DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Callahan Financial Planning reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Diversified Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Grove Point Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alpha Omega Financial, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Selective Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Chatham Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dumont Global Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Peterson Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Avalon Investment & Advisory reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wfa Wealth Managers reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Swaine & Leidel Wealth Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mudani Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Epiq Capital Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lone Peak Advisers, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Asset Strategies, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Focuspoint Solutions, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Investment Consultants reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Veripax Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sandia Investment Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dick Rivera & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Carrick Lane Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Johnstone Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 4J Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Savant Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Glass Wealth Management Co., Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The David J. Yvars Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jnba Financial Advisors Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Icarus Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- First Growth Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wilshire Associates Incorporated reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Intervale Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tensile Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hmi Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Southwest Investment Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- M&R Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Burnham Gibson Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ulrich Investment Consultants reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Gensler Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Seldon Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Titan Invest reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bridgeway Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Beacon Wealthcare Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cambridge Cape Cod Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bulldog Investors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Windrock Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Zm Capital Advisors, L.L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strategic Wealth Designers, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Yoder Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Janiczek Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Watermark Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- American Realty Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stavis & Cohen Private Wealth, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lee Capital Management Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Roosevelt Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Doyle Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Northstar Financial Planning, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Monroe Vos Consulting Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Easterly Alternatives Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mountain Pacific Investment Advisers Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Financial Planning Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)