DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Mjp Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fs Advisors Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gardner Russo & Gardner reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Feldstein, Steven Dba Steven Feldstein & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Northern Trust Investments, Incorporated reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vector Capital Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Savedaily.Com, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 3G Capital Partners Ltd. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bolton Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Neuberger Berman Fixed Income Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vinoy Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Capital Advisors Group, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Biglari Capital Corp. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Popular Securities, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Segall Bryant & Hamill reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Forum Financial Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Quantbot Technologies Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Briggs Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Corsair Capital Management, L.L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Congress Capital Partners, Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Government Portfolio Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Signpost Capital Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Davidson Kempner Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Trilantic Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Newton One Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cibc Global Asset Management Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Unfcu Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ascension Investment Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Liquid Realty Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aea Investors Sbf Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Argosy Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Valley Forge Asset Management Corp. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Enhanced Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rainier Investment Management,Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Arlene Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Capital Planning Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Heritage Financial Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Truenorth, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cadian Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Marcato Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Euro Pacific Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- M.A. Weatherbie & Co., Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Grenda, Gregory reported succeeding to the business of Another Adviser (Form ADV Item 4)
- White Lighthouse Investment Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sunamerica Asset Management Corp. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Snow Financial Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Birch Run Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bgm Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Scarborough Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kcs Wealth Advisory reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Select Equity Group, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Avant-Garde Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Argent Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Quantsoft Advisers Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Duckworth Mehner Private Wealth Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pine Street Alternative Asset Management Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 401(K) Gps, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ge Ratte Asset Management Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jasinkiewicz Capital Management, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wood Asset Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)