DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Geneos Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christie Anna Thomas | Global Retirement Partners LLC institutional | Geneos Wealth Management, Inc. BD affiliated | Other | Jun 4, 2026 | Jun 2, 2026 |
| Sharon Ann Gaspar | Northwestern Mutual Investment Services,LLC no RAUM | Geneos Wealth Management, Inc. BD affiliated | Other | Apr 20, 2026 | Apr 27, 2026 |
| Neal Kulin Miller | Fsc Wealth Advisors, LLC independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2026 | Oct 17, 2025 |
| Roger Dale Cross | Harlow Wealth Management, Inc. independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2025 | Jul 31, 2025 |
| Michael J Pazera | Pazera Capital Management, Inc. unclassified | Geneos Wealth Management, Inc. BD affiliated | Other | Jun 30, 2025 | May 29, 2025 |
| Joseph Andrew Pazera | Pazera Capital Management, Inc. unclassified | Geneos Wealth Management, Inc. BD affiliated | Other | Jun 30, 2025 | May 29, 2025 |
| Thomas Capstick | Pazera Capital Management, Inc. unclassified | Geneos Wealth Management, Inc. BD affiliated | Other | Jun 30, 2025 | May 29, 2025 |
| Raleigh Smith | Strategic Advisers LLC national BD | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 20, 2025 |
| Max David Anderson | Anderson & Anderson Advisory, LLC independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2025 | Dec 3, 2024 |
| John Christopher Anderson | Anderson & Anderson Advisory, LLC independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2025 | Dec 3, 2024 |
| Conner R Wallace | Anderson & Anderson Advisory, LLC independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2025 | Jan 2, 2025 |
| Lauren Michele Reed | Tpg Financial Advisors, LLC mixed wealth | Geneos Wealth Management, Inc. other | Other | Jan 27, 2025 | Jun 20, 2016 |
| Yvonne Renee Smith | Kestra Advisory Services, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 1, 2024 |
| James Wilder | Kestra Advisory Services, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 1, 2024 |
| Garrett Frost | Cetera Investment Advisers LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | Jun 3, 2024 |
| Charles Joseph Ramos | Private Capital Management, Inc. independent RIA | Geneos Wealth Management, Inc. other | Other | Oct 25, 2023 | Jan 5, 2011 |
| Daniel Charles Stewart | Securities America Advisors, Inc. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 10, 2023 |
| Justin Scott Dusselier | Securities America Advisors, Inc. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 11, 2023 |
| Darrell Edward Stoner | Crown Capital Securities, L.P. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Sep 21, 2023 |
| Robert W. Stoner | Crown Capital Securities, L.P. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Sep 21, 2023 |
| Nathaniel Brown | Commonwealth Financial Network national BD | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Sep 1, 2023 |
| Nga Le Brown | Commonwealth Financial Network national BD | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Sep 8, 2023 |
| Austyn Stephen Brinkerhoff | Ameriprise Financial Services, LLC national BD | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 15, 2023 |
| Jason Robert Campbell | Sagepoint Financial, Inc. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jun 6, 2023 |
| Gregg Charles Parker | American Portfolios Advisors, Inc BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 1, 2023 |
| Donald A Mcleod | Cg Advisory Services independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2023 | Jun 6, 2023 |
| Bill Lee Day | Integrated Wealth Advisory Services, Inc. independent RIA | Geneos Wealth Management, Inc. other | Other | May 31, 2023 | Sep 15, 2017 |
| Tray A Wiltse | Integrated Wealth Advisory Services, Inc. independent RIA | Geneos Wealth Management, Inc. other | Other | May 31, 2023 | Sep 15, 2017 |
| Brian Jason Murphy | Sagepoint Financial, Inc. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2022 | Dec 20, 2022 |
| Richard David Staves | Verity Asset Management independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2022 | Aug 18, 2022 |
| Angel Luis Sotomayor | Parsonex Advisory Services, Inc. independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2022 | Jul 26, 2022 |
| Andrea Maria Randazzo | Transamerica Financial Advisors, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Apr 21, 2022 |
| Angela Rene Rehkop | Cg Advisory Services independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2022 | Mar 3, 2022 |
| Hunter Arthur Baldwin | Arvest Wealth Management independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2021 | Sep 29, 2021 |
| Robert Schuler Eberhardt | A & I Wealth Management independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 4, 2021 | Jun 21, 2018 |
| Edward Joseph Barfield | Cetera Advisor Networks LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2021 | Mar 23, 2021 |
| Andrea Patricia Carpenter | U.S. Bancorp Investments, Inc. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2021 | Jan 12, 2021 |
| Timothy James Kenkel | Cascade Financial Management, Inc. independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2021 | Jan 11, 2021 |
| Travis Lloyd Martin | Hornor, Townsend & Kent, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Oct 30, 2020 |
| Giovanni M. Flores | Hornor, Townsend & Kent, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Oct 30, 2020 |
| Michael Trent Ware | Hornor, Townsend & Kent, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2020 | Oct 30, 2020 |
| James Wilder | Equitable Advisors, LLC national BD | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2020 | Jan 19, 2021 (90 d) |
| Daniel Paul Cavaretta | Nationwide Investment Advisors, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2020 | Jan 21, 2021 (125 d) |
| Trevor Austin Hoyt | Pruco Securities, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2020 | Aug 4, 2020 |
| William Charles Reynolds | Financial Design & Management, Inc. independent RIA | Geneos Wealth Management, Inc. other | Other | Jun 5, 2020 | Jul 23, 2009 |
| Cindy Marker Hegy | Financial Design & Management, Inc. independent RIA | Geneos Wealth Management, Inc. other | Other | May 29, 2020 | Mar 7, 2012 |
| David Arthur Asbury | Financial Design & Management, Inc. independent RIA | Geneos Wealth Management, Inc. other | Other | May 29, 2020 | Mar 19, 2013 |
| Naomi Ruth Rominski | Western International Securities BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | May 14, 2020 |
| Laura Alice Evans | Dynamic independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2019 | Oct 15, 2019 |
| David Lee Stevens | Irongate Financial Services, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Feb 28, 2019 | Apr 1, 2008 |
| Gavin Thomas Compton | Fsc Securities Corporation BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2019 | Feb 22, 2019 |
| Cody Paul Cox | Cox Global Associates Inc other | Geneos Wealth Management, Inc. BD affiliated | Other | Dec 6, 2018 | Aug 15, 2018 |
| Nicholas John Rademacher | Credit Union Investment Services state registered | Geneos Wealth Management, Inc. BD affiliated | Other | Sep 28, 2018 | Sep 28, 2018 |
| James Otto Shoup | Brinker Capital Inc BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Aug 15, 2018 |
| Robert Glen Bruce | Commonwealth Financial Network national BD | Geneos Wealth Management, Inc. other | Other | Mar 2, 2018 | Mar 1, 2018 |
| Scott Robert Bruce | Commonwealth Financial Network national BD | Geneos Wealth Management, Inc. other | Other | Mar 2, 2018 | Mar 1, 2018 |
| John Patrick White | Sii Investments, Inc. other | Geneos Wealth Management, Inc. other | Other | Oct 23, 2017 | Oct 23, 2017 |
| Chad Jeffrey Greenberg | 361 Capital LLC other | Geneos Wealth Management, Inc. BD affiliated | Other | Oct 16, 2017 | Feb 1, 2023 (1934 d) |
| Clayton John Shearer | A & I Wealth Management other | Geneos Wealth Management, Inc. other | Other | Sep 19, 2017 | Dec 6, 2016 |
| Brad Jedd Myers | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Geneos Wealth Management, Inc. other | Other | Aug 16, 2017 | Aug 16, 2017 |
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258 moves match.