DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Baldwin Brothers Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Prosper Wealth Solutions reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tsg Consumer Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Congress Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kayne Anderson Capital Advisors Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pound Ridge Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Retirement Wealth Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Klingenstein Fields Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tomales Bay Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lagunitas Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Congress Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rovin Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Additive Advisory And Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Eudaimonia Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lone Star Funds reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Northeast Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Holberg Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Harvest Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Innovest Portfolio Solutions Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ulland Investment Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sepio Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Whitney Peak Capital, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- True Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Planned Approach reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Niemann Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Assuredpartners Financial Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rayliant Asset Management Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cale Financial Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Trust Investment Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fis Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Nbt Capital Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Yiheng Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ziegler Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Probabilities Fund Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hunter Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Level Four Advisory Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Estate Planners Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Thoma Bravo reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Everwest Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Northern Shipping Fund Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kudu Investment Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sandglass Capital Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Spouting Rock Fund Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Unest reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Martin Investment Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ramsey Quantitative Systems, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tt International reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ping Capital Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Planned Approach reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sarofim Realty Advisors Co reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Piper Sandler Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fcp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ping Capital Management, Ltd reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bernzott Capital Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Burnham & Dells Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mjm401K, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- My Legacy Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Oceanis Financial Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mickey Barreto Missions-Manhattan Securities reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Corecap Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)