DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ROSSMORE PRIVATE CAPITAL, LLC independent RIA | $1.9B | +46% | 4 | $481M | 92% | 99% | 63 | 1 | |
| MAGNETAR ASSET MANAGEMENT LLC other | $1.9B | +819% | 1 | $1.9B | 0.0% | 3 | |||
| PRIVATE WEALTH PARTNERS, LLC independent RIA | $1.9B | -3.1% | 6 | $320M | 95% | 98% | 42 | 1 | |
| T•••• M••••••• • C•••••• independent RIA | $1.9B | +8.1% | 7 | $274M | 97% | 98% | 53 | 1 | |
| H•••••••• A•••••••• I••• asset manager | $1.9B | +1.8% | 14 | $137M | 9.8% | 89% | 6 | 1 | |
| C•• P• A•••••••• L•• asset manager | $1.9B | 0.0% | 1 | 10 | |||||
| S•• W••••• M••••••••• L•• independent RIA | $1.9B | +28% | 32 | $60.0M | 94% | 63% | 71 | 6 | |
| S•••••••• C•••••• I•• L•• asset manager | $1.9B | -25% | 0.0% | 1 | 13 | ||||
| N••••• C•••••• M••••••••• independent RIA | $1.9B | +11% | 18 | $107M | 97% | 93% | 42 | 1 | |
| L••••••• asset manager | $1.9B | +19% | 0.0% | 1 | 13 | ||||
| L•••••• M••••••••• V•••• M••••••• L•• asset manager | $1.9B | -0.4% | 0.0% | 2 | 8 | ||||
| A•••••• W••••• A•••••••• L•• other | $1.9B | +18% | 2 | $957M | 1.2% | 83% | 10 | 2 | 1 |
| B•••••••• A•••• M••••••••• asset manager | $1.9B | 0.0% | 1 | ||||||
| D• I••••••••• P•••••••• L•• independent RIA | $1.9B | +1.3% | 7 | $273M | 89% | 82% | 185 | 1 | |
| C••••••• C•••••• M••••••••• C••••••• L••• asset manager | $1.9B | +14% | 0.0% | 1 | 10 | ||||
| K•••••• P••••••• U•• L•• asset manager | $1.9B | -5.5% | 0.0% | 1 | 10 | ||||
| P••• I••••••••• A•••••••• L••••• asset manager | $1.9B | +83% | 1 | $1.9B | 0.0% | 2 | 5 | ||
| R••••••• P••••••• G•••• independent RIA | $1.9B | +5.5% | 5 | $382M | 88% | 100% | 6 | 1 | |
| C•••••••• A•••••••• L•• independent RIA | $1.9B | +35% | 40 | $47.7M | 95% | 72% | 84 | 18 | |
| P•••••• I••••••••• M••••••••• G•••• I•• independent RIA | $1.9B | +13% | 14 | $136M | 84% | 80% | 108 | 4 | |
| P••••••• M••••••••• L••• other | $1.9B | +14% | 11% | 100% | 2 | ||||
| M••• C•••••• M••••••••• L•• independent RIA | $1.9B | +3.5% | 31 | $61.4M | 66% | 93% | 14 | 1 | 1 |
| F•••••• F•••• M••••••••• C• asset manager | $1.9B | +11% | 1 | $1.9B | 0.0% | 1 | |||
| M••• M••••••••• L•• independent RIA | $1.9B | +15% | 25 | $76.2M | 68% | 94% | 9 | 7 | 3 |
| N•••••• asset manager | $1.9B | +127% | 0.0% | 1 | |||||
| J•• C•••••• M••••••••• L•• mixed wealth | $1.9B | +12% | 14 | $136M | 22% | 83% | 28 | 4 | |
| T•••••••• C•••••• M••••••••• L•• asset manager | $1.9B | -13% | 9 | $211M | 5.6% | 98% | 27 | 3 | |
| D•• I••••••••• A•••••••• L•••••• other | $1.9B | +32% | 0.0% | 1 | |||||
| S••••••• I••••••••• A•••••••• L•• asset manager | $1.9B | -1.1% | 0.0% | 1 | |||||
| S••••••• M••••••••• C•••••• L•• asset manager | $1.9B | -1.3% | 0.0% | 1 | 1 | ||||
| H•••••• I••••••••• M••••••••• L••••• asset manager | $1.9B | +5.2% | 0.0% | 2 | 8 | ||||
| G••••••• C•••••• P•••••••• L•• asset manager | $1.9B | -4.3% | 0.0% | 1 | 16 | ||||
| B••• asset manager | $1.9B | +11% | 0.0% | 1 | 11 | ||||
| S• A•••• M••••••••• L•• independent RIA | $1.9B | +11% | 3 | $632M | 97% | 100% | 1 | 1 | |
| A••••• A••• C•••••• M••••••••• L••• asset manager | $1.9B | +5.1% | 0.0% | 2 | 7 | ||||
| W••••••• A•••••••• L•• asset manager | $1.9B | +28% | 7 | $270M | 3.8% | 100% | 3 | ||
| R•• T••••••• other | $1.9B | +169% | 1 | $1.9B | 0.0% | 2 | |||
| B•• W••• C•••••• M••••••••• L• asset manager | $1.9B | +9.6% | 0.0% | 1 | 6 | ||||
| C•••••• C•••••• P•••••••• L•• asset manager | $1.9B | -1.8% | 0.0% | 2 | 12 | ||||
| T••••••• C•••••• M••••••••• L•• other | $1.9B | -3.4% | 0.0% | 3 | 9 | ||||
| B••• V•••• C••••••• L•• asset manager | $1.9B | +0.0% | 0.0% | 1 | 21 | ||||
| E•••••••• C•••••• asset manager | $1.9B | -11% | 0.0% | 4 | 7 | ||||
| B•••• B•• C•••••• M••••••••• L• other | $1.9B | +29% | 0.0% | 2 | |||||
| T••• L••• F•••••••• A••••••• mixed wealth | $1.9B | +40% | 6 | $314M | 22% | 28% | 207 | 7 | |
| R••••••••• M••••••••• S•••••• independent RIA | $1.9B | +13% | 4 | $472M | 100% | 49% | 758 | 3 | |
| E••• A••••••• mixed wealth | $1.9B | -2.9% | 7 | $270M | 39% | 96% | 16 | 1 | 5 |
| G•••••• P••••••• asset manager | $1.9B | +21% | 0.0% | 2 | 3 | ||||
| L•••••• S••••• A•••••••• I••• asset manager | $1.9B | +16% | 0.0% | 2 | |||||
| M••••• C•••••• M••••••••• L•• independent RIA | $1.9B | 3 | $628M | 96% | 82% | 124 | 1 | ||
| N•••••• P•••••••• L•• independent RIA | $1.9B | +10.0% | 15 | $125M | 80% | 91% | 36 | 2 | 11 |
| V••••••• asset manager | $1.9B | +34% | 3 | $627M | 0.0% | 3 | 8 | ||
| T••••••• M••••••••• L•• asset manager | $1.9B | +2.2% | 0.0% | 1 | 7 | ||||
| C•••••• M••••••••• A••••••••• I•• independent RIA | $1.9B | +15% | 14 | $134M | 81% | 87% | 63 | 3 | |
| A••••• V••••••• asset manager | $1.9B | 0.0% | 1 | 30 | |||||
| A••• A••••••• other | $1.9B | +2.1% | 4 | $470M | 10% | 91% | 23 | 1 | |
| B••• C••• P•••••••• L•• independent RIA | $1.9B | +22% | 19 | $98.8M | 99% | 90% | 53 | 1 | |
| K••• A•••••••• I••• independent RIA | $1.9B | +28% | 5 | $375M | 95% | 93% | 125 | 1 | |
| W•••••••• G••••• A•••• M••••••••• L•• independent RIA | $1.9B | -8.6% | 75% | 100% | 3 | ||||
| T•• C••••• C•••••• M••••••••• L• asset manager | $1.9B | -18% | 0.0% | 1 | 2 | ||||
| S••••• A•••••••• L•• independent RIA | $1.9B | +43% | 68 | $27.6M | 92% | 48% | 58 | 8 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.