DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,944 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SOLANO WEALTH ADVISORS independent RIA | $332M | +11% | 3 | $111M | 97% | 78% | 152 | 1 | |
| ELIOS FINANCIAL GROUP, INC. independent RIA | $332M | +21% | 2 | $166M | 100% | 82% | 145 | 1 | |
| RAINIER FAMILY WEALTH, INC. independent RIA | $331M | +39% | 3 | $110M | 91% | 96% | 35 | 1 | |
| T•• M••••• G••••• L•• independent RIA | $331M | +7.2% | 2 | $166M | 100% | 99% | 15 | 1 | |
| C•••••••• F•••••••• G••••• I••• independent RIA | $331M | +5.1% | 3 | $110M | 76% | 56% | 102 | 1 | |
| Y•••• W••••• M••••••••• independent RIA | $331M | +11% | 2 | $166M | 100% | 99% | 37 | 1 | |
| T•• N•••••• G••••• I••• independent RIA | $331M | +23% | 3 | $110M | 100% | 87% | 62 | 1 | |
| S•••••••• A•••• M••••••••• I••• independent RIA | $331M | +15% | 3 | $110M | 88% | 100% | 1 | ||
| L•••• A•••• M••••••••• I••• independent RIA | $331M | +27% | 2 | $165M | 92% | 100% | 5 | 1 | |
| M••••••••• A•••••••• I••• independent RIA | $330M | +13% | 2 | $165M | 100% | 0.0% | 1 | ||
| D•• A••••••• independent RIA | $330M | +35% | 1 | $330M | 100% | 100% | 1 | ||
| P•••••• F•••••••• P••••••• independent RIA | $330M | -2.1% | 2 | $165M | 100% | 97% | 64 | 1 | |
| N••••••• I••••••••• I••• independent RIA | $330M | +27% | 1 | $330M | 100% | 100% | 1 | ||
| B••••••• I••••••••• independent RIA | $329M | +12% | 1 | $329M | 94% | 100% | 58 | 1 | |
| N•• A•••••••• L•• independent RIA | $329M | +12% | 2 | $165M | 87% | 97% | 86 | 1 | |
| B•••••• C•••••• A•••••••• L•• independent RIA | $329M | +3.2% | 3 | $110M | 100% | 100% | 1 | ||
| O•• F•••••••• S••••••• L•• independent RIA | $328M | +15% | 3 | $109M | 100% | 79% | 90 | 1 | |
| T••••• S•••• A•• S•• L•• independent RIA | $328M | +6.2% | 2 | $164M | 99% | 99% | 20 | 1 | |
| R•• B•••• C••••••• L•• other | $327M | +17% | 1 | $327M | 2.6% | 100% | 1 | ||
| G•••••••• F••••• A••••••• L•• independent RIA | $327M | +10% | 3 | $109M | 96% | 100% | 5 | 1 | |
| P••••••• F••••• O••••• independent RIA | $327M | 2 | $164M | 100% | 99% | 13 | 1 | ||
| O•••••• I••••••••• L•• independent RIA | $327M | +31% | 1 | $327M | 87% | 99% | 71 | 1 | |
| A••••• C•••••• M••••••••• I••• independent RIA | $327M | +1.7% | 2 | $164M | 91% | 94% | 53 | 1 | |
| L•• • A••••••••• I•• independent RIA | $327M | +7.2% | 3 | $109M | 97% | 63% | 99 | 1 | |
| P••• P•••••• W•••••• L•• independent RIA | $326M | +22% | 2 | $163M | 100% | 79% | 111 | 1 | |
| H••••• C••••••• L•• independent RIA | $326M | +42% | 3 | $109M | 89% | 88% | 53 | 1 | |
| P••••• P•••••••• L•• independent RIA | $326M | -6.7% | 2 | $163M | 94% | 88% | 80 | 1 | |
| S•••••••• C•••••• M••••••••• I•• independent RIA | $326M | +12% | 1 | $326M | 89% | 93% | 195 | 1 | |
| T••••••• W••••• M••••••••• independent RIA | $325M | +24% | 3 | $108M | 99% | 88% | 90 | 1 | |
| U•••••••• F•••••••• S••••••• I••• asset manager | $325M | -4.2% | 1 | $325M | 0.0% | 1 | |||
| K•••••••• C•••••• M••••••••• L•• independent RIA | $324M | +0.1% | 1 | $324M | 99% | 98% | 54 | 1 | |
| J•••••• W••••• M••••••••• L•• independent RIA | $323M | +26% | 3 | $108M | 92% | 92% | 56 | 1 | |
| C••••• W••••• A••••••• L•• independent RIA | $323M | +10% | 3 | $108M | 97% | 63% | 201 | 1 | |
| I••••••• I••••••••• M••••••••• L•• asset manager | $323M | +5.3% | 1 | $323M | 0.0% | 2 | 7 | ||
| L•••• C•••••• M••••••••• L•• independent RIA | $323M | -2.1% | 2 | $161M | 94% | 95% | 45 | 1 | |
| C••••••• I••••••••• L•• independent RIA | $322M | +13% | 1 | $322M | 90% | 76% | 171 | 2 | |
| R•• W••••• M••••••••• independent RIA | $322M | 2 | $161M | 99% | 72% | 234 | 1 | ||
| M••• L•• independent RIA | $322M | 1 | $322M | 90% | 100% | 1 | 5 | ||
| N•••••••• W••••• M••••••••• G•••• independent RIA | $322M | +11% | 2 | $161M | 92% | 85% | 103 | 1 | |
| A•••• P••••••••• G•••• I•• independent RIA | $321M | +15% | 2 | $161M | 100% | 79% | 165 | 1 | |
| T••••• I••••••••• M••••••••• I•• independent RIA | $321M | +19% | 3 | $107M | 96% | 45% | 430 | 1 | |
| F•••••• F••••• F••••••••• L•• independent RIA | $321M | +20% | 1 | $321M | 97% | 97% | 119 | 2 | 3 |
| E•••••• W••••• M••••••••• independent RIA | $320M | 3 | $107M | 51% | 68% | 90 | 1 | ||
| W••• C•••••• independent RIA | $320M | +28% | 3 | $107M | 95% | 75% | 98 | 1 | |
| S••••• • C• I•• independent RIA | $320M | +2.2% | 3 | $107M | 90% | 93% | 75 | 1 | |
| O•••••••• I••• independent RIA | $319M | +1.1% | 3 | $106M | 97% | 94% | 36 | 1 | |
| A•••••• W••••••• • A••••••••• W••••• M••••••••• L•• independent RIA | $319M | +29% | 2 | $159M | 100% | 69% | 162 | 1 | |
| B•••• W••••• M••••••••• L•• independent RIA | $319M | +17% | 3 | $106M | 100% | 86% | 59 | 1 | |
| P•••••• B• W•••• C••• I•• independent RIA | $319M | +19% | 2 | $159M | 97% | 82% | 122 | 1 | |
| G•••••• P••••••• I••• institutional | $318M | +10% | 1 | $318M | 1.9% | 1 | |||
| C••• L•• mixed wealth | $318M | +78% | 1 | $318M | 27% | 100% | 1 | ||
| L••••• F•••••••• A••••••• C••••••••• independent RIA | $318M | +11% | 2 | $159M | 100% | 85% | 123 | 1 | |
| W••••• P•• A•••••••• I••• independent RIA | $317M | +3.2% | 2 | $159M | 100% | 65% | 106 | 1 | |
| B•••• C•••• W••••• M••••••••• L•• institutional | $317M | +17% | 1 | $317M | 8.3% | 53% | 76 | 1 | |
| R•••••• W••••• M••••••••• G••••• L•• independent RIA | $317M | +12% | 2 | $159M | 79% | 70% | 200 | 1 | |
| D•• W••••• M••••••••• I••• independent RIA | $317M | +16% | 3 | $106M | 95% | 92% | 58 | 1 | |
| F••••••••• W••••• M••••••••• I••• independent RIA | $316M | +17% | 2 | $158M | 94% | 87% | 95 | 1 | |
| W••••••••• independent RIA | $316M | +38% | 1 | $316M | 100% | 97% | 68 | 2 | |
| F•••• O•• W••••• M••••••••• L•• independent RIA | $316M | +18% | 1 | $316M | 65% | 89% | 149 | 1 | |
| T•••• F•••••••• independent RIA | $316M | +52% | 3 | $105M | 100% | 99% | 33 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.