DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| DSG CAPITAL ADVISORS, LLC independent RIA | $780M | +14% | 6 | $130M | 93% | 97% | 19 | 1 | |
| HOURGLASS CAPITAL, LLC independent RIA | $769M | +28% | 2 | $384M | 92% | 98% | 49 | 1 | |
| INDEPENDENT FAMILY OFFICE, LLC independent RIA | $760M | +23% | 3 | $253M | 100% | 100% | 1 | ||
| PARATUS FINANCIAL, INC. independent RIA | $757M | +8.0% | 2 | $379M | 100% | 97% | 44 | 1 | |
| LIGHTHOUSE FINANCIAL independent RIA | $756M | +25% | 1 | $756M | 98% | 96% | 132 | 1 | |
| FIDUCIARY FAMILY OFFICE, LLC independent RIA | $748M | +7.4% | 2 | $374M | 97% | 100% | 23 | 1 | |
| AUTUMN GLORY PARTNERS, LLC independent RIA | $748M | +35% | 1 | $748M | 80% | 100% | 47 | 2 | |
| TILLMAN HARTLEY LLC independent RIA | $746M | +22% | 3 | $249M | 86% | 99% | 19 | 4 | |
| SAAGA independent RIA | $717M | +19% | 3 | $239M | 100% | 100% | 7 | 1 | |
| HARBOUR CAPITAL ADVISORS, LLC independent RIA | $701M | +5.3% | 4 | $175M | 100% | 100% | 1 | 2 | |
| DREAM CAPITAL ADVISORS, LLC independent RIA | $695M | +19% | 1 | $695M | 100% | 100% | 31 | 3 | |
| WEMBLEY STRATEGIC ADVISORY LLC independent RIA | $695M | +4.9% | 98% | 100% | 1 | 6 | |||
| EICHNER INVESTMENT PLANNING, LLC independent RIA | $692M | +6.2% | 1 | $692M | 82% | 100% | 1 | ||
| ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC. independent RIA | $691M | +3.0% | 3 | $230M | 89% | 100% | 1 | ||
| ANCHYRA PARTNERS LLC independent RIA | $689M | 3 | $230M | 100% | 100% | 1 | |||
| INTEGRA GLOBAL ADVISORS LLC independent RIA | $684M | +22% | 5 | $137M | 66% | 99% | 9 | 1 | 4 |
| MARIETTA INVESTMENT PARTNERS, LLC independent RIA | $684M | +13% | 6 | $114M | 91% | 93% | 23 | 1 | |
| VENTIRA PRIVATE WEALTH MANAGEMENT LTD. independent RIA | $682M | +26% | 99% | 98% | 1 | ||||
| EAGLE BAY FAMILY OFFICE independent RIA | $681M | -28% | 10 | $68.1M | 100% | 99% | 5 | 2 | |
| ABS LEGACY PARTNERS, LLC independent RIA | $671M | +9.0% | 2 | $335M | 66% | 100% | 12 | 2 | |
| HAVENSHARE FINANCIAL, LLC independent RIA | $670M | +0.3% | 2 | $335M | 100% | 100% | 1 | ||
| STONE TEMPLE PARTNERS LLC independent RIA | $669M | +7.9% | 1 | $669M | 95% | 100% | 6 | 8 | |
| GKB PARTNERS LLC independent RIA | $663M | -3.1% | 100% | 100% | 1 | ||||
| CRUDEN BAY INVESTMENT MANAGEMENT, LLC independent RIA | $663M | +42% | 4 | $166M | 85% | 97% | 38 | 2 | |
| BMB ADVISERS LLC independent RIA | $656M | +25% | 4 | $164M | 93% | 100% | 1 | ||
| BRIDGECREEK FINANCIAL GROUP independent RIA | $650M | 2 | $325M | 91% | 100% | 21 | 1 | ||
| TIMBER CREEK CAPITAL MANAGEMENT, LLC independent RIA | $637M | +16% | 3 | $212M | 100% | 99% | 15 | 1 | |
| WEST ADVISORS, INC. independent RIA | $637M | +12% | 1 | $637M | 100% | 100% | 16 | 1 | |
| FIRE CAPITAL MANAGEMENT, LLC independent RIA | $635M | +28% | 3 | $212M | 80% | 98% | 19 | 1 | |
| CENTRICA WEALTH MANAGEMENT independent RIA | $627M | 3 | $209M | 100% | 100% | 5 | 1 | ||
| ARIADNE WEALTH MANAGEMENT, LP independent RIA | $627M | +16% | 7 | $89.6M | 100% | 100% | 1 | ||
| WEALTH DIMENSIONS FAMILY OFFICE, INC independent RIA | $626M | +12% | 7 | $89.4M | 100% | 100% | 2 | 1 | |
| REGIS METRO ASSOCIATES, INC. independent RIA | $618M | -13% | 59% | 100% | 1 | ||||
| CENTRAL FAMILY ADVISORS, LLC independent RIA | $608M | +11% | 3 | $203M | 100% | 100% | 7 | 1 | |
| DREXEL MORGAN & CO. independent RIA | $607M | +29% | 2 | $304M | 100% | 100% | 6 | 1 | |
| COGENTBLUE independent RIA | $606M | +7.1% | 5 | $121M | 78% | 93% | 22 | 2 | |
| DESTINY FAMILY OFFICE independent RIA | $605M | 8 | $75.6M | 97% | 98% | 8 | 2 | ||
| CAPITAL RESOURCE MANAGEMENT,INC. independent RIA | $593M | +10% | 1 | $593M | 94% | 99% | 38 | 1 | |
| HZ INVESTMENTS INC. independent RIA | $591M | +10% | 1 | $591M | 100% | 100% | 21 | 1 | |
| WALTER C. FLOWER & CO., INC independent RIA | $591M | +26% | 2 | $296M | 100% | 100% | 19 | 1 | |
| KEYSTONE GLOBAL PARTNERS LLC independent RIA | $581M | +30% | 2 | $290M | 92% | 100% | 23 | 2 | |
| OXLER PRIVATE WEALTH independent RIA | $578M | +7.1% | 4 | $145M | 93% | 94% | 28 | 5 | |
| SANDERS MORRIS LLC independent RIA | $576M | -42% | 11 | $52.4M | 100% | 96% | 12 | 2 | |
| FAMILY WMS, LLC independent RIA | $572M | -1.7% | 3 | $191M | 100% | 98% | 20 | 2 | |
| WESTWARD INVESTMENT ADVISORY independent RIA | $572M | +17% | 3 | $191M | 98% | 99% | 5 | 2 | |
| TALLWOODS PARTNERS, LLC independent RIA | $569M | +83% | 81% | 100% | 1 | ||||
| FRIEDLANDER & CO INC independent RIA | $565M | +12% | 1 | $565M | 91% | 100% | 1 | ||
| TORTUGA ADVISERS LLC independent RIA | $564M | +6.9% | 94% | 100% | 1 | ||||
| DOWNTOWN WEALTH STUDIOS, LLC independent RIA | $563M | -11% | 4 | $141M | 98% | 100% | 11 | 9 | |
| LIFE LINE WEALTH MANAGEMENT LLC independent RIA | $558M | +17% | 5 | $112M | 100% | 97% | 19 | 2 | |
| MACK & CO. PARTNERS, LP independent RIA | $549M | +436% | 2 | $274M | 96% | 100% | 4 | 1 | 4 |
| AFFILIATED PRIVATE INVESTORS LLC independent RIA | $534M | +9.8% | 1 | $534M | 100% | 100% | 27 | 1 | 5 |
| CEETO CAPITAL GROUP, LLC independent RIA | $531M | +21% | 4 | $133M | 75% | 100% | 4 | 1 | |
| SANTA BARBARA MANAGEMENT independent RIA | $530M | 15 | $35.3M | 98% | 100% | 2 | |||
| ARISTON SERVICES GROUP, LLC independent RIA | $527M | +7.4% | 2 | $263M | 74% | 96% | 35 | 1 | 1 |
| CHURCHILL FINANCIAL ADVISORS, LLC independent RIA | $523M | +114% | 5 | $105M | 100% | 98% | 22 | 1 | |
| DELTA WEALTH MANAGEMENT independent RIA | $522M | +7.8% | 1 | $522M | 70% | 100% | 1 | ||
| STRATIS CAPITAL, LLC independent RIA | $508M | +13% | 1 | $508M | 100% | 100% | 1 | ||
| FIRST WASHINGTON CORPORATION independent RIA | $501M | +15% | 3 | $167M | 63% | 100% | 8 | 1 | |
| FAMILY FINANCIAL SOLUTIONS GROUP, LLC independent RIA | $501M | +15% | 1 | $501M | 72% | 100% | 1 |
480 practices match (UHNW private wealth). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.