIUS ADVISORS LLC independent RIA | $624M | 12 | $52.0M | 100% | 39% | 103 | 1 | ||
| DARWIN WEALTH MANAGEMENT independent RIA | $614M | -0.5% | 13 | $47.3M | 100% | 66% | 64 | 3 | |
| FINANCIAL PLANS & STRATEGIES, INC. independent RIA | $611M | +33% | 6 | $102M | 100% | 66% | 180 | 2 | |
| KEELER & NADLER FAMILY WEALTH independent RIA | $610M | +28% | 8 | $76.2M | 100% | 85% | 63 | 1 | |
| IRONWOOD WEALTH MANAGEMENT, LLC independent RIA | $608M | -8.2% | 6 | $101M | 100% | 41% | 77 | 2 | |
| THE ENTERPRISE INVESTMENT COMPANY independent RIA | $607M | +27% | 2 | $304M | 93% | 100% | 1 | ||
| PROSTATIS FINANCIAL ADVISORS GROUP independent RIA | $605M | +19% | 15 | $40.4M | 100% | 40% | 105 | 12 | |
| MFA WEALTH ADVISORS, LLC independent RIA | $605M | +14% | 9 | $67.3M | 100% | 72% | 89 | 1 | |
| ALLIANCE WEALTH ADVISORS, LLC independent RIA | $601M | +21% | 6 | $100M | 82% | 57% | 108 | 1 | |
| SEQUOIA WEALTH MANAGEMENT, LLC independent RIA | $600M | +17% | 16 | $37.5M | 100% | 30% | 103 | 10 | |
| ENDEAVOR PRIVATE WEALTH, INC. independent RIA | $595M | +69% | 11 | $54.1M | 95% | 77% | 47 | 5 | |
| RELIANT WEALTH PLANNING, LLC independent RIA | $595M | +14% | 6 | $99.2M | 100% | 74% | 283 | 1 | |
| AIS PLANNING independent RIA | $591M | 10 | $59.1M | 84% | 81% | 50 | 2 | ||
| GREATER MIDWEST FINANCIAL GROUP, LLC independent RIA | $589M | +15% | 8 | $73.7M | 90% | 71% | 85 | 1 | |
| FORTRESS PRIVATE LEDGER, LLC independent RIA | $584M | +69% | 19 | $30.7M | 81% | 55% | 36 | 7 | |
| WINCH FINANCIAL independent RIA | $580M | +14% | 7 | $82.9M | 98% | 64% | 122 | 2 | |
| SAGE ADVISORS, LLC independent RIA | $575M | +19% | 4 | $144M | 90% | 72% | 169 | 4 | |
| LIFESTYLE ASSET MANAGEMENT, INC. independent RIA | $571M | +43% | 16 | $35.7M | 97% | 59% | 58 | 5 | |
| PRENTICE WEALTH MANAGEMENT LLC independent RIA | $568M | +21% | 6 | $94.6M | 97% | 24% | 171 | 3 | |
| MIDWEST FINANCIAL GROUP LLC independent RIA | $566M | +18% | 11 | $51.5M | 98% | 75% | 85 | 2 | |
| LIFEGUIDE FINANCIAL ADVISORS, LLC independent RIA | $563M | +24% | 17 | $33.1M | 98% | 62% | 45 | 3 | |
| HT PARTNERS LLC independent RIA | $556M | +11% | 5 | $111M | 97% | 88% | 23 | 1 | |
| GLOBAL VIEW INVESTMENT ADVISORS, LLC independent RIA | $554M | +15% | 4 | $138M | 100% | 84% | 146 | 2 | |
| AMICUS FINANCIAL ADVISORS, LLC independent RIA | $551M | +7.8% | 19 | $29.0M | 90% | 66% | 39 | 9 | |
| GOLDEN RESERVE RETIREMENT, LLC independent RIA | $544M | +75% | 29 | $18.8M | 100% | 19% | 69 | 46 | |
| GALLACHER CAPITAL MANAGEMENT, LLC independent RIA | $539M | +10% | 6 | $89.8M | 95% | 76% | 86 | 5 | 3 |
| SPG ADVISORS LLC independent RIA | $535M | 9 | $59.5M | 100% | 54% | 77 | 1 | ||
| ESSENTIAL PLANNING, LLC independent RIA | $524M | +19% | 3 | $175M | 100% | 65% | 191 | 2 | |
| KINGDOM FINANCIAL GROUP, LLC independent RIA | $521M | +53% | 16 | $32.6M | 98% | 24% | 112 | 3 | |
| DEW POINT CAPITAL independent RIA | $513M | +40% | 5 | $103M | 90% | 88% | 102 | 2 | |
| HORIZON FINANCIAL independent RIA | $510M | +12% | 9 | $56.7M | 100% | 46% | 82 | 1 | |
| FINANCIAL DESIGNS CORPORATION independent RIA | $508M | +12% | 3 | $169M | 100% | 69% | 172 | 3 | |
| WEA FINANCIAL ADVISORS, INC. other | $508M | -8.4% | 3 | $169M | 13% | 1 |
506 practices match (Planning-led practice). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.