DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pnc Managed Account Solutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jake Norman Spruiell | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Sep 15, 2021 |
| Beatrice Francoise Nunez | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 12, 2022 |
| Oscar Eduardo Fernandez Este | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 11, 2022 |
| Minerva Ayala Santos | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 11, 2022 |
| Maria Genoveva Hernandez | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 11, 2022 |
| Ma Esther Palacios De Hernandez | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 11, 2022 |
| Erik Michael Jackson | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Sep 15, 2021 |
| Ramiro Gomez Rincon | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Jan 11, 2022 |
| Fidelma Farinas-Cobas | RBC Rochdale, LLC BD affiliated | Pnc Managed Account Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2022 | Jan 25, 2023 (99 d) |
| Wendi-Ann Francis | Cetera Investment Advisers LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2021 | May 4, 2021 (48 d) |
| Candelario Valdivia | J.P. Morgan Securities LLC wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 22, 2020 | Jan 13, 2021 |
| Daniel Friedlander | Northwestern Mutual Investment Services,LLC no RAUM | Pnc Managed Account Solutions, Inc. BD affiliated | Other | Dec 16, 2020 | Jan 6, 2021 |
| Oscar Andres Rico | Oppenheimer & Co. Inc. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2020 | Dec 16, 2020 |
| Brent Williams | LPL Financial LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2020 | Jan 13, 2021 (65 d) |
| Anthony Perez | U.S. Bancorp Advisors, LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2020 | Dec 9, 2020 |
| David Skilton | J.P. Morgan Securities LLC wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 23, 2020 | Dec 1, 2020 (39 d) |
| Summer Rose | Edward Jones national BD | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2020 | Jan 13, 2021 (104 d) |
| Turner R. Henderson | MML Investors Services, LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2020 | Dec 22, 2020 (98 d) |
| Timothy Seward | Fifth Third Securities, Inc. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2020 | Nov 18, 2020 (75 d) |
| Benjamin Reyes | Wells Fargo Advisors wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2020 | Oct 6, 2020 (41 d) |
| Waleed Hassan Khan | Navy Federal Investment Services, LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2020 | Aug 24, 2020 (32 d) |
| Raul M Blanco | Usaa Investment Services Company no RAUM | Pnc Managed Account Solutions, Inc. BD affiliated | Other | Jun 22, 2020 | Aug 5, 2020 (44 d) |
| James Walter Quaider | Usaa Investment Services Company no RAUM | Pnc Managed Account Solutions, Inc. BD affiliated | Other | Jun 17, 2020 | Sep 18, 2020 (93 d) |
| Bradford A Hutchins | Umb Financial Services, Inc. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2020 | Jul 3, 2020 |
| Jennifer Robbins | Morgan Stanley wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2020 | May 18, 2020 |
| Derrick Dale Mosley | Raymond James & Associates, Inc. national BD | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2020 | Apr 27, 2020 |
| Harman Singh Johal | J.P. Morgan Securities LLC wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2020 | Aug 7, 2020 (130 d) |
| Alberto Miranda | Wells Fargo Advisors wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2020 | Jun 10, 2020 (85 d) |
| Matthew Sayah Taheri | Cuso Financial Services, L.P. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Apr 22, 2020 (41 d) |
| Whitney Beth Mclaughlin | Cetera Investment Advisers LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2020 | Mar 12, 2020 |
| Zeak Raymond Davenport | Morgan Stanley wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2020 | Oct 12, 2020 (245 d) |
| Jason Douglas Mccarthy | Bb&T Securities, LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Jan 17, 2020 |
| James Martin | Osaic Fa, Inc. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Feb 11, 2020 |
| Sun Dinh | Cuso Financial Services, L.P. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Jan 24, 2020 |
| Jacob Sickler | Equitable Advisors, LLC national BD | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2019 | Mar 12, 2020 (114 d) |
| Faride Hezni Yamin Abud | Morgan Stanley wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 8, 2019 | Sep 14, 2020 (311 d) |
| Robert L Conaway | Thrivent Investment Management Inc. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Jan 23, 2020 (94 d) |
| Carlos Tijerina Jr | Wells Fargo Advisors wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2019 | Nov 7, 2019 |
| Brandon Z Shen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2019 | Jan 29, 2020 (106 d) |
| Luz Velasquez | Bok Financial Advisors BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Oct 23, 2019 |
| Jason Paul Batrez | Td Ameritrade, Inc. no RAUM | Pnc Managed Account Solutions, Inc. BD affiliated | Other | Sep 11, 2019 | Jan 23, 2020 (134 d) |
| Jeremy Vaughn Mitchell | Advice And Planning Services BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2019 | Sep 17, 2019 (67 d) |
| Tuyet Thi Nguyen | Concourse Financial Group Advisors BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Jun 3, 2019 |
| Michael Modisette | Invesco Advisers, Inc. asset manager | Pnc Managed Account Solutions, Inc. BD affiliated | Other | Jun 3, 2019 | Oct 28, 2019 (147 d) |
| Joseph F. Devorak | Charles Schwab & Co., Inc. national BD | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | Aug 5, 2019 (69 d) |
| Robert Edwin Heller | Charles Schwab & Co., Inc. national BD | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2019 | Sep 30, 2019 (131 d) |
| Nathan Ryan Novotny | Pruco Securities, LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2019 | May 28, 2019 |
| Kimberly Frances Myers | Lincoln Investment BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2019 | May 1, 2019 |
| Samuel Hume | First Command Advisory Services BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Mar 11, 2021 (699 d) |
| Latricia Peck | Charles Schwab & Co., Inc. national BD | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Apr 30, 2019 |
| Esteban V Alcantar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2019 | Jun 24, 2020 (441 d) |
| Justin Emil Sayada | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Dec 16, 2019 (258 d) |
| Jeremy D Cacciatore | LPL Financial LLC independent RIA | Pnc Managed Account Solutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2019 | Aug 2, 2019 (144 d) |
| Robert Corey Finch | Valic Financial Advisors, Inc. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 12, 2019 |
| Jennifer Aguirre | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 30, 2019 | Apr 15, 2019 (75 d) |
| Mark Anthony Garza | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2019 | May 20, 2019 (122 d) |
| David Allan Stanton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2018 | Apr 30, 2019 (145 d) |
| Raul Valencia | Frost Investment Services BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2018 | Dec 14, 2018 |
| Joseph Anthony Barbour | J.P. Morgan Securities LLC wirehouse | Pnc Managed Account Solutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 9, 2018 | Nov 7, 2018 |
| Stephanie Berry Chapman | Concourse Financial Group Advisors BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 24, 2018 |
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330 moves match.