DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FORT BAKER CAPITAL MANAGEMENT LP asset manager | $1.1B | +31% | 0.0% | 2 | 1 | ||||
| ELWOOD & GOETZ independent RIA | $1.1B | +32% | 21 | $51.1M | 100% | 86% | 32 | 7 | |
| MATTERN CAPITAL MANAGEMENT, LLC independent RIA | $1.1B | +7.5% | 8 | $134M | 97% | 95% | 51 | 2 | |
| A••••••• I••••••••• S••••••• I•• independent RIA | $1.1B | -17% | 6 | $179M | 63% | 85% | 60 | 1 | |
| S•••••••• I••••••••• G••••• L•• independent RIA | $1.1B | +22% | 8 | $134M | 87% | 81% | 113 | 1 | |
| D•• A•••••••• L•• asset manager | $1.1B | -13% | 0.0% | 1 | 8 | ||||
| P•••• S••••••••• M•••••• U•• I••• other | $1.1B | +50% | 0.0% | 3 | 2 | ||||
| P••••••••• C•••••• A•••••••• L•• independent RIA | $1.1B | +17% | 7 | $153M | 99% | 94% | 61 | 1 | |
| O••••••••• A•••• M••••••••• L•• independent RIA | $1.1B | +35% | 12 | $89.3M | 100% | 100% | 5 | ||
| F••••••• C••••••• L••••• asset manager | $1.1B | +4.2% | 0.0% | 1 | 12 | ||||
| H••••••••• I••••••••• I••• independent RIA | $1.1B | +8.7% | 4 | $268M | 92% | 88% | 129 | 1 | |
| T•••••• A••• C•••••• asset manager | $1.1B | -1.4% | 1 | $1.1B | 0.3% | 100% | 1 | 1 | 9 |
| B••••• W••••• P•••••••• I••• independent RIA | $1.1B | +33% | 27 | $39.6M | 98% | 79% | 40 | 8 | |
| F••••• W••••• M••••••••• L••• independent RIA | $1.1B | +88% | 51 | $21.0M | 100% | 43% | 53 | 16 | |
| C•••••• W••••• P••••••• independent RIA | $1.1B | +13% | 11 | $97.3M | 95% | 68% | 112 | 7 | |
| J•••••• W••••• M••••••••• L•• independent RIA | $1.1B | +25% | 9 | $119M | 100% | 81% | 100 | 2 | |
| A• W••••• P••••••• mixed wealth | $1.1B | +129% | 6 | $178M | 34% | 72% | 62 | 1 | |
| Y•••• B••• I••• independent RIA | $1.1B | +15% | 11 | $97.2M | 99% | 93% | 42 | 2 | |
| P••• M••••••• W••••• M••••••••• G•••• independent RIA | $1.1B | +12% | 10 | $107M | 84% | 90% | 44 | 1 | |
| A•• A•••• M••••••••• L•• asset manager | $1.1B | +13% | 0.0% | 2 | 2 | ||||
| S•• C•••• A•••••••• L•• independent RIA | $1.1B | +7.1% | 4 | $267M | 98% | 99% | 33 | 1 | |
| A•••••• C•••••• L•• asset manager | $1.1B | +8.3% | 1 | $1.1B | 0.0% | 2 | 2 | ||
| R•• I••••••••• A••••••• independent RIA | $1.1B | +8.1% | 7 | $152M | 81% | 92% | 49 | 1 | |
| P•••••• A••••••• L•• institutional | $1.1B | 0.4% | 100% | 1 | |||||
| T•• R••••••••• P••••••••• platform/SMA | $1.1B | +14% | 82% | 89% | 2 | ||||
| F•••••••• B••••••• G•••• other | $1.1B | +26% | 4 | $266M | 15% | 89% | 47 | 1 | |
| P•••••••• C•••••• M••••••••• L• asset manager | $1.1B | +31% | 0.0% | 1 | 1 | ||||
| C•••••• C•••••• M••••••••• L• asset manager | $1.1B | +8.1% | 0.0% | 1 | 17 | ||||
| G•••• W••••• M••••••••• L•• independent RIA | $1.1B | +67% | 68 | $15.7M | 98% | 25% | 79 | 128 | |
| N•• A•••• M••••••••• L•• BD affiliated | $1.1B | +5.4% | 52 | $20.5M | 78% | 63% | 44 | 11 | |
| S••••••• I••••••••• A•••••••• I••• mixed wealth | $1.1B | +25% | 23 | $46.3M | 46% | 83% | 18 | 1 | |
| I••• A•••••••• L•• independent RIA | $1.1B | +22% | 11 | $96.8M | 97% | 95% | 33 | 2 | |
| U••••• P•••••••• L•• independent RIA | $1.1B | +55% | 17 | $62.5M | 100% | 74% | 67 | 9 | |
| P•••• A•••••••• L•• asset manager | $1.1B | -14% | 0.0% | 2 | 1 | ||||
| S••••••••• C•••••• M••••••••• L••• independent RIA | $1.1B | +23% | 4 | $265M | 91% | 90% | 115 | 2 | |
| V••••• P••••••• W••••• A••••••• independent RIA | $1.1B | +28% | 22 | $48.2M | 98% | 93% | 180 | 9 | |
| T••••• C•••••• M••••••••• L••• asset manager | $1.1B | +23% | 3.2% | 100% | 1 | 22 | |||
| M•••••• W••••• M••••••••• independent RIA | $1.1B | +30% | 3 | $354M | 97% | 94% | 101 | 1 | |
| H••••• • D•••••• I••••••••• M••••••••• independent RIA | $1.1B | +25% | 10 | $106M | 94% | 87% | 58 | 9 | |
| B•••••• I••••••••• A••••••• asset manager | $1.1B | -6.7% | 0.0% | 1 | 9 | ||||
| T•••• L•• independent RIA | $1.1B | 9 | $118M | 100% | 18% | 213 | 14 | ||
| E••••• P••••••• A•••• M••••••••• L•••••• independent RIA | $1.1B | -13% | 65% | 83% | 2 | 1 | |||
| A•••••• P••••••• M••••••••• L• asset manager | $1.1B | -65% | 0.0% | 2 | 3 | ||||
| F••••••• C•••••• M••••••••• L•• independent RIA | $1.1B | +14% | 7 | $151M | 82% | 78% | 110 | 1 | |
| C•••••••• F•••••••• P••••••• independent RIA | $1.1B | +24% | 6 | $176M | 89% | 93% | 105 | 1 | |
| B•• F•••••••• A••••••• bank affiliated | $1.1B | +27% | 141 | $7.5M | 95% | 42% | 23 | 115 | |
| B••• F•••••••• G•••• independent RIA | $1.1B | +26% | 16 | $66.1M | 100% | 80% | 50 | 4 | |
| T••• O•• E•• C•••••• asset manager | $1.1B | -1.1% | 0.0% | 1 | |||||
| S••• C•••••• M••••••••• L• asset manager | $1.1B | -1.9% | 0.3% | 97% | 1 | 5 | |||
| W••••••••• independent RIA | $1.1B | +19% | 7 | $151M | 96% | 86% | 89 | 7 | |
| B••• S•• G•• L•• asset manager | $1.1B | -12% | 0.0% | 1 | 17 | ||||
| S•••••• A•••• M••••••••• L•• independent RIA | $1.1B | +8.5% | 2 | $528M | 88% | 100% | 157 | 2 | |
| F••• W••••• A•••••••• L•• independent RIA | $1.1B | +13% | 8 | $132M | 94% | 59% | 96 | 2 | |
| S•••• • R••••••• I•• independent RIA | $1.1B | +9.5% | 6 | $176M | 98% | 97% | 57 | 2 | |
| A••••••••• C•••••• M••••••••• I••• independent RIA | $1.1B | +17% | 6 | $176M | 85% | 91% | 77 | 1 | |
| G•••••• A•••• M••••••••• L•• independent RIA | $1.1B | +8.8% | 4 | $264M | 65% | 100% | 5 | ||
| F•••••• 3• C•••••• L•• asset manager | $1.1B | +13% | 0.0% | 3 | 18 | ||||
| P•••••• C•••••• asset manager | $1.1B | -16% | 0.0% | 1 | 2 | ||||
| R••••••••• M••••••••• L••• asset manager | $1.1B | +14% | 0.0% | 1 | 3 | ||||
| N••••• I••••••••• M••••••••• N•••• A••••••• I••• institutional | $1.1B | -16% | 0.0% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.