DFX Intelligence

RIA Intelligence

ADV anomalies

What stands out against comparable advisers

Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for.

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8,320 anomalies
  • CAPE INVESTMENT ADVISORY, INC.independent RIARAUM $474Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $402,413,992 to $473,744,528, advisors 38 to 34, private clients 1624 to 1002, offices 34 to 34 (2025-03-19 to 2026-03-31)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
  • ROBERTSON INVESTMENT MANAGEMENTindependent RIARAUM $534MHNW share shiftChange between filings
    HNW share of RAUM moved from 64.0% to 37.0% between the annual amendments of 2025-03-31 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
  • ANTARES CAPITAL CREDIT ADVISERS LLCasset managerRAUM $6.2BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $3,149,787,000 to $6,171,217,000 (+96.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $5B to $20B (632)95% percentile3.9 robust deviationsconfidence 0.85
  • A••••• C•••••• L•asset managerRAUM $537MRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $1,078,875,903 to $537,404,646 (-50.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 1.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $500M to $1B (671)0.7% percentile2.5 robust deviationsconfidence 0.85
  • P••••••• L••• P••••••• L••asset managerRAUM $2.1Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)93% percentile7.8 robust deviationsconfidence 0.85
  • A•••••• P••••••• M••••••••• L••asset managerRAUM $672Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 9.0 to 15.0 (+67.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was 0.0% (489 comparable advisers, 96.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $500M to $1B (489)96% percentileconfidence 0.85
  • A••• G••••• A•••••••• L••independent RIARAUM $231MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $144,750,085 to $230,913,938 (+60.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 97.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)97% percentile4.3 robust deviationsconfidence 0.85
  • P••••••• G•••• U• M••••••••• C•• L••asset managerRAUM $9.0BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $5,475,476,996 to $9,704,357,086 (+77.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $5B to $20B (632)92% percentile3.0 robust deviationsconfidence 0.85
  • R•••• H••••••••• C•••••• M••••••••• L••asset managerRAUM $1.5BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $812,185,528 to $1,511,698,537 (+86.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)92% percentile3.2 robust deviationsconfidence 0.85
  • W••••• G•••• C•••••• P•••••••• L•asset managerRAUM $226Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (731 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (731)95% percentileconfidence 0.85
  • P••• I••••••••• A•••••••• L•••••asset managerRAUM $1.9BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,042,917,300 to $1,911,327,200 (+83.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)92% percentile3.1 robust deviationsconfidence 0.85
  • A••••• A•••••••independent RIARAUM $1.3BHNW share shiftChange between filings
    HNW share of RAUM moved from 40.0% to 66.0% between the annual amendments of 2025-03-26 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
  • A•• C•••••• M••••••••• L••asset managerRAUM $312BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $160,519,371,560 to $311,703,264,770 (+94.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 96.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $20B and over (470)96% percentile5.1 robust deviationsconfidence 0.85
  • S•••••••• W••••• C••••••independent RIARAUM $238MHNW share shiftChange between filings
    HNW share of RAUM moved from 97.0% to 65.0% between the annual amendments of 2025-03-27 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
  • A•• C•••••• M••••••••• L••asset managerRAUM $312Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 94.0 to 153.0 (+63.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +5.0% (318 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $20B and over (318)95% percentile5.0 robust deviationsconfidence 0.85
  • S•••• F•••••••• G••••• L••independent RIARAUM $430Munusually high clients per advisorStatic outlier
    private clients per advisor of 244.7 against a peer median of 57.3 (3084 comparable advisers, 98.0th percentile, 5.3 robust deviations)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,084)98% percentile5.3 robust deviationsconfidence 0.8
  • K••••••••• A•••• M••••••••• L••asset managerRAUM $27BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $16,087,405,664 to $27,160,891,498 (+69.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 94.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $20B and over (470)94% percentile3.5 robust deviationsconfidence 0.85
  • R•• W••••• M•••••••••independent RIARAUM $195Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 110.0 to 178.0 (+62.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 98.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)98% percentile6.9 robust deviationsconfidence 0.85
  • T•••••• B•• C••••••asset managerRAUM $5.1BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $2,958,967,207 to $5,112,625,424 (+73.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 91.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $5B to $20B (632)91% percentile2.8 robust deviationsconfidence 0.85
  • G•• C••••••• L••asset managerRAUM $925MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $507,583,470 to $924,671,440 (+82.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $500M to $1B (671)93% percentile3.1 robust deviationsconfidence 0.85
  • L••••• F•••••••• P••••••• A•• W••••• M•••••••••independent RIARAUM $237Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 628.0 to 197.0 (-69.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 1.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)1.0% percentile8.3 robust deviationsconfidence 0.85
  • U••••• A••••••• A••••••independent RIARAUM $447Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 1,751.0 to 2,809.0 (+60.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 98.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)98% percentile6.7 robust deviationsconfidence 0.85
  • P••••••• W••••• A•••••••independent RIARAUM $134Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $115,085,812 to $133,707,136, advisors 2 to 2, private clients 270 to 200, offices 0 to 0 (2025-03-28 to 2026-03-31)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
  • T•••• L••• P•••••••• L••otherRAUM $6.0BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $3,351,962,319 to $5,970,075,889 (+78.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +9.0% (119 comparable advisers, 97.0th percentile of changes)
    filing Mar 31, 2026peers: other advisers, $5B to $20B (119)97% percentile4.7 robust deviationsconfidence 0.85
  • T•••••• C••••••• L••mixed wealthRAUM $97.5Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $106,831,968 to $97,538,869, advisors 3 to 2, private clients 371 to 117, offices 0 to 0 (2025-03-31 to 2026-03-31)
    filing Mar 31, 2026peers: independent wealth managers, under $100M (707)confidence 0.75
  • 5• N•••• C•••••• M••••••••• L•asset managerRAUM $7.5BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $4,222,248,243 to $7,503,173,537 (+78.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $5B to $20B (632)92% percentile3.1 robust deviationsconfidence 0.85
  • S•••••• I••••••••• A•••••••• L••mixed wealthRAUM $8.3BHNW share shiftChange between filings
    HNW share of RAUM moved from 2.0% to 29.0% between the annual amendments of 2025-03-31 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
  • P•••• A••••••• L••asset managerRAUM $474MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $259,236,312 to $474,129,404 (+83.0%) between the annual amendments of 2025-01-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)95% percentile3.3 robust deviationsconfidence 0.85
  • E••••••• A•••• M•••••••••asset managerRAUM $1.0BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $519,398,333 to $1,033,523,877 (+99.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)93% percentile3.8 robust deviationsconfidence 0.85
  • K••••• W••••• M••••••••• L••independent RIARAUM $555MHNW share shiftChange between filings
    HNW share of RAUM moved from 49.0% to 80.0% between the annual amendments of 2025-04-28 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
  • A•••••• P•••••••• A••••••• L••otherRAUM $978MHNW share shiftChange between filings
    HNW share of RAUM moved from 35.0% to 8.0% between the annual amendments of 2025-04-30 and 2026-03-31
    filing Mar 31, 2026peers: other advisers, $500M to $1B (95)confidence 0.85
  • B•••••••• F•••••••• A••••••• G••••• L••independent RIARAUM $333MHNW share shiftChange between filings
    HNW share of RAUM moved from 8.0% to 35.0% between the annual amendments of 2025-03-24 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
  • W••••••• P••••••• L•asset managerRAUM $37BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $22,743,686,120 to $36,655,346,441 (+61.0%) between the annual amendments of 2025-04-17 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $20B and over (470)92% percentile3.0 robust deviationsconfidence 0.85
  • Z•••••• W••••• P•••••••independent RIARAUM $158Minstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $116,022,167 to $158,362,396, advisors 4 to 4, private clients 125 to 209, offices 1 to 1 (2025-03-31 to 2026-03-31)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
  • V••• A• A•••••••independent RIARAUM $8.5BHNW share shiftChange between filings
    HNW share of RAUM moved from 31.0% to 64.0% between the annual amendments of 2025-03-31 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
  • B••••• P••• C•••••• M••••••••• L••mixed wealthRAUM $99.3MHNW share shiftChange between filings
    HNW share of RAUM moved from 17.0% to 44.0% between the annual amendments of 2025-03-27 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
  • B••• C•••••• I•••••••• S••••••••• L•asset managerRAUM $5.4BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $3,001,571,260 to $5,393,224,591 (+80.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $5B to $20B (632)93% percentile3.1 robust deviationsconfidence 0.85
  • G•••••• I••••••••• C••••••• L••asset managerRAUM $331MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $200,000,000 to $345,000,000 (+73.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 94.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)94% percentile2.9 robust deviationsconfidence 0.85
  • M••••••••• I•••••••••asset managerRAUM $53Badvisor count dropChange between filings
    advisory representatives (Item 5.B.3) moved from 50.0 to 23.0 (-54.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (50 comparable advisers, 2.0th percentile of changes); IAPD lists 0 advisers registered here today
    filing Mar 31, 2026peers: asset managers, $20B and over (50)2.0% percentile6.1 robust deviationsconfidence 0.85
  • F•••••••••independent RIARAUM $272Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 233.0 to 48.0 (-79.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 0.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)0.4% percentile9.5 robust deviationsconfidence 0.85
  • W••••••• C•••••• M••••••••• L••asset managerRAUM $489MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $288,038,866 to $488,905,268 (+70.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 94.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)94% percentile2.8 robust deviationsconfidence 0.85
  • I••••••••asset managerRAUM $291MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $191,910,057 to $290,882,341 (+52.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 91.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)91% percentile2.0 robust deviationsconfidence 0.85
  • A••••• C•••••• M••••••••• L•asset managerRAUM $298Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-08 and 2026-03-31; the peer median change was 0.0% (731 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (731)95% percentileconfidence 0.85
  • F••• W••••• M••••••••• L••independent RIARAUM $282MHNW share shiftChange between filings
    HNW share of RAUM moved from 66.0% to 39.0% between the annual amendments of 2025-03-13 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
  • B••••• P••••••••• L••asset managerRAUM $136MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $81,061,964 to $135,700,708 (+67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 94.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)94% percentile2.7 robust deviationsconfidence 0.85
  • P••••••••• P••••••• M••••••••• C••• L•••••asset managerRAUM $485MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $309,214,656 to $485,479,513 (+57.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)92% percentile2.2 robust deviationsconfidence 0.85
  • B•••••• R•••• C••••••asset managerRAUM $2.6BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,319,582,033 to $2,606,117,249 (+97.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)93% percentile3.7 robust deviationsconfidence 0.85
  • T•• S••• C•••••• L•asset managerRAUM $2.8BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,466,152,130 to $2,821,372,428 (+92.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)93% percentile3.5 robust deviationsconfidence 0.85
  • B••••• C•••••• M••••••••• I•••mixed wealthRAUM $4.3Bclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $4,056,070,675 to $4,258,083,129, advisors 12 to 13, private clients 13015 to 10219, offices 0 to 1 (2025-04-28 to 2026-03-31)
    filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.75
  • A••••• P•••••••asset managerRAUM $2.2BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,162,948,499 to $2,176,274,072 (+87.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)93% percentile3.2 robust deviationsconfidence 0.85
  • C• A•••••••• L••independent RIARAUM $15BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $9,301,984,860 to $15,224,527,279 (+64.0%) between the annual amendments of 2025-04-03 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (271)93% percentile3.0 robust deviationsconfidence 0.85
  • F••••••••• P••••••• L•asset managerRAUM $3.3BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,909,575,745 to $3,286,979,263 (+72.0%) between the annual amendments of 2025-04-29 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 91.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)91% percentile2.6 robust deviationsconfidence 0.85
  • B••• C•••••• P••••• E•••••• L•asset managerRAUM $242MRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $3,504,223,387 to $242,234,196 (-93.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 0.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)0.4% percentile4.1 robust deviationsconfidence 0.85
  • D••••• E•••• A•••• M••••••••• L••independent RIARAUM $27.1MRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $214,853,890 to $27,133,847 (-87.0%) between the annual amendments of 2025-01-31 and 2026-03-31; the peer median change was +9.0% (215 comparable advisers, 3.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, under $100M (215)3.3% percentile5.9 robust deviationsconfidence 0.85
  • A•••••• R••• A•••• M••••••••• L•asset managerRAUM $2.8BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,585,778,631 to $2,831,762,434 (+79.0%) between the annual amendments of 2025-03-04 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)92% percentile2.9 robust deviationsconfidence 0.85
  • D• E• S••• I••••••••• M••••••••• L•••••asset managerRAUM $33BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $21,045,433,296 to $33,368,169,339 (+59.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 91.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $20B and over (470)91% percentile2.8 robust deviationsconfidence 0.85
  • G•• W••••• M••••••••• I•••independent RIARAUM $346MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $217,668,178 to $346,401,658 (+59.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 97.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)97% percentile4.3 robust deviationsconfidence 0.85
  • I•••••• M••••••••• S•••otherRAUM $49Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 83.0% to 57.0% between the annual amendments of 2025-03-28 and 2026-03-31
    filing Mar 31, 2026peers: other advisers, $20B and over (120)confidence 0.85
  • B•••• G•••• L••asset managerRAUM $5.5BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $3,217,545,168 to $5,475,543,897 (+70.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 90.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $5B to $20B (632)90% percentile2.7 robust deviationsconfidence 0.85
  • G••••••••• I••••••••• P••••••• L•asset managerRAUM $294MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $152,413,793 to $293,883,337 (+93.0%) between the annual amendments of 2025-04-21 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 96.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)96% percentile3.7 robust deviationsconfidence 0.85
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