DFX Intelligence

RIA Intelligence

Advisor teams

Teams that left LPL Financial LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

AdvisorsFromToBranchTypeLeft
2LPL Financial LLC BD affiliatedPortfolio Medics, LLC independent RIAClearwater, Fl +1Affiliated broker-dealer or bank to independent RIANov 19, 2020
3LPL Financial LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedFresno, CaAffiliated broker-dealer or bank to anotherNov 11, 2020
2LPL Financial LLC BD affiliatedFinancial Forum, Inc. independent RIASpokane, WaAffiliated broker-dealer or bank to independent RIANov 4, 2020
3L•• F•••••••• L•• BD affiliatedA•••••• F•••••••• P•••••••• I••• state registeredWoodland Hills, Ca +1Affiliated broker-dealer or bank to a state-registered adviserOct 21, 2020
2L•• F•••••••• L•• BD affiliatedL•••• F••• A••••••• S••••••• BD affiliatedTorrance, Ca +1Affiliated broker-dealer or bank to anotherOct 19, 2020
over 10 d
4L•• F•••••••• L•• BD affiliatedC••• L•• BD affiliatedIrvine, Ca +2Affiliated broker-dealer or bank to anotherOct 8, 2020
over 13 d
3L•• F•••••••• L•• BD affiliatedW•••••• A•••••••• L•• independent RIABlue Ash, Oh +1Affiliated broker-dealer or bank to independent RIAOct 6, 2020
over 2 d
3L•• F•••••••• L•• BD affiliatedM•••••• W••••• S••••••••• independent RIASanta Maria, Ca +1Affiliated broker-dealer or bank to independent RIAOct 6, 2020
over 1 d
2L•• F•••••••• L•• BD affiliatedB••••• K••••••• W••••• M••••••••• L•• independent RIACincinnati, OhAffiliated broker-dealer or bank to independent RIAOct 6, 2020
over 2 d
2L•• F•••••••• L•• BD affiliatedR••• F•••••••• I••• independent RIAFranktown, Co +1Affiliated broker-dealer or bank to independent RIAOct 6, 2020
over 2 d
2L•• F•••••••• L•• BD affiliatedS••••• F•••••••• no RAUMBrownsburg, In +1Affiliated broker-dealer or bank to a newly registered adviserOct 6, 2020
2L•• F•••••••• L•• BD affiliatedM•••• F•••••••• A••••••• independent RIADallas, Tx +1Affiliated broker-dealer or bank to independent RIAOct 5, 2020
over 1 d
6L•• F•••••••• L•• BD affiliatedS•••••••• F••••••••• I••• BD affiliatedLake Oswego, Or +1Affiliated broker-dealer or bank to anotherSep 11, 2020
2L•• F•••••••• L•• BD affiliatedU•• A••••••• institutionalMinnetonka, MnOtherSep 10, 2020
3L•• F•••••••• L•• BD affiliatedM•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthChicago, Il +1Affiliated broker-dealer or bank to independent RIASep 8, 2020
3L•• F•••••••• L•• BD affiliatedA••••••••• F•••••••• S•••••••• L•• national BDLisle, IlAffiliated broker-dealer or bank to anotherAug 31, 2020
3L•• F•••••••• L•• BD affiliatedS••••••••• A•••••• A•••••••• I••• BD affiliatedCosta Mesa, CaAffiliated broker-dealer or bank to anotherAug 26, 2020
2L•• F•••••••• L•• BD affiliatedJ••• M••••• S••••••••• L•• wirehouseHouston, Tx +1Affiliated broker-dealer or bank to wirehouseAug 26, 2020
2L•• F•••••••• L•• BD affiliatedE•• R•••• W••••• M••••••••• L•• independent RIAOmaha, NeAffiliated broker-dealer or bank to independent RIAAug 18, 2020
2L•• F•••••••• L•• BD affiliatedA••••••••• F•••••••• S•••••••• L•• national BDRock Hill, ScAffiliated broker-dealer or bank to anotherAug 3, 2020
2L•• F•••••••• L•• BD affiliatedR•• C•••••• M••••••• L•• national BDMinnetonka, MnAffiliated broker-dealer or bank to anotherJul 16, 2020
2L•• F•••••••• L•• BD affiliatedC••• L•• BD affiliatedNaperville, IlAffiliated broker-dealer or bank to anotherJul 13, 2020
2L•• F•••••••• L•• BD affiliatedS••••••••• A•••••• A•••••••• I••• BD affiliatedMarshfield, Mo +1Affiliated broker-dealer or bank to anotherJul 9, 2020
2L•• F•••••••• L•• BD affiliatedR•••••• P••• A••••••• no RAUMR•••••• City, CaAffiliated broker-dealer or bank to a newly registered adviserJul 2, 2020
2L•• F•••••••• L•• BD affiliatedK••• W••••• P••••••• A••••••• independent RIAK•••Ville, TnAffiliated broker-dealer or bank to independent RIAJun 25, 2020
2L•• F•••••••• L•• BD affiliatedB••••••• W••••• A••••••• independent RIACanton, Ms +1Affiliated broker-dealer or bank to independent RIAJun 19, 2020
2L•• F•••••••• L•• BD affiliatedC••••••• R•••• W••••• M••••••••• L•• independent RIAWilliamsburg, VaAffiliated broker-dealer or bank to independent RIAJun 12, 2020
2L•• F•••••••• L•• BD affiliatedM••••••• W••••• no RAUMAtlanta, GaAffiliated broker-dealer or bank to a newly registered adviserMay 18, 2020
over 8 d
2L•• F•••••••• L•• BD affiliatedC••••• I••••••••• A••••••• L•• BD affiliatedHicksville, Ny +1Affiliated broker-dealer or bank to anotherApr 30, 2020
over 7 d
4L•• F•••••••• L•• BD affiliatedR•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDallas, Tx +1Affiliated broker-dealer or bank to anotherApr 8, 2020
2L•• F•••••••• L•• BD affiliatedS••••• F•••••••• G•••• I•• BD affiliatedScottsdale, AzAffiliated broker-dealer or bank to anotherMar 13, 2020
2L•• F•••••••• L•• BD affiliatedN•••••• F••••••••• L••••• state registeredScottsdale, AzAffiliated broker-dealer or bank to a state-registered adviserMar 2, 2020
over 11 d
2L•• F•••••••• L•• BD affiliatedC••• B•••••••• S•••••••• I••• BD affiliatedFresno, Ca +1Affiliated broker-dealer or bank to anotherFeb 27, 2020
over 1 d
2L•• F•••••••• L•• BD affiliatedK•• F•••••••• S•••••••• I•• BD affiliatedEugene, Or +1Affiliated broker-dealer or bank to anotherJan 30, 2020
2L•• F•••••••• L•• BD affiliatedJ••• M••••• S••••••••• L•• wirehouseHouston, TxAffiliated broker-dealer or bank to wirehouseDec 26, 2019
2L•• F•••••••• L•• BD affiliatedW••••• A••••••• O• I•••• L•• independent RIADes Moines, IaAffiliated broker-dealer or bank to independent RIADec 19, 2019
2L•• F•••••••• L•• BD affiliatedT••••• A•••• M••••••••• L•• independent RIASibley, La +1Affiliated broker-dealer or bank to independent RIADec 2, 2019
2L•• F•••••••• L•• BD affiliatedI••••••••• F•••••••• G••••• L•• i••••••••• wealthPaso Robles, CaAffiliated broker-dealer or bank to independent RIANov 25, 2019
3L•• F•••••••• L•• BD affiliatedP•••••• A•••••• G••••• L•• independent RIAYuma, AzAffiliated broker-dealer or bank to independent RIANov 22, 2019
2L•• F•••••••• L•• BD affiliatedC••••• I••••••••• A••••••• L•• BD affiliatedTinton Falls, NjAffiliated broker-dealer or bank to anotherNov 20, 2019
2L•• F•••••••• L•• BD affiliatedB••••••••• W••••• independent RIAHanover, Ma +1Affiliated broker-dealer or bank to independent RIANov 18, 2019
3L•• F•••••••• L•• BD affiliatedI••••••••• F•••••••• P••••••• BD affiliatedLouisville, KyAffiliated broker-dealer or bank to anotherNov 7, 2019
2L•• F•••••••• L•• BD affiliatedI••••••••• F•••••••• P••••••• BD affiliatedClarksville, InAffiliated broker-dealer or bank to anotherNov 7, 2019
3L•• F•••••••• L•• BD affiliatedR•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedVancouver, WaAffiliated broker-dealer or bank to anotherOct 23, 2019
over 12 d
2L•• F•••••••• L•• BD affiliatedC•••••• G•••• • C• I•• BD affiliatedLiverpool, Ny +1Affiliated broker-dealer or bank to anotherOct 17, 2019
4L•• F•••••••• L•• BD affiliatedP•••••• A•••••• G••••• L•• independent RIAKing Of Prussia, PaAffiliated broker-dealer or bank to independent RIAOct 9, 2019
4L•• F•••••••• L•• BD affiliatedF••••••• F•••••••• G••••• L•• unclassifiedManchester, NhOtherOct 8, 2019
2L•• F•••••••• L•• BD affiliatedI••••••••• F•••••••• G••••• L•• i••••••••• wealthWarsaw, In +1Affiliated broker-dealer or bank to independent RIAOct 8, 2019
over 6 d
3L•• F•••••••• L•• BD affiliatedL••••• F•••••••• unclassifiedLa Jolla, Ca +1OtherOct 4, 2019
2L•• F•••••••• L•• BD affiliatedC••••• C•••• W•••••• L•• independent RIALa Jolla, CaAffiliated broker-dealer or bank to independent RIAOct 4, 2019
2L•• F•••••••• L•• BD affiliatedS••••••• W••••• • R••••••••• L•• no RAUMTucson, AzAffiliated broker-dealer or bank to a newly registered adviserSep 26, 2019
2L•• F•••••••• L•• BD affiliatedC••• L•• BD affiliatedW Roxbury, MaAffiliated broker-dealer or bank to anotherSep 25, 2019
2L•• F•••••••• L•• BD affiliatedS•••••• W••••• M••••••••• L•• independent RIASouth Barrington, Il +1Affiliated broker-dealer or bank to independent RIASep 18, 2019
2L•• F•••••••• L•• BD affiliatedB••••• W••••• M••••••••• no RAUMSanta Barbara, CaOtherSep 18, 2019
2L•• F•••••••• L•• BD affiliatedC•••••• S•••• W••••• M••••••••• L•• state registeredHouston, TxAffiliated broker-dealer or bank to a state-registered adviserSep 18, 2019
2L•• F•••••••• L•• BD affiliatedI•••••• I••••••••• S••••••• L•• unclassifiedParamus, NjOtherSep 11, 2019
3L•• F•••••••• L•• BD affiliatedC••• L•• BD affiliatedHalf Moon Bay, Ca +1Affiliated broker-dealer or bank to anotherAug 26, 2019
3L•• F•••••••• L•• BD affiliatedB••• W••••• M••••••••• no RAUMValdosta, GaAffiliated broker-dealer or bank to a newly registered adviserAug 16, 2019
3L•• F•••••••• L•• independent RIAK••••• A••••••• S•••••••• L•• BD affiliatedLos Angeles, Ca +1RIA to affiliated broker-dealer or bankJul 25, 2019
5L•• F•••••••• L•• i••••••••• wealthI••••••••• F•••••••• P••••••• BD affiliatedJacksonville Beach, Fl +2RIA to affiliated broker-dealer or bankJul 15, 2019
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693 teams match.derived from registration dates

The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.