DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left MML Investors Services, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	MML Investors Services, LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Cleveland, Oh	Affiliated broker-dealer or bank to another	Oct 4, 2021
2	MML Investors Services, LLC BD affiliated	Equitable Advisors, LLC national BD	New York, Ny	Affiliated broker-dealer or bank to another	Oct 4, 2021
4	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Camp Hill, Pa	Affiliated broker-dealer or bank to another	Sep 23, 2021
3	MML Investors Services, LLC BD affiliated	Moneco Advisors independent RIA	Stamford, Ct	Affiliated broker-dealer or bank to independent RIA	Sep 9, 2021 over 5 d
4	MML Investors Services, LLC BD affiliated	The Ameriflex Group independent RIA	San Diego, Ca	Affiliated broker-dealer or bank to independent RIA	Aug 24, 2021
2	MML Investors Services, LLC BD affiliated	Pruco Securities, LLC BD affiliated	Brea, Ca +1	Affiliated broker-dealer or bank to another	Aug 19, 2021 over 5 d
2	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Mclean, Va	Affiliated broker-dealer or bank to another	Aug 16, 2021 over 1 d
2	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Bridgewater, Nj	Affiliated broker-dealer or bank to another	Aug 6, 2021
2	MML Investors Services, LLC BD affiliated	Osaic Wealth, Inc. BD affiliated	Woodbury, Ny +1	Affiliated broker-dealer or bank to another	Jul 20, 2021 over 14 d
2	MML Investors Services, LLC BD affiliated	Cetera Investment Advisers LLC BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	Jun 3, 2021
2	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Mechanicsburg, Pa +1	Affiliated broker-dealer or bank to another	Jun 3, 2021 over 1 d
3	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Peoria, Il	Affiliated broker-dealer or bank to another	May 18, 2021
2	MML Investors Services, LLC BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Charlotte, Nc +1	Affiliated broker-dealer or bank to another	May 10, 2021 over 3 d
2	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Valdosta, Ga +1	Affiliated broker-dealer or bank to another	May 4, 2021 over 1 d
3	MML Investors Services, LLC BD affiliated	Cetera Investment Advisers LLC BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	Apr 30, 2021
3	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Glastonbury, Ct +1	Affiliated broker-dealer or bank to another	Apr 30, 2021 over 3 d
2	MML Investors Services, LLC BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	New York, Ny +1	Affiliated broker-dealer or bank to another	Apr 27, 2021 over 14 d
2	MML Investors Services, LLC BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Shelton, Ct	Affiliated broker-dealer or bank to another	Apr 23, 2021 over 4 d
4	MML Investors Services, LLC BD affiliated	Pruco Securities, LLC BD affiliated	High Point, Nc	Affiliated broker-dealer or bank to another	Mar 1, 2021
2	MML Investors Services, LLC BD affiliated	Private Advisor Group, LLC BD affiliated	Marmora, Nj +1	Affiliated broker-dealer or bank to another	Feb 26, 2021
2	MML Investors Services, LLC BD affiliated	Ameriprise Financial Services, LLC national BD	Wall Township, Nj	Affiliated broker-dealer or bank to another	Feb 25, 2021 over 1 d
4	MML Investors Services, LLC BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Cleveland, Oh	Affiliated broker-dealer or bank to another	Feb 3, 2021
2	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Columbia, Mo	Affiliated broker-dealer or bank to another	Jan 26, 2021
3	MML Investors Services, LLC BD affiliated	Diamond Client Group, LLC independent RIA	Houston, Tx +1	Affiliated broker-dealer or bank to independent RIA	Dec 22, 2020 over 9 d
3	MML Investors Services, LLC BD affiliated	Sagepoint Financial, Inc. BD affiliated	Cleveland, Oh +2	Affiliated broker-dealer or bank to another	Dec 18, 2020
2	MML Investors Services, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Redwood City, Ca	Affiliated broker-dealer or bank to another	Nov 30, 2020
2	MML Investors Services, LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Camp Hill, Pa	Affiliated broker-dealer or bank to another	Nov 18, 2020 over 1 d
2	MML Investors Services, LLC BD affiliated	Rfg Advisory, LLC independent RIA	Birmingham, Al	Affiliated broker-dealer or bank to independent RIA	Nov 17, 2020
2	MML Investors Services, LLC BD affiliated	Bowline Financial, LLC state registered	Southfield, Mi	Affiliated broker-dealer or bank to a state-registered adviser	Nov 11, 2020
2	MML Investors Services, LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Ft Lauderdale, Fl +1	Affiliated broker-dealer or bank to another	Nov 4, 2020
2	MML Investors Services, LLC BD affiliated	Cwm, LLC BD affiliated	Needham, Ma	Affiliated broker-dealer or bank to another	Oct 26, 2020
2	MML Investors Services, LLC BD affiliated	Ae Wealth Management, LLC independent RIA	Brighton, Mi	Affiliated broker-dealer or bank to independent RIA	Oct 26, 2020
5	MML Investors Services, LLC BD affiliated	Hightower Advisors, LLC BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Oct 19, 2020 over 1 d
4	MML Investors Services, LLC BD affiliated	Vitalstone Financial, LLC no RAUM	San Antonio, Tx	Affiliated broker-dealer or bank to a newly registered adviser	Oct 6, 2020
4	MML Investors Services, LLC BD affiliated	Trivium Point Advisory, LLC independent RIA	Elmsford, Ny	Affiliated broker-dealer or bank to independent RIA	Oct 1, 2020
2	MML Investors Services, LLC BD affiliated	Sagepoint Financial, Inc. BD affiliated	Cleveland, Oh	Affiliated broker-dealer or bank to another	Sep 24, 2020
2	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Cape Girardeau, Mo	Affiliated broker-dealer or bank to another	Sep 14, 2020
3	MML Investors Services, LLC BD affiliated	Colorado Wealth Group LLC no RAUM	Denver, Co	Affiliated broker-dealer or bank to a newly registered adviser	Aug 14, 2020
3	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Needham, Ma +1	Affiliated broker-dealer or bank to another	Aug 12, 2020 over 13 d
2	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Morgantown, Wv	Affiliated broker-dealer or bank to another	Aug 4, 2020
2	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Iselin, Nj +1	Affiliated broker-dealer or bank to another	Jul 28, 2020
4	MML Investors Services, LLC BD affiliated	Gwn Securities Inc. BD affiliated	Princeton, Nj +1	Affiliated broker-dealer or bank to another	Jul 2, 2020
2	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Madison, Va +1	Affiliated broker-dealer or bank to another	Apr 28, 2020
4	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Oconomowoc, Wi +2	Affiliated broker-dealer or bank to another	Apr 21, 2020 over 1 d
2	MML Investors Services, LLC BD affiliated	Pruco Securities, LLC BD affiliated	Farmington Hills, Mi	Affiliated broker-dealer or bank to another	Mar 24, 2020
2	MML Investors Services, LLC BD affiliated	Voya Financial Advisors, Inc. BD affiliated	Camp Douglas, Wi +1	Affiliated broker-dealer or bank to another	Mar 19, 2020 over 11 d
2	MML Investors Services, LLC BD affiliated	Voya Financial Advisors, Inc. BD affiliated	La Crosse, Wi	Affiliated broker-dealer or bank to another	Mar 4, 2020
2	MML Investors Services, LLC BD affiliated	Trivium Point Advisory, LLC independent RIA	Shelton, Ct	Affiliated broker-dealer or bank to independent RIA	Mar 4, 2020
10	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Chicago, Il	Affiliated broker-dealer or bank to another	Mar 3, 2020 over 10 d
2	MML Investors Services, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Greenwood Village, Co +1	Affiliated broker-dealer or bank to another	Feb 24, 2020
2	MML Investors Services, LLC BD affiliated	Cornerstone Registered Investment Advisors unclassified	Oklahoma City, Ok	Other	Feb 11, 2020
4	MML Investors Services, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Colorado Springs, Co	Affiliated broker-dealer or bank to another	Feb 5, 2020 over 2 d
2	MML Investors Services, LLC BD affiliated	Lewer Financial Advisors, LLC unclassified	Overland Park, Ks	Other	Dec 31, 2019 over 7 d
3	MML Investors Services, LLC BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Phoenix, Az	Affiliated broker-dealer or bank to another	Dec 19, 2019
4	MML Investors Services, LLC BD affiliated	Stratos Wealth Partners, Ltd independent RIA	Stamford, Ct +1	Affiliated broker-dealer or bank to independent RIA	Dec 16, 2019 over 2 d
2	MML Investors Services, LLC BD affiliated	Hornor, Townsend & Kent, LLC BD affiliated	Rockville, Md	Affiliated broker-dealer or bank to another	Dec 12, 2019
2	MML Investors Services, LLC BD affiliated	Creativeone Wealth, LLC independent RIA	Overland Park, Ks	Affiliated broker-dealer or bank to independent RIA	Dec 11, 2019
4	MML Investors Services, LLC BD affiliated	Ratio Wealth Group LLC no RAUM	Denver, Co	Affiliated broker-dealer or bank to a newly registered adviser	Dec 6, 2019 over 5 d
3	MML Investors Services, LLC BD affiliated	Commonwealth Financial Network national BD	Troy, Mi	Affiliated broker-dealer or bank to another	Nov 8, 2019
2	MML Investors Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Lehi, Ut	Affiliated broker-dealer or bank to another	Nov 1, 2019

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267 teams match.derived from registration dates