Teams that joined LPL Financial LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
3	Cambridge Investment Research Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Jackson, Mi +1	Affiliated broker-dealer or bank to another	Sep 18, 2026
2	Cambridge Investment Research Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Austin, Co	Affiliated broker-dealer or bank to another	Sep 14, 2026
2	Osaic Institutions, Inc. BD affiliated	LPL Financial LLC BD affiliated	Meriden, Ct	Affiliated broker-dealer or bank to another	Sep 11, 2026
5	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Amarillo, Tx +3	Affiliated broker-dealer or bank to another	Sep 9, 2026 over 9 d
4	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Monroe, La	Affiliated broker-dealer or bank to another	Sep 9, 2026
2	R•• C•••••• M••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Fresno, Ca +1	Affiliated broker-dealer or bank to another	Sep 4, 2026
4	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Calabasas, Ca	Affiliated broker-dealer or bank to another	Sep 2, 2026 over 6 d
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Sep 2, 2026 over 14 d
2	S•••••• W••••• P•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Bedford, Nh	Affiliated broker-dealer or bank to another	Sep 2, 2026 over 1 d
4	F•••••• F•••••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Jacksonville, Fl	Affiliated broker-dealer or bank to another	Sep 1, 2026
4	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Hilliard, Oh +3	Affiliated broker-dealer or bank to another	Aug 28, 2026 over 5 d
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Waxhaw, Nc	Affiliated broker-dealer or bank to another	Aug 28, 2026 over 5 d
3	R•• C•••••• M••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Inver Grove Heights, Mn +2	Affiliated broker-dealer or bank to another	Aug 26, 2026 over 7 d
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Twn And Cntry, Mo +1	Affiliated broker-dealer or bank to another	Aug 26, 2026
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Yucaipa, Ca +1	Affiliated broker-dealer or bank to another	Aug 25, 2026 over 6 d
3	C•••••• A••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Indianapolis, In	Affiliated broker-dealer or bank to another	Aug 21, 2026
2	M•••••• A•••••• N•••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Palo Alto, Ca	Affiliated broker-dealer or bank to another	Aug 21, 2026
3	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Stuart, Fl	Affiliated broker-dealer or bank to another	Aug 17, 2026 over 1 d
6	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Portland, Me +1	Affiliated broker-dealer or bank to another	Aug 14, 2026
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Aug 14, 2026
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Lodi, Wi +1	Affiliated broker-dealer or bank to another	Aug 13, 2026 over 4 d
11	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Waterloo, Ia	Affiliated broker-dealer or bank to another	Aug 5, 2026 over 1 d
3	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Surprise, Az +2	Affiliated broker-dealer or bank to another	Aug 5, 2026 over 20 d
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Purchase, Ny	Wirehouse to affiliated broker-dealer or bank	Aug 5, 2026 over 6 d
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Weatherford, Ok +1	Affiliated broker-dealer or bank to another	Aug 4, 2026 over 3 d
2	H•••••• I••••••••• I••• independent RIA	L•• F•••••••• L•• BD affiliated	Portage, Mi +1	RIA to affiliated broker-dealer or bank	Aug 4, 2026
2	V•••• F•••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Tampa, Fl	Affiliated broker-dealer or bank to another	Aug 4, 2026
15	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Raleigh, Nc +1	Affiliated broker-dealer or bank to another	Jul 31, 2026
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Towson, Md	Affiliated broker-dealer or bank to another	Jul 30, 2026
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Garland, Tx +1	Affiliated broker-dealer or bank to another	Jul 29, 2026 over 13 d
3	C•••••• A••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Las Vegas, Nv	Affiliated broker-dealer or bank to another	Jul 24, 2026
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Fort Worth, Tx	Affiliated broker-dealer or bank to another	Jul 24, 2026
4	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Solon, Oh +2	Affiliated broker-dealer or bank to another	Jul 22, 2026 over 1 d
2	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Springfield, Ma	Affiliated broker-dealer or bank to another	Jul 22, 2026
2	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Hillard, Oh +1	Affiliated broker-dealer or bank to another	Jul 21, 2026 over 3 d
2	O•••• I••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	New York, Ny +1	Affiliated broker-dealer or bank to another	Jul 20, 2026
2	K•• F••••••••• I••• independent RIA	L•• F•••••••• L•• BD affiliated	Exton, Pa +1	RIA to affiliated broker-dealer or bank	Jul 17, 2026
4	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	San Diego, Ca +2	Wirehouse to affiliated broker-dealer or bank	Jul 15, 2026
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Hickory, Nc	Affiliated broker-dealer or bank to another	Jul 15, 2026
11	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Boca Raton, Fl +7	Affiliated broker-dealer or bank to another	Jul 13, 2026 over 3 d
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Sandy, Ut	Wirehouse to affiliated broker-dealer or bank	Jul 13, 2026 over 4 d
4	S•••••••• A••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jul 10, 2026 over 7 d
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Little Rock, Ar	Wirehouse to affiliated broker-dealer or bank	Jul 8, 2026
4	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Mesa, Az +1	Affiliated broker-dealer or bank to another	Jul 7, 2026
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Berkeley, Ca +1	Affiliated broker-dealer or bank to another	Jul 7, 2026 over 10 d
2	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Richardson, Tx +1	Affiliated broker-dealer or bank to another	Jul 6, 2026 over 9 d
3	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Tyler, Tx	Affiliated broker-dealer or bank to another	Jul 2, 2026
2	T••• V••••• F•••••••• A••••••• independent RIA	L•• F•••••••• L•• BD affiliated	Woodbury, Mn +1	RIA to affiliated broker-dealer or bank	Jul 2, 2026
2	P••• A••••• S••••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Latham, Ny +1	Affiliated broker-dealer or bank to another	Jun 30, 2026
2	B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Forsyth, Il +1	Affiliated broker-dealer or bank to another	Jun 30, 2026
2	S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Chester, Nh +1	Affiliated broker-dealer or bank to another	Jun 29, 2026
11	M•••••• A•••••• N•••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Sacramento, Ca +6	Affiliated broker-dealer or bank to another	Jun 26, 2026
2	O•••• I••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Barre, Vt +1	Affiliated broker-dealer or bank to another	Jun 26, 2026
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Mequon, Wi	Wirehouse to affiliated broker-dealer or bank	Jun 26, 2026 over 14 d
2	E•• F•••••••• A••••••• independent RIA	L•• F•••••••• L•• BD affiliated	Latham, Ny	RIA to affiliated broker-dealer or bank	Jun 25, 2026 over 1 d
3	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Laguna Niguel, Ca +2	Wirehouse to affiliated broker-dealer or bank	Jun 24, 2026 over 8 d
2	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Worthington, Oh +1	Affiliated broker-dealer or bank to another	Jun 24, 2026
2	J••• M••••• S••••••••• L•• wirehouse	L•• F•••••••• L•• BD affiliated	Wheaton, Il +1	Wirehouse to affiliated broker-dealer or bank	Jun 19, 2026
3	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA	L•• F•••••••• L•• BD affiliated	Lebanon, Mo	RIA to affiliated broker-dealer or bank	Jun 17, 2026
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Tulsa, Ok	Wirehouse to affiliated broker-dealer or bank	Jun 17, 2026

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1,740 teams match.derived from registration dates

The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.