DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nationwide Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Raphael L RandolphMorgan Stanley wirehouseNationwide Securities, LLC no RAUMOtherMay 29, 2026Jun 23, 2026
Aaron Lee PinionNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherMay 12, 2026May 13, 2026
William Isaac BrownNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherMar 27, 2026Mar 30, 2026
Lior Leonid AssaAe Wealth Management, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherDec 15, 2025Jan 5, 2026
Victor BiermanNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherApr 29, 2025Apr 29, 2025
Justin Steven SeidenwandAvior Wealth Management, LLC independent RIANationwide Securities, LLC no RAUMOtherMar 28, 2025Mar 13, 2025
Gregory Allen DavisNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherFeb 21, 2025Feb 20, 2025
Grace Geneva O'MaraNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherJan 31, 2025Jan 31, 2025
Righetti JosephMissionsquare Retirement institutionalNationwide Securities, LLC no RAUMOtherNov 15, 2024Jul 7, 2025 (234 d)
Jason Armando VazquezNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherFeb 14, 2024Feb 14, 2024
Katrina JacksonMorgan Stanley wirehouseNationwide Securities, LLC no RAUMOtherJan 10, 2024Apr 5, 2024 (86 d)
Lisa CannistraciJ.P. Morgan Securities LLC wirehouseNationwide Securities, LLC no RAUMOtherOct 31, 2023Dec 2, 2023 (32 d)
John NeeleySecurities America Advisors, Inc. BD affiliatedNationwide Securities, LLC no RAUMOtherAug 17, 2023Sep 8, 2023
Dwayne Douglas JohnsonNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherDec 1, 2022Dec 1, 2022
Jody Lynn MaccormackNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherOct 25, 2022Oct 26, 2022
Carrie VidamoVanguard Advisers, Inc. BD affiliatedNationwide Securities, LLC no RAUMOtherOct 13, 2022Nov 14, 2023 (397 d)
Christina Sameer StrandWells Fargo Advisors wirehouseNationwide Securities, LLC no RAUMOtherJun 15, 2022Jul 12, 2022
Joseph Nicholas AnianoNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherApr 6, 2022Apr 6, 2022
Jeffrey SeikelJ.P. Morgan Securities LLC wirehouseNationwide Securities, LLC no RAUMOtherMar 31, 2022Apr 22, 2022
Craig RobinetteEsi Financial Advisors BD affiliatedNationwide Securities, LLC no RAUMOtherOct 20, 2021Oct 28, 2021
Kirk T WeberRBC Capital Markets, LLC national BDNationwide Securities, LLC no RAUMOtherAug 10, 2021Aug 13, 2021
Timothy DixonNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherAug 5, 2021Aug 9, 2021
Lisa M BingamanWells Fargo Advisors wirehouseNationwide Securities, LLC no RAUMOtherJun 9, 2021Jun 21, 2021
Zachary Lane StuckEmpower Advisory Group, LLC otherNationwide Securities, LLC no RAUMOtherJun 7, 2021Jun 16, 2021
Meghan Kathleen DohertyMissionsquare Retirement institutionalNationwide Securities, LLC no RAUMOtherMay 20, 2021Jun 17, 2021
Elizabeth Ann FollandNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherSep 18, 2020Oct 13, 2020
Eric CoombsNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherOct 24, 2019Oct 21, 2019
Donna J RoseMorgan Stanley wirehouseNationwide Securities, LLC no RAUMOtherOct 7, 2019Nov 11, 2019 (35 d)
Andrew Dennis PierceNationwide Investment Advisors, LLC BD affiliatedNationwide Securities, LLC no RAUMOtherApr 29, 2019Apr 29, 2019
Jesse John BowmanHuntington Financial Advisors BD affiliatedNationwide Securities, LLC no RAUMOtherJun 27, 2018Jul 18, 2018
John Wesley Conrad RobinsonCetera Investment Advisers LLC BD affiliatedNationwide Securities, LLC no RAUMOtherJun 18, 2018Aug 9, 2018 (52 d)
James Hunter PearsonChoreo, LLC otherNationwide Securities, LLC no RAUMOtherMar 27, 2018Sep 20, 2018 (177 d)
Sean Kevin ReddingtonVoya Financial Advisors, Inc. otherNationwide Securities, LLC no RAUMOtherJan 17, 2018Mar 26, 2018 (68 d)
Mallori E WesthoffJ.P. Morgan Securities LLC wirehouseNationwide Securities, LLC no RAUMOtherJan 3, 2018Mar 1, 2018 (57 d)
Scott Alexander WightCetera Advisor Networks LLC otherNationwide Securities, LLC no RAUMOtherDec 11, 2017Mar 26, 2018 (105 d)
David MarchJ.P. Morgan Securities LLC wirehouseNationwide Securities, LLC no RAUMOtherOct 13, 2017Nov 13, 2017 (31 d)
Theresa DalyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNationwide Securities, LLC no RAUMOtherOct 12, 2017Jan 18, 2018 (98 d)
Colin D MurraySantander Securities otherNationwide Securities, LLC no RAUMOtherSep 8, 2017Jan 22, 2018 (136 d)
Amanda Sue Van SchaikMML Investors Services, LLC otherNationwide Securities, LLC no RAUMOtherMay 8, 2017Jun 21, 2017 (44 d)
Dustin DefeoWells Fargo Advisors wirehouseNationwide Securities, LLC no RAUMOtherApr 5, 2017Apr 4, 2019 (729 d)
John Robert ForloineMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNationwide Securities, LLC no RAUMOtherOct 17, 2016Nov 1, 2016
Timothy Brian SchulzeWaddell & Reed otherNationwide Securities, LLC no RAUMOtherAug 16, 2016Aug 22, 2016
Jason C DaronPnc Wealth Management otherNationwide Securities, LLC no RAUMOtherOct 26, 2015Jan 18, 2016 (84 d)
Adam Ray BosiljevacPnc Wealth Management otherNationwide Securities, LLC no RAUMOtherFeb 23, 2015Mar 20, 2015
Andrew Jared VollmanEdward Jones national BDNationwide Securities, LLC no RAUMOtherFeb 20, 2015Feb 14, 2017 (725 d)
Nicole Marie DowningJ.P. Morgan Securities LLC wirehouseNationwide Securities, LLC no RAUMOtherJan 8, 2015Mar 9, 2015 (60 d)
Stephen Winston NoffsingerWells Fargo Advisors wirehouseNationwide Securities, LLC no RAUMOtherOct 27, 2014May 13, 2015 (198 d)
Jesse Mark KnudsonFifth Third Securities, Inc. otherNationwide Securities, LLC no RAUMOtherJul 15, 2014Sep 11, 2014 (58 d)
Joseph Richard HassenEdward Jones national BDNationwide Securities, LLC no RAUMOtherJun 17, 2014Jan 28, 2016 (590 d)
Debra Ann PalaciosNationwide Investment Advisors, LLC otherNationwide Securities, LLC no RAUMOtherJun 5, 2014Apr 28, 2015 (327 d)
John Ryan ChambersGerber, LLC otherNationwide Securities, LLC no RAUMOtherJun 3, 2014Jun 26, 2014
Jacqueline Michelle WaterworthPnc Wealth Management otherNationwide Securities, LLC no RAUMOtherJan 27, 2014Feb 3, 2014
Christina Marie ThorntonNationwide Investment Advisors, LLC otherNationwide Securities, LLC no RAUMOtherNov 20, 2013May 19, 2015 (545 d)
Alana LightWoodbury Financial Services, Inc. otherNationwide Securities, LLC no RAUMOtherOct 21, 2013Oct 6, 2014 (350 d)
Scott Thomas FarmerNew England Securities Corporation otherNationwide Securities, LLC no RAUMOtherOct 16, 2013Nov 7, 2013
Kevin James BurtonVision Capital & Management otherNationwide Securities, LLC no RAUMOtherAug 14, 2013Sep 26, 2013 (43 d)
Michael David HoldenridVision Capital & Management otherNationwide Securities, LLC no RAUMOtherAug 14, 2013Oct 28, 2013 (75 d)
Matthew Timothy CollinsPruco Securities, LLC otherNationwide Securities, LLC no RAUMOtherJul 19, 2013Aug 15, 2013
Eric A VinoresMutual Of Omaha Investor Services, Inc. no RAUMNationwide Securities, LLC no RAUMOtherJul 9, 2013Aug 9, 2013 (31 d)
Ashley Erin GillespieJ.P. Morgan Securities LLC wirehouseNationwide Securities, LLC no RAUMOtherJun 27, 2013Jul 18, 2013
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148 moves match.