DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nationwide Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Skyler Jonathan OttoNationwide Securities, LLC no RAUMMdrn Capital independent RIAOtherMay 14, 2026Jul 17, 2026 (64 d)
John NeeleyNationwide Securities, LLC no RAUMDestination Wealth Management independent RIAOtherApr 13, 2026Apr 7, 2026
Timothy DixonNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherApr 13, 2026Apr 15, 2026
Grace Geneva O'MaraNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherApr 1, 2026Apr 1, 2026
Righetti JosephNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherMar 31, 2026Mar 31, 2026
Lior Leonid AssaNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherMar 31, 2026Mar 31, 2026
Justin Steven SeidenwandNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherMar 30, 2026Mar 26, 2026
Karalyn FieldingNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherApr 9, 2025May 17, 2025 (38 d)
Meghan Kathleen DohertyNationwide Securities, LLC no RAUMMai Capital Management, LLC independent RIAOtherFeb 20, 2025Mar 3, 2025
Katrina JacksonNationwide Securities, LLC no RAUMMorgan Stanley wirehouseOtherFeb 19, 2025Jan 2, 2025
Zachary Lane StuckNationwide Securities, LLC no RAUMMorgan Stanley wirehouseOtherNov 11, 2024Nov 11, 2024
Elizabeth Ann FollandNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherJun 20, 2023May 12, 2023
Craig RobinetteNationwide Securities, LLC no RAUMOneamerica Securities, Inc. BD affiliatedOtherJun 12, 2023Apr 24, 2024 (317 d)
Felipe Angel MoraNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherJan 9, 2023Feb 17, 2023 (39 d)
Jeffrey Roy McguireNationwide Securities, LLC no RAUMHuntington Financial Advisors BD affiliatedOtherJun 17, 2022Jul 11, 2022
Lisa M BingamanNationwide Securities, LLC no RAUMMorgan Stanley wirehouseOtherMay 19, 2022Jun 15, 2022
David MarchNationwide Securities, LLC no RAUMMML Investors Services, LLC BD affiliatedOtherFeb 16, 2022Feb 18, 2022
Eric CoombsNationwide Securities, LLC no RAUMHuntington Financial Advisors BD affiliatedOtherDec 15, 2021Jul 19, 2022 (216 d)
Mallori E WesthoffNationwide Securities, LLC no RAUMMorgan Stanley wirehouseOtherNov 16, 2021Nov 30, 2021
Norma Denise DuckettNationwide Securities, LLC no RAUMJanney Montgomery Scott LLC BD affiliatedOtherMay 10, 2021May 10, 2021
Jason C DaronNationwide Securities, LLC no RAUMMorgan Stanley wirehouseOtherMay 4, 2021Jun 9, 2021 (36 d)
Donna J RoseNationwide Securities, LLC no RAUMMorgan Stanley wirehouseOtherMar 19, 2021Mar 30, 2021
Val Jamin GonzalezNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherMar 12, 2021Mar 5, 2021
Andrew Dennis PierceNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherMar 5, 2021Mar 2, 2021
Joseph PecarroNationwide Securities, LLC no RAUMTruist Advisory Services, Inc. BD affiliatedOtherJul 20, 2020Nov 27, 2020 (130 d)
George Edgar RobinsonNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherJul 20, 2020Feb 19, 2021 (214 d)
Gary Lynn GrayNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherJul 1, 2020Jul 2, 2020
Robert John DollfusNationwide Securities, LLC no RAUMHornor, Townsend & Kent, LLC BD affiliatedOtherJul 1, 2020Oct 27, 2020 (118 d)
Jacquelyn Diane RobinsonNationwide Securities, LLC no RAUMIp Financial Advisory Services LLC independent RIAOtherJul 1, 2020Jul 15, 2020
Robert Edgar AusbandNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherJul 1, 2020Aug 18, 2020 (48 d)
Joseph John BrunoNationwide Securities, LLC no RAUMIntegrity Alliance, LLC independent RIAOtherJul 1, 2020Jul 6, 2020
John C KaineNationwide Securities, LLC no RAUMTransamerica Financial Advisors, LLC BD affiliatedOtherJul 1, 2020Dec 17, 2020 (169 d)
Benjamin Wade ComptonNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherJul 1, 2020Jul 1, 2020
Kevin T RuscherNationwide Securities, LLC no RAUMCetera Advisor Networks LLC BD affiliatedOtherJul 1, 2020Jul 20, 2020
Karen Siu Ing HoNationwide Securities, LLC no RAUMGwn Securities Inc. BD affiliatedOtherJul 1, 2020Jun 30, 2020
Maria K BannonNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherJul 1, 2020Jul 7, 2020
Carter W PottsNationwide Securities, LLC no RAUMGwn Securities Inc. BD affiliatedOtherJul 1, 2020Jul 1, 2020
John Rocky MatlockNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherJul 1, 2020Feb 1, 2021 (215 d)
Mary Grace JusticeNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherJul 1, 2020Jul 1, 2020
James Hunter PearsonNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherJul 1, 2020Jul 1, 2020
James Scott PolmonariNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherJul 1, 2020Jul 2, 2020
Stephen Patrick BrownNationwide Securities, LLC no RAUMIntegrity Alliance, LLC independent RIAOtherJun 24, 2020Jul 24, 2020
Peter B LuciaNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherMay 4, 2020May 4, 2020
Gregory James HierNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherMar 27, 2020Mar 23, 2020
Gary Allen ClarkNationwide Securities, LLC no RAUMEagle Strategies LLC BD affiliatedOtherMar 25, 2020Apr 23, 2020
Ryan Richard MillerNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherFeb 6, 2020Feb 7, 2020
Dennis RichardsonNationwide Securities, LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherFeb 4, 2020Feb 24, 2020
Michael Wayne ChinnNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherJan 14, 2020Jan 8, 2020
Ronald James SmithNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 31, 2019Jan 2, 2020
John Wesley Conrad RobinsonNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherDec 31, 2019Jan 8, 2020
Ronald Clark WestNationwide Securities, LLC no RAUMMoney Concepts Advisory Service BD affiliatedOtherDec 31, 2019Jan 17, 2020
Robert James OhanlonNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 31, 2019Apr 2, 2020 (93 d)
Timothy George HausmannNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 31, 2019Feb 1, 2020 (32 d)
James Edmond StilwellNationwide Securities, LLC no RAUMMoney Concepts Advisory Service BD affiliatedOtherDec 31, 2019Jan 10, 2020
Michael Garfield TobashNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherDec 31, 2019Jan 6, 2020
Patrick Declan MolamphyNationwide Securities, LLC no RAUMCarolina Wealth Management, Inc. independent RIAOtherDec 31, 2019Jan 10, 2020
John Richard FerulloNationwide Securities, LLC no RAUMGwn Securities Inc. BD affiliatedOtherDec 31, 2019Jan 10, 2020
Steven Mark HortonNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherDec 31, 2019Dec 12, 2019
Debra Ann PalaciosNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 31, 2019Jan 2, 2020
Bonnie Lou MillerNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherDec 31, 2019Jan 6, 2020
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300 moves match.