DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,944 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| MANUKA FINANCIAL independent RIA | $218M | +16% | 2 | $109M | 100% | 98% | 28 | 1 | |
| SAHARA INVESTMENT GROUP other | $218M | 1 | $218M | 0.0% | 1 | 1 | |||
| ROCKBRIDGE ASSET MANAGEMENT, LLC independent RIA | $218M | +15% | 1 | $218M | 76% | 98% | 56 | 1 | 2 |
| M••••• F•••• M••••••••• independent RIA | $218M | +5.7% | 3 | $72.6M | 100% | 61% | 56 | 1 | |
| A•••• W••••• A••••••• L•• mixed wealth | $218M | +9.8% | 1 | $218M | 45% | 99% | 21 | 1 | |
| D••••• A•••• M••••••••• independent RIA | $218M | +10% | 2 | $109M | 100% | 88% | 79 | 1 | |
| E•••••• W••••• A•••••••• I••• independent RIA | $218M | +21% | 1 | $218M | 100% | 91% | 133 | 1 | |
| P••••• F•••••••• A••••••• L•• independent RIA | $218M | +14% | 2 | $109M | 100% | 92% | 41 | 1 | |
| A••••••• W••••• L•• independent RIA | $218M | +30% | 2 | $109M | 93% | 64% | 154 | 1 | |
| P••••••• W••••• M••••••••• independent RIA | $217M | +24% | 3 | $72.5M | 100% | 57% | 126 | 1 | |
| C••••••• C•••••• M••••••••• independent RIA | $217M | +18% | 1 | $217M | 95% | 90% | 214 | 1 | |
| S••••••• C•••••• M••••••••• L•• independent RIA | $217M | +18% | 1 | $217M | 100% | 82% | 116 | 1 | |
| N•• H•••••• F•••••••• S••••••••• L•• independent RIA | $217M | +18% | 3 | $72.4M | 100% | 70% | 87 | 1 | |
| S•••••••• R••••••••• A•••••••• L•• independent RIA | $217M | +16% | 1 | $217M | 100% | 2 | |||
| L•••••••• W••••• A•••••••• L•• independent RIA | $217M | +7.2% | 2 | $108M | 98% | 94% | 47 | 1 | |
| E••• L•• independent RIA | $217M | +13% | 1 | $217M | 100% | 100% | 60 | 1 | |
| T•• S•••••• P••••••••• I•• independent RIA | $217M | +24% | 2 | $108M | 99% | 73% | 154 | 1 | |
| F•• R••••••••• C••••••••• independent RIA | $216M | +6.5% | 2 | $108M | 100% | 86% | 78 | 1 | |
| P••••••••• A••••••• G•••• L•• independent RIA | $216M | +4.1% | 3 | $72.0M | 100% | 76% | 81 | 1 | |
| S•• A•••• A•••• A••••••• independent RIA | $216M | +3.8% | 2 | $108M | 72% | 94% | 143 | 1 | |
| M••••• C•••••• L•• asset manager | $216M | 1 | $216M | 0.0% | 1 | 2 | |||
| M•••••• W••••• independent RIA | $216M | +24% | 2 | $108M | 98% | 99% | 45 | 1 | |
| K•••••• W••••• • T•• M••••••••• L•• independent RIA | $215M | +12% | 1 | $215M | 96% | 84% | 133 | 1 | |
| L•••• F•••••• G•••• L•• independent RIA | $215M | +28% | 1 | $215M | 87% | 97% | 48 | 1 | |
| G•••• F•••••••• independent RIA | $215M | +4.9% | 3 | $71.8M | 73% | 69% | 103 | 1 | |
| C••••••••• L•• other | $215M | +2.0% | 1 | $215M | 11% | 75% | 19 | 1 | |
| F•••••• F•••••••• G•••• L•• independent RIA | $215M | +42% | 2 | $107M | 87% | 69% | 123 | 1 | |
| B••••••• A•••••• G•••• independent RIA | $215M | +29% | 2 | $107M | 94% | 68% | 158 | 1 | |
| K•••••• L•• mixed wealth | $215M | +12% | 1 | $215M | 44% | 58% | 123 | 1 | |
| A••••• C•••••• M••••••••• L•• asset manager | $215M | +84% | 1 | $215M | 0.0% | 1 | 4 | ||
| Q•••• W••••• S••••••••• I••• independent RIA | $215M | 2 | $107M | 100% | 58% | 179 | 1 | ||
| C••••••••• W••••• M••••••••• C•••• independent RIA | $214M | +19% | 2 | $107M | 98% | 73% | 135 | 1 | |
| S••• H••• C•••••• independent RIA | $214M | +30% | 2 | $107M | 100% | 91% | 40 | 1 | |
| P•••• W••••• P•••••••• L•• independent RIA | $214M | 1 | $214M | 100% | 99% | 24 | 1 | ||
| P••••• A•••••••• L•• independent RIA | $214M | +14% | 1 | $214M | 99% | 100% | 1 | 1 | |
| O•• C•••••• L•• asset manager | $214M | +9.5% | 1 | $214M | 0.0% | 1 | 13 | ||
| L•••••• • M••••••• I•• independent RIA | $214M | +11% | 3 | $71.2M | 100% | 66% | 94 | 1 | |
| G••••• T•••• W••••• M••••••••• L•• independent RIA | $214M | +3.1% | 3 | $71.2M | 100% | 95% | 29 | 1 | |
| D•••••• • E••••••• F•••••••• A•••••••• L•• independent RIA | $214M | +13% | 3 | $71.2M | 93% | 97% | 20 | 1 | |
| G••• • C•••••• I••••••••• M••••••••• I••• independent RIA | $214M | +9.8% | 3 | $71.2M | 97% | 79% | 57 | 1 | |
| F•••• C•••••• M••••••••• independent RIA | $214M | +4.4% | 2 | $107M | 80% | 99% | 140 | 1 | |
| D•••••••• W••••• M••••••••• S••••••••• I••• independent RIA | $213M | +14% | 2 | $107M | 99% | 79% | 96 | 1 | |
| S••••••• C•••••• A•••••••• I••• independent RIA | $213M | +13% | 3 | $71.0M | 95% | 82% | 45 | 1 | |
| S•••• • A••••••••• L•• independent RIA | $213M | +8.5% | 3 | $70.9M | 100% | 87% | 48 | 1 | |
| B•• P•••••••• I••• independent RIA | $213M | +15% | 2 | $106M | 100% | 84% | 89 | 1 | |
| H•••••• W•••••• I••• independent RIA | $213M | +31% | 3 | $70.9M | 100% | 73% | 56 | 1 | |
| S•••••• W••••• A•••••••• I••• independent RIA | $212M | +17% | 3 | $70.8M | 93% | 60% | 147 | 1 | |
| J• A••••••• independent RIA | $212M | +23% | 2 | $106M | 85% | 87% | 61 | 1 | |
| I••••• A•••• M••••••••• L•• independent RIA | $212M | +22% | 3 | $70.6M | 88% | 58% | 152 | 1 | |
| D•••••• A•••• M••••••••• I••• independent RIA | $212M | -9.6% | 3 | $70.5M | 97% | 100% | 20 | 1 | |
| S••••• L••• C•••••• P••••••• independent RIA | $212M | -9.9% | 1 | $212M | 100% | 1 | |||
| K•• F•••••••• P••••••• • W••••• M••••••••• L•• independent RIA | $211M | 1 | $211M | 100% | 76% | 177 | 1 | ||
| B••• S••••• W••••• M••••••••• independent RIA | $211M | +9.6% | 2 | $106M | 100% | 78% | 114 | 1 | |
| T•••• C•••••• M••••••••• independent RIA | $211M | +25% | 3 | $70.3M | 98% | 93% | 43 | 1 | |
| R••••• • C••••••• L•• independent RIA | $211M | +21% | 2 | $105M | 100% | 20% | 477 | 1 | |
| P•••••••• W••••• M••••••••• L•• independent RIA | $211M | +4.7% | 3 | $70.2M | 90% | 99% | 7 | 1 | |
| F•••••••• C•••••• M••••••••• I••• independent RIA | $211M | -43% | 3 | $70.2M | 96% | 97% | 76 | 1 | |
| S••••••••• C•••••• M••••••••• independent RIA | $211M | +12% | 2 | $105M | 100% | 72% | 71 | 1 | |
| G••••• P•• A•••••••• L•• independent RIA | $210M | +15% | 1 | $210M | 100% | 93% | 85 | 1 | |
| I••••• S••••• asset manager | $210M | +20% | 1 | $210M | 0.0% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.