DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| TRIAGEN WEALTH MANAGEMENT LLC independent RIA | $535M | +13% | 3 | $178M | 97% | 78% | 116 | 1 | |
| FINANCIAL INNOVATIONS, LLC independent RIA | $535M | +34% | 2 | $268M | 94% | 92% | 167 | 1 | |
| USA FINANCIAL FORMULAS CORPORATION independent RIA | $534M | -15% | 1 | $534M | 100% | 0.0% | 7,489 | 1 | |
| A••••••••• P•••••• I•••••••• L•• independent RIA | $534M | +9.8% | 1 | $534M | 100% | 100% | 27 | 1 | 5 |
| N•• C•••••• M••••••••• L• independent RIA | $534M | +15% | 1 | $534M | 99% | 96% | 126 | 1 | |
| S•• I••••• C•••••• asset manager | $533M | -26% | 1 | $533M | 0.0% | 1 | 9 | ||
| F••••••• G•••• W••••• P•••••••• L•• independent RIA | $532M | +23% | 2 | $266M | 100% | 95% | 85 | 1 | |
| W•••• P••• I••••••••• C• independent RIA | $532M | +14% | 3 | $177M | 97% | 86% | 109 | 1 | |
| X•• W•••••• L•• independent RIA | $532M | +162% | 3 | $177M | 100% | 99% | 29 | 1 | |
| T•••• R••••••••• A••••••• L•• mixed wealth | $531M | +26% | 1 | $531M | 49% | 42% | 208 | 1 | |
| M••••••• • R••• W••••• M••••••••• L•• independent RIA | $530M | +22% | 3 | $177M | 91% | 69% | 142 | 1 | |
| C•••••• C••••••• L••• asset manager | $530M | +29% | 1 | $530M | 0.0% | 1 | 11 | ||
| C••• W••••• A•••••••• L•• independent RIA | $528M | +7.4% | 2 | $264M | 100% | 99% | 86 | 1 | |
| A•••••• S••••••• G••••• L•• independent RIA | $527M | +7.4% | 2 | $263M | 74% | 96% | 35 | 1 | 1 |
| C•••••• G•••• I••••••••• S•••••••• L•• independent RIA | $527M | +15% | 2 | $263M | 100% | 100% | 1 | ||
| A••••• C•••••• M••••••••• L•• independent RIA | $526M | +24% | 3 | $175M | 91% | 79% | 137 | 1 | |
| G••••••• W••••• M••••••••• L••• independent RIA | $526M | +23% | 1 | $526M | 97% | 86% | 269 | 1 | |
| G••• I••••••••• M••••••••• L••• independent RIA | $526M | +28% | 1 | $526M | 62% | 33% | 934 | 1 | |
| C•••••• I••••••••• L•• independent RIA | $524M | +13% | 1 | $524M | 96% | 30% | 41 | 1 | |
| F•••••••• G•••••• A•••• M••••••••• I••• independent RIA | $523M | +61% | 1 | $523M | 100% | 49% | 1,518 | 1 | |
| E•••••••• A•••••••• L•• independent RIA | $523M | +12% | 2 | $261M | 81% | 65% | 244 | 1 | |
| D•••• W••••• M••••••••• independent RIA | $522M | +7.8% | 1 | $522M | 70% | 100% | 1 | ||
| M••••••••• R•••• I••••••••• I••• independent RIA | $522M | +11% | 3 | $174M | 90% | 85% | 155 | 1 | |
| M••••• F•••••••• A•••••••• I••• independent RIA | $519M | +16% | 3 | $173M | 99% | 93% | 77 | 1 | |
| S••••• H•••• C•••••• M••••••••• L•• asset manager | $519M | +36% | 1 | $519M | 0.0% | 1 | |||
| Q••••••• S••••••• P••••••• N•••• A•••••• I••• institutional | $518M | +75% | 1 | $518M | 0.0% | 1 | |||
| P•••••• I•••••••• independent RIA | $516M | +26% | 3 | $172M | 100% | 66% | 223 | 1 | |
| T••••••••• T••••••• S••••••••• I••• mixed wealth | $515M | +14% | 1 | $515M | 49% | 100% | 21 | 1 | |
| T•••• P•••••• W••••• independent RIA | $515M | 2 | $257M | 100% | 63% | 28 | 1 | ||
| G••••••• A•••••••• L•• asset manager | $514M | +65% | 1 | $514M | 0.0% | 1 | 4 | ||
| A•••••••• S••••••••• L•• other | $514M | 1 | $514M | 0.0% | 1 | 1 | |||
| W•••••••• W••••• M••••••••• L••• independent RIA | $513M | +32% | 3 | $171M | 62% | 90% | 49 | 1 | |
| F••••• F••••••••• L•• independent RIA | $511M | +18% | 2 | $255M | 99% | 99% | 47 | 1 | |
| R••••• L• B•••••• I••• D•• R••••• B••••• • A••••••••• independent RIA | $511M | +18% | 2 | $255M | 99% | 93% | 171 | 1 | |
| S••••• I••••••••• independent RIA | $511M | +21% | 3 | $170M | 98% | 94% | 64 | 1 | |
| Q•••••••• C•••••• M••••••••• L•• asset manager | $508M | +8.4% | 1 | $508M | 0.0% | 1 | |||
| S•••••• C••••••• L•• independent RIA | $508M | +13% | 1 | $508M | 100% | 100% | 1 | ||
| T•• L•• G••••• I••• independent RIA | $507M | +31% | 2 | $254M | 96% | 100% | 1 | ||
| P••• H••••• W••••• M••••••••• L•• independent RIA | $507M | +14% | 1 | $507M | 100% | 96% | 159 | 1 | |
| C•••••••• W•••••• L•• independent RIA | $507M | -50% | 3 | $169M | 100% | 67% | 132 | 1 | |
| O••••• C•••••• M••••••••• independent RIA | $506M | +20% | 1 | $506M | 85% | 72% | 452 | 1 | |
| C••• P• S•••• • C••• L•• independent RIA | $505M | +12% | 3 | $168M | 99% | 95% | 96 | 1 | |
| B••••••• C•••••• M••••••••• independent RIA | $503M | +32% | 2 | $251M | 99% | 90% | 113 | 1 | |
| F•••• W••••••••• C••••••••• independent RIA | $501M | +15% | 3 | $167M | 63% | 100% | 8 | 1 | |
| F••••• F•••••••• S•••••••• G••••• L•• independent RIA | $501M | +15% | 1 | $501M | 72% | 100% | 1 | ||
| C•••••• C•••• P••••••• asset manager | $500M | +0.3% | 1 | $500M | 0.0% | 1 | 11 | ||
| S••••• C•••••• A•••••••• L•• independent RIA | $499M | +6.4% | 1 | $499M | 91% | 86% | 277 | 1 | |
| E•• F•••••••• A••••••• independent RIA | $499M | +25% | 1 | $499M | 100% | 95% | 124 | 1 | |
| K••• B••••••• A••••••• L•• independent RIA | $499M | +15% | 3 | $166M | 89% | 82% | 114 | 1 | |
| O•••••••• C••••••• L•• independent RIA | $498M | +114% | 3 | $166M | 57% | 99% | 7 | 1 | 6 |
| J•••••• F•••••••• S•••••••• L•• independent RIA | $498M | +4.7% | 1 | $498M | 100% | 68% | 551 | 1 | |
| X••• W••••• M••••••••• L•• independent RIA | $498M | +8.8% | 3 | $166M | 97% | 81% | 108 | 1 | |
| W•••••• M•••••• A•••••••• I••• independent RIA | $498M | +13% | 3 | $166M | 97% | 71% | 165 | 1 | |
| S•••••• F•••••••• M••••••••• independent RIA | $498M | +12% | 2 | $249M | 100% | 97% | 70 | 1 | |
| S••••••••• W••••• M••••••••• L•• independent RIA | $496M | 2 | $248M | 95% | 91% | 130 | 1 | ||
| P•••••• C••••••• L•• mixed wealth | $496M | +17% | 1 | $496M | 46% | 100% | 1 | ||
| W•••• O••• I••••••••• M••••••••• I•• asset manager | $496M | +16% | 1 | $496M | 0.0% | 2 | 17 | ||
| P••••••• C•••••• M••••••••• L•• independent RIA | $496M | +22% | 3 | $165M | 67% | 98% | 29 | 1 | 1 |
| C••••••••• W••••• M••••••••• L•• independent RIA | $495M | +22% | 1 | $495M | 100% | 100% | 1 | ||
| I••••••• I••••••••• T••••••••• L•• asset manager | $495M | -7.5% | 1 | $495M | 3.3% | 100% | 1 |
3,948 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.