DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| EL CASTILLO INVESTMENTS independent RIA | $1.8M | +164% | 1 | $1.8M | 100% | 56% | 22 | 1 | |
| SWISS ALPINE WEALTH MANAGEMENT LLC independent RIA | $1.8M | +11% | 1 | $1.8M | 100% | 0.0% | 6 | 1 | |
| INSIGHT ADVISORS, LLC asset manager | $1.7M | -26% | 1 | $1.7M | 0.0% | 1 | 1 | ||
| F••••••••• R•• independent RIA | $1.6M | +251% | 1 | $1.6M | 100% | 1 | |||
| N••• C•••••• independent RIA | $1.6M | 1 | $1.6M | 100% | 43% | 2 | |||
| B•• A•• P••••••• S••• independent RIA | $1.5M | +120% | 1 | $1.5M | 100% | 100% | 1 | ||
| D••••• E• J••••• independent RIA | $1.5M | 1 | $1.5M | 100% | 100% | 1 | 1 | ||
| T•• Z••••••••• A••••••• independent RIA | $1.5M | 2 | $742,437 | 100% | 0.0% | 31 | 1 | ||
| P•••••••• P•••••••• L•• independent RIA | $1.5M | -96% | 1 | $1.5M | 100% | 0.0% | 14 | 2 | |
| E••••••••• independent RIA | $1.4M | +43% | 1 | $1.4M | 100% | 0.0% | 579 | 1 | |
| C•••• C•••••• independent RIA | $1.4M | 1 | $1.4M | 100% | 100% | 2 | |||
| A••••••••• L•• other | $1.3M | 1 | $1.3M | 17% | 1 | ||||
| B••• A••••••• L•• independent RIA | $1.2M | +53% | 1 | $1.2M | 100% | 12% | 148 | 1 | |
| O• A••••••• L•• asset manager | $1.0M | 1 | $1.0M | 0.0% | 1 | ||||
| S••••••••• independent RIA | $928,433 | 2 | $464,217 | 100% | 0.0% | 7 | 1 | ||
| R••••••• C•••••• independent RIA | $927,000 | +388% | 1 | $927,000 | 100% | 0.0% | 1 | ||
| S•••• independent RIA | $798,408 | +115% | 1 | $798,408 | 100% | 1 | |||
| L••• C•••••• independent RIA | $663,433 | +31767% | 1 | $663,433 | 100% | 1 | |||
| N••••• A••••••• L•• independent RIA | $654,553 | +245% | 1 | $654,553 | 100% | 0.0% | 140 | 1 | |
| K•••••• independent RIA | $570,000 | 1 | $570,000 | 100% | 1 | ||||
| N•• I••• independent RIA | $536,000 | +49% | 1 | $536,000 | 100% | 1 | |||
| I••••••••• independent RIA | $490,100 | +1787% | 1 | $490,100 | 100% | 1 | |||
| L•••• T•••• I••••••••• L•• independent RIA | $435,000 | 1 | $435,000 | 100% | 12 | 1 | |||
| F••••••••• L•• institutional | $407,969 | +115% | 1 | $407,969 | 9.0% | 0.0% | 2 | ||
| I•••••••• L•• independent RIA | $362,700 | -5.5% | 1 | $362,700 | 100% | 1 | |||
| V••••• A••••••• C•••• independent RIA | $355,082 | -99% | 1 | $355,082 | 100% | 0.0% | 2 | ||
| O•••••••• independent RIA | $314,147 | +27% | 1 | $314,147 | 100% | 0.0% | 12 | 1 | |
| U••••••••• R•• independent RIA | $314,000 | +261% | 1 | $314,000 | 100% | 1 | |||
| A•••••• C•••••• M••••••••• L•• asset manager | $308,129 | -100% | 1 | $308,129 | 0.0% | 1 | |||
| P•• W•••••• L•• independent RIA | $280,000 | 1 | $280,000 | 100% | 93% | 1 | |||
| M•••• I••• independent RIA | $254,054 | +10420% | 1 | $254,054 | 100% | 1 | |||
| D••• A••••••• L•• independent RIA | $228,411 | 1 | $228,411 | 100% | 41% | 137 | 2 | ||
| M•••••• L•• independent RIA | $197,892 | 1 | $197,892 | 100% | 95% | 7 | 1 | ||
| R••••••• C•••••• M••••••••• L•• independent RIA | $180,000 | +0.0% | 1 | $180,000 | 100% | 100% | 1 | ||
| S•••••••• I••••••••• independent RIA | $176,870 | -97% | 1 | $176,870 | 100% | 0.0% | 2 | 1 | |
| E••• C•••••• independent RIA | $171,559 | 1 | $171,559 | 100% | 0.0% | 1 | |||
| M••••• I••••••••• A•••••••• L•• independent RIA | $146,896 | +2838% | 1 | $146,896 | 100% | 1 | |||
| B••••••••• A••••••• L•• independent RIA | $142,776 | 2 | $71,388 | 100% | 1 | ||||
| P•••••• A••••••• L•• independent RIA | $94,783 | 1 | $94,783 | 97% | 0.0% | 85 | 1 | ||
| B•••••••• L•• independent RIA | $83,085 | 1 | $83,085 | 100% | 1 | ||||
| A•••• A••••••• L•• institutional | $52,050 | +13% | 1 | $52,050 | 0.0% | 1 | |||
| A••••••••• W••••• M••••••••• L•• independent RIA | $45,580 | 1 | $45,580 | 100% | 0.0% | 15 | 1 | ||
| M•••• A• I••• independent RIA | $39,330 | +7.5% | 1 | $39,330 | 100% | 0.0% | 135 | 1 | |
| A••••••••• I••••••••• independent RIA | $34,934 | 2 | $17,467 | 100% | 1 | ||||
| C••• F•••••• L•• independent RIA | $31,840 | 1 | $31,840 | 100% | 0.0% | 1 | |||
| L•• B•• A•••••••• L•• independent RIA | $28,974 | -26% | 1 | $28,974 | 100% | 0.0% | 249 | 1 | |
| W••••••• A••••••• independent RIA | $27,322 | 1 | $27,322 | 100% | 0.0% | 104 | 1 | ||
| V•••• R••• A••••••• independent RIA | $26,526 | -99% | 1 | $26,526 | 100% | 100% | 1 | ||
| E•••• I•• independent RIA | $26,364 | 1 | $26,364 | 100% | 1 | ||||
| E••• F•••••••• A•••••••• L•• independent RIA | $23,973 | 1 | $23,973 | 100% | 1 | ||||
| R••••• independent RIA | $20,000 | -68% | 1 | $20,000 | 100% | 1 | |||
| Q•••••• F•••••••• independent RIA | $10,390 | +3.6% | 1 | $10,390 | 100% | 0.0% | 2 | 2 | |
| M••• • P•• independent RIA | $2,214 | 2 | $1,107 | 100% | 0.0% | 4 | 1 | ||
| M•••••• L•• independent RIA | $2,000 | 1 | $2,000 | 100% | 1 | ||||
| W••••••• independent RIA | $750 | -9.7% | 1 | $750 | 100% | 1 | |||
| K••••• A•••••• L•• independent RIA | $377 | 1 | $377 | 100% | 1 | ||||
| E••••• A••••••• L•• independent RIA | $300 | 1 | $300 | 100% | 0.0% | 3 | 1 | ||
| N••••••• C•••••• I••• independent RIA | $190 | 1 | $190 | 100% | 1 | ||||
| V••••• independent RIA | $125 | 1 | $125 | 100% | 0.0% | 2 | 1 | ||
| H••••• • A••••••••• W••••• M••••••••• L•• no RAUM | $0 | 1 | $0 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.