DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ALUA CAPITAL MANAGEMENT LP asset manager | $3.0B | +3.5% | 0.0% | 1 | 4 | ||||
| CHESLEY, TAFT & ASSOCIATES, LLC independent RIA | $3.0B | +7.8% | 5 | $603M | 97% | 100% | 123 | 2 | |
| FS GLOBAL ADVISOR, LLC asset manager | $3.0B | -0.6% | 0.0% | 4 | 2 | ||||
| B••••••••• S•••••••• A••••••• A••••••• L••••• asset manager | $3.0B | -13% | 0.0% | 7 | 7 | ||||
| W• G••••• P••••••• L•• asset manager | $3.0B | -4.2% | 0.0% | 5 | 37 | ||||
| S••••••••• I••• asset manager | $3.0B | +1054% | 9 | $334M | 9.1% | 52% | 96 | 1 | 1 |
| B••••• W••••• independent RIA | $3.0B | +14% | 33 | $91.2M | 97% | 93% | 33 | 1 | |
| A••••••• P•••••• C••••••• L• asset manager | $3.0B | -11% | 0.0% | 1 | 8 | ||||
| B•••••••• I••••••••• M••••••••• institutional | $3.0B | -5.3% | 9 | $334M | 0.0% | 100% | 0 | 1 | |
| C••••••••• A••••••• • I••••••••• C••• asset manager | $3.0B | 1 | $3.0B | 0.0% | 2 | ||||
| A••••••• M••••••••• C••••••• L•• other | $3.0B | +222% | 14% | 100% | 2 | 98 | |||
| L•••• C•••••• P••••••• L•• other | $3.0B | +80% | 10 | $300M | 6.6% | 100% | 1 | ||
| C••••••• C••• C•• A•••••••• L•• asset manager | $3.0B | +5.7% | 1 | $3.0B | 0.0% | 2 | |||
| T•••••• H••• M••••••••• L••• asset manager | $3.0B | +19% | 0.0% | 1 | 10 | ||||
| V•••• C••••••• I••• independent RIA | $3.0B | +16% | 90 | $33.3M | 97% | 72% | 69 | 41 | |
| N•••••••• C•••••• L•• asset manager | $3.0B | +83% | 0.0% | 1 | 11 | ||||
| D•• A•••• M••••••••• L• asset manager | $3.0B | +84% | 0.0% | 1 | 1 | ||||
| D•••• G••••• asset manager | $3.0B | +26% | 0.0% | 1 | 1 | ||||
| A•••• I••••••••• L• asset manager | $3.0B | +12% | 0.0% | 7 | |||||
| B••••••••• F•••••••• A••••••• independent RIA | $3.0B | +20% | 13 | $230M | 99% | 70% | 406 | 1 | |
| M••• I••••••••• A••••••• C•• independent RIA | $3.0B | +21% | 7 | $426M | 99% | 100% | 20 | 1 | |
| P•••••• A••••• C•••••• P••••••• M••••••••• C•••••• L•• asset manager | $3.0B | +119% | 0.0% | 1 | 15 | ||||
| F•••••• W••••• M••••••••• L•• independent RIA | $3.0B | +14% | 15 | $198M | 100% | 99% | 21 | 1 | |
| N•• I••••••••• G••••• L•• asset manager | $3.0B | -12% | 2 | $1.5B | 0.0% | 1 | |||
| M••••• independent RIA | $3.0B | +8.3% | 9 | $330M | 94% | 98% | 53 | 1 | |
| R••••••••• I••••• S••••••••• I••• independent RIA | $3.0B | +12% | 16 | $186M | 100% | 93% | 79 | 1 | |
| I••••• P••••••••• W•••••• L•• independent RIA | $3.0B | +76% | 88 | $33.7M | 99% | 33% | 91 | 80 | |
| N••••• I••••••••• A••••••• other | $3.0B | +10% | 4 | $741M | 2.4% | 97% | 6 | 1 | |
| A•••• A••••••• C••••••• L••• other | $3.0B | +0.7% | 0.2% | 100% | 1 | 3 | |||
| C•••••• P••• A••••••• independent RIA | $3.0B | +9.4% | 1 | $3.0B | 99% | 100% | 358 | 2 | |
| S••• W••••• A••••••• independent RIA | $3.0B | +17% | 17 | $174M | 100% | 87% | 57 | 2 | 1 |
| R••••••• C•••••• A•••••••• L•• independent RIA | $3.0B | +33% | 13 | $227M | 97% | 98% | 47 | 2 | |
| P•••••• P•••••• W••••• L•• independent RIA | $3.0B | +17% | 15 | $197M | 100% | 97% | 11 | 1 | |
| C•••• • S••••• A••• L•••••• other | $2.9B | +20% | 0.0% | 1 | |||||
| B••••• F•••••••• G•••• independent RIA | $2.9B | +18% | 51 | $57.8M | 99% | 30% | 74 | 10 | |
| H••••• E••• I••••••••• P•••••••• I••• other | $2.9B | +15% | 1 | $2.9B | 0.0% | 100% | 1 | 1 | |
| I•• I••••••••• P••••••• A•• institutional | $2.9B | -0.8% | 0.0% | 2 | |||||
| P•••• O•••• C•••••• P•••••••• L••• independent RIA | $2.9B | +42% | 72% | 100% | 2 | 6 | |||
| B•••• H••• I••••••••• A••••••• L•• independent RIA | $2.9B | +11% | 9 | $327M | 91% | 100% | 20 | 1 | |
| C••••••• F•••••••• D••••••• I••• BD affiliated | $2.9B | +19% | 162 | $18.2M | 98% | 29% | 65 | 105 | |
| M••• G••••• C•••••• M••••••••• L• other | $2.9B | -13% | 0.0% | 1 | 2 | ||||
| S•• I••••••••• S••••••• independent RIA | $2.9B | +16% | 19 | $155M | 72% | 91% | 46 | 4 | |
| F••••• • M••••• I•• independent RIA | $2.9B | +16% | 29 | $101M | 98% | 96% | 32 | 1 | |
| A•••• D••••••••• L•• independent RIA | $2.9B | +12% | 11 | $267M | 100% | 84% | 181 | 3 | |
| N•••••••• C••••••• L••• asset manager | $2.9B | -28% | 0.0% | 2 | 67 | ||||
| P•••••••• O••••••••• P•••••••• L•• asset manager | $2.9B | +259% | 0.0% | 3 | |||||
| R••• B•••• C•••••• M••••••••• L• asset manager | $2.9B | -9.2% | 6 | $488M | 9.4% | 93% | 19 | 1 | |
| G••••••••• F•••• L••• asset manager | $2.9B | +7.7% | 0.0% | 1 | |||||
| W•••••• A••••••• G••••• L•• independent RIA | $2.9B | +13% | 12 | $244M | 80% | 98% | 37 | 1 | 4 |
| M••••••••• A•••• M••••••••• L•• asset manager | $2.9B | -3.5% | 0.0% | 1 | 15 | ||||
| C•••••• I••••••••• L•• independent RIA | $2.9B | -10% | 3 | $974M | 63% | 34% | 1,751 | 1 | 1 |
| B•••• F•••••••• C••••••••• I•• independent RIA | $2.9B | +18% | 19 | $154M | 98% | 95% | 61 | 1 | |
| T•••••••• C•••••• A•••••••• L•• independent RIA | $2.9B | -6.0% | 17 | $171M | 91% | 92% | 63 | 5 | 12 |
| F•• I••••••••• A•••••••• L•• asset manager | $2.9B | -5.0% | 0.0% | 4 | 1 | ||||
| F••••••• S••••••••• other | $2.9B | -96% | 3 | $971M | 0.0% | 2 | |||
| R••••••• M••••••••• L•• asset manager | $2.9B | +20% | 0.0% | 1 | 14 | ||||
| C••••• P••••••• R••• E••••• L•• asset manager | $2.9B | -11% | 0.0% | 3 | 23 | ||||
| G••••• S•••••••• R••• M••••••••• L•• asset manager | $2.9B | +71% | 0.0% | 6 | 1 | ||||
| C••••••••• P••••••• L• asset manager | $2.9B | +21% | 0.0% | 2 | 2 | ||||
| R••••••••• I••••••••• M••••••••• other | $2.9B | +5.1% | 8 | $363M | 9.1% | 64% | 27 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.