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8,320 anomalies

BOXER CAPITAL MANAGEMENT, LLCasset managerRAUM $578MRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $1,390,032,188 to $578,221,564 (-58.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (671)0.1% percentile2.8 robust deviationsconfidence 0.85
GUGGENHEIM PRIVATE INVESTMENTS, LLCasset managerRAUM $349MRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $2,904,973,114 to $349,486,745 (-88.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)0.4% percentile3.8 robust deviationsconfidence 0.85
ANDINA ADVISORSindependent RIARAUM $1.3Bclient mix shiftChange between filings
private-client share of RAUM moved from 50.0% to 77.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
A••••• U•otherRAUM $1.1BRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $3,789,471,855 to $1,132,473,403 (-70.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was +11.0% (231 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $1B to $5B (231)1.7% percentile3.8 robust deviationsconfidence 0.85
G•••••••• F•••••••• G••••• L••independent RIARAUM $495Madvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 11.0 to 3.0 (-73.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was 0.0% (965 comparable advisers, 1.0th percentile of changes); IAPD lists 4 advisers registered here today
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (965)0.8% percentile4.4 robust deviationsconfidence 0.85
G••••••• A•••••••• L••independent RIARAUM $289Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $218,611,410 to $289,253,282, advisors 169 to 173, private clients 3220 to 2149, offices 153 to 165 (2025-04-25 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
A•• G••••• A•••••••independent RIARAUM $59.2Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 42.0% to 13.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
A••••••••• W••••• A••••••• L••independent RIARAUM $180Mclient mix shiftChange between filings
private-client share of RAUM moved from 84.0% to 54.0% between the annual amendments of 2025-03-06 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
I•• W••••• M••••••••• L••BD affiliatedRAUM $9.8Bclient mix shiftChange between filings
private-client share of RAUM moved from 99.0% to 72.0% between the annual amendments of 2025-04-10 and 2026-03-31
filing Mar 31, 2026peers: affiliated wealth managers, $5B to $20B (53)confidence 0.85
C•••••••• C•••••• P•••••••• L••otherRAUM $1.7Bclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $6,769,151,197 to $1,711,067,610, advisors 14 to 8, private clients 801 to 123, offices 2 to 0 (2025-04-25 to 2026-03-31)
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.75
W••••••••• F•••••••• S•••••••• L••independent RIARAUM $508Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $426,047,872 to $507,531,045, advisors 5 to 5, private clients 565 to 380, offices 2 to 2 (2025-03-31 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
P••• P••••• W••••• M•••••••••independent RIARAUM $105Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 543.0 to 183.0 (-66.0%) between the annual amendments of 2025-02-14 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)0.5% percentile8.2 robust deviationsconfidence 0.85
W•• O• S•• D••••independent RIARAUM $207Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 169.0 to 260.0 (+54.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)97% percentile6.0 robust deviationsconfidence 0.85
S•••••• I••••••••• A•••••••• L••mixed wealthRAUM $8.3Bclient mix shiftChange between filings
private-client share of RAUM moved from 2.0% to 29.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
F•• W••••• M••••••••• L••independent RIARAUM $113Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 568.0 to 910.0 (+60.0%) between the annual amendments of 2025-04-23 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)98% percentile6.7 robust deviationsconfidence 0.85
O•••• I••••••••• I•••BD affiliatedRAUM $6.5BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $4,024,448,971 to $6,494,001,878 (+61.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +21.0% (52 comparable advisers, 92.0th percentile of changes)
filing Mar 31, 2026peers: affiliated wealth managers, $5B to $20B (52)92% percentile3.6 robust deviationsconfidence 0.85
C•••••• G••••independent RIARAUM $124Mwealth to institutional shiftCombination
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
G•••••••• F•••••••• G••••• L••independent RIARAUM $495Mclient mix shiftChange between filings
private-client share of RAUM moved from 71.0% to 96.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
P••••••asset managerRAUM $3.3BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $1,857,697,763 to $3,277,115,272 (+76.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)91% percentile2.8 robust deviationsconfidence 0.85
B••••••••• F•••••••• G••••• L••independent RIARAUM $659Mwealth to institutional shiftCombination
private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $696,762,721 to $659,465,030, advisors 7 to 7, private clients 411 to 336, offices 0 to 0 (2025-04-30 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
A••• C•••••• M••••••••• L•mixed wealthRAUM $335Mclient mix shiftChange between filings
private-client share of RAUM moved from 15.0% to 41.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
L••independent RIARAUM $12BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $7,658,280,466 to $12,183,776,067 (+59.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 93.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (271)93% percentile2.7 robust deviationsconfidence 0.85
D••••• P••• L••independent RIARAUM $524Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $554,076,246 to $524,370,341, advisors 6 to 4, private clients 308 to 204, offices 0 to 0 (2025-03-30 to 2026-03-31)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
C••••• C•••• • L••• I••••••••• M••••••••• L••otherRAUM $86BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $49,404,831,309 to $85,592,075,964 (+73.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +11.0% (112 comparable advisers, 97.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $20B and over (112)97% percentile4.5 robust deviationsconfidence 0.85
C•••• A•••• M••••••••• •••• K•••• L••••••asset managerRAUM $24BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $12,746,807,360 to $23,904,220,265 (+88.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 96.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (470)96% percentile4.6 robust deviationsconfidence 0.85
M• H••••••• S••••••••• I•••BD affiliatedRAUM $3.2Bclient mix shiftChange between filings
private-client share of RAUM moved from 60.0% to 95.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: affiliated wealth managers, $1B to $5B (56)confidence 0.85
T••••• F••••••••• L••independent RIARAUM $542MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $291,204,848 to $541,816,993 (+86.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +16.0% (1382 comparable advisers, 98.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,382)98% percentile7.5 robust deviationsconfidence 0.85
H• C•••••• L••independent RIARAUM $321Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
V••••••• G•••• I••asset managerRAUM $11.1Temployee count surgeChange between filings
employees (Item 5.A) moved from 651.0 to 1,702.0 (+161.0%) between the annual amendments of 2025-04-30 and 2026-03-30; the peer median change was +3.0% (461 comparable advisers, 100.0th percentile of changes)
filing Mar 30, 2026peers: asset managers, $20B and over (461)100% percentile16.0 robust deviationsconfidence 0.85
H•• C••••••• L••asset managerRAUM $252Mmany private funds relative to firm sizeStatic outlier
private funds per $1B of RAUM of 198.7 against a peer median of 20.7 (703 comparable advisers, 99.0th percentile, 13.6 robust deviations)
filing Mar 30, 2026peers: asset managers, $100M to $500M (703)99% percentile13.6 robust deviationsconfidence 0.8
L•••• G•••• F•••••••• A•••••••• L••independent RIARAUM $338Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 168.0 to 416.0 (+148.0%) between the annual amendments of 2025-02-07 and 2026-03-30; the peer median change was +3.0% (3308 comparable advisers, 99.0th percentile of changes)
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (3,308)99% percentile17.0 robust deviationsconfidence 0.85
F••••••• I••••••••• W••••• A•••••• L••mixed wealthRAUM $9.4Bunusually high clients per advisorStatic outlier
private clients per advisor of 1,686.1 against a peer median of 62.3 (231 comparable advisers, 98.0th percentile, 33.0 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $5B to $20B (231)98% percentile33.0 robust deviationsconfidence 0.8
H•••••• I••••••••• C••••••• L••independent RIARAUM $168Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
O••••••• F•••••••• S••••••• L••mixed wealthRAUM $420Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
R•••• M••••••• A•••••••• L••mixed wealthRAUM $3.1Bvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $1,049,688,110 against a peer median of $146,358,043 (1224 comparable advisers, 100.0th percentile, 9.1 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $1B to $5B (1,224)100% percentile9.1 robust deviationsconfidence 0.8
A••• P•••••• F•••••••• M••••••••• G••••• I•••independent RIARAUM $304Munusually high clients per advisorStatic outlier
private clients per advisor of 354.2 against a peer median of 57.3 (3084 comparable advisers, 99.0th percentile, 8.5 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (3,084)99% percentile8.5 robust deviationsconfidence 0.8
L••• K••••••• • K•••• W••••• M•••••••••independent RIARAUM $252MHNW share shiftChange between filings
HNW share of RAUM moved from 12.0% to 80.0% between the annual amendments of 2025-03-28 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
A•• D•••••• F••••• L••asset managerRAUM $426Mprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-04-10 and 2026-03-30; the peer median change was 0.0% (731 comparable advisers, 99.0th percentile of changes)
filing Mar 30, 2026peers: asset managers, $100M to $500M (731)99% percentileconfidence 0.85
M••••••••• A•••••••• L•••mixed wealthRAUM $339MHNW share shiftChange between filings
HNW share of RAUM moved from 49.0% to 10.0% between the annual amendments of 2025-04-28 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
R•••• T••••••• M••••••••• L••asset managerRAUM $1.3Bmany private funds relative to firm sizeStatic outlier
private funds per $1B of RAUM of 29.6 against a peer median of 4.3 (939 comparable advisers, 99.0th percentile, 8.1 robust deviations)
filing Mar 30, 2026peers: asset managers, $1B to $5B (939)99% percentile8.1 robust deviationsconfidence 0.8
V• D••••• I••••••••• I••independent RIARAUM $63.3Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 59.0% to 100.0% between the annual amendments of 2025-03-27 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
N••• I•••••••••asset managerRAUM $22BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $5,933,687,499 to $21,687,087,055 (+265.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +15.0% (470 comparable advisers, 100.0th percentile of changes)
filing Mar 30, 2026peers: asset managers, $20B and over (470)100% percentile16.0 robust deviationsconfidence 0.85
S••••••••• C•••••• A••••••• L••independent RIARAUM $2.5Bhigh employee count relative to advisorsStatic outlier
employees per registered advisor of 6.2 against a peer median of 1.5 (1101 comparable advisers, 99.0th percentile, 9.9 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $1B to $5B (1,101)99% percentile9.9 robust deviationsconfidence 0.8
T••••• C•••••• P•••••••independent RIARAUM $911Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 35.0% to 72.0% between the annual amendments of 2025-04-11 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
X• A•••••••• L••independent RIARAUM $229MHNW share shiftChange between filings
HNW share of RAUM moved from 21.0% to 59.0% between the annual amendments of 2025-03-26 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
H••••• W•••••independent RIARAUM $804Moffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 6.0 to 12.0 (+100.0%) between the annual amendments of 2025-04-10 and 2026-03-30; the peer median change was 0.0% (232 comparable advisers, 97.0th percentile of changes)
filing Mar 30, 2026peers: independent wealth managers, $500M to $1B (232)97% percentile9.5 robust deviationsconfidence 0.85
W•••••• P•••••• C••••••independent RIARAUM $3.4Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 5.0 to 11.0 (+120.0%) between the annual amendments of 2025-04-16 and 2026-03-30; the peer median change was 0.0% (999 comparable advisers, 99.0th percentile of changes)
filing Mar 30, 2026peers: independent wealth managers, $1B to $5B (999)99% percentile9.7 robust deviationsconfidence 0.85
O••••• W••••• M•••••••••independent RIARAUM $110Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 21.0% to 84.0% between the annual amendments of 2025-03-30 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
H••••• M•••••• I••••••••• A••••••• I••independent RIARAUM $81.2MHNW share shiftChange between filings
HNW share of RAUM moved from 6.0% to 76.0% between the annual amendments of 2025-03-28 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
R•••••••• M••••••••• C•••••• L••otherRAUM $52.4Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-04-29 and 2026-03-30
filing Mar 30, 2026peers: other advisers, under $100M (660)confidence 0.85
B•••••••• C•••••• A•••••••independent RIARAUM $124Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 88.0% between the annual amendments of 2025-04-01 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
F•••••••• C•••••• M••••••••• I•••independent RIARAUM $211MHNW share shiftChange between filings
HNW share of RAUM moved from 49.0% to 93.0% between the annual amendments of 2025-03-31 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
F•••••••• L••• P•••••••independent RIARAUM $208MHNW share shiftChange between filings
HNW share of RAUM moved from 27.0% to 62.0% between the annual amendments of 2025-04-02 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
A••••••• C•••••• L••independent RIARAUM $345Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
E•••• A••••••• I•••independent RIARAUM $615Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 99% (1481 comparable advisers, 0.0th percentile, 33.5 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $500M to $1B (1,481)0.0% percentile33.5 robust deviationsconfidence 0.8
H•••••• F•••••••• R••••••••• L••independent RIARAUM $190Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
B••••••••• C•• M••••••••• L••asset managerRAUM $31BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $10,422,678,147 to $30,685,632,937 (+194.0%) between the annual amendments of 2025-04-07 and 2026-03-30; the peer median change was +15.0% (470 comparable advisers, 99.0th percentile of changes)
filing Mar 30, 2026peers: asset managers, $20B and over (470)99% percentile11.5 robust deviationsconfidence 0.85
T••••• C•••• T••••independent RIARAUM $4.3Bvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $1,426,832,450 against a peer median of $146,358,043 (1224 comparable advisers, 100.0th percentile, 12.9 robust deviations)
filing Mar 30, 2026peers: independent wealth managers, $1B to $5B (1,224)100% percentile12.9 robust deviationsconfidence 0.8
H••••• M•••••• I••••••••• A••••••• I••independent RIARAUM $81.2Mclient mix shiftChange between filings
private-client share of RAUM moved from 7.0% to 92.0% between the annual amendments of 2025-03-28 and 2026-03-30
filing Mar 30, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
T••••• C••••••asset managerRAUM $50BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $23,303,439,720 to $50,492,232,840 (+117.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +15.0% (470 comparable advisers, 98.0th percentile of changes)
filing Mar 30, 2026peers: asset managers, $20B and over (470)98% percentile6.5 robust deviationsconfidence 0.85

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