DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Independent Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Allen Guiler | Independent Financial Partners BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 1, 2026 |
| Brad Tyson Fuller | Independent Financial Partners BD affiliated | Trek Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2026 | Aug 10, 2026 |
| Sami Edward Farag | Independent Financial Partners BD affiliated | Copper Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2026 | Aug 7, 2026 |
| Brooke Nicole Holden | Independent Financial Partners BD affiliated | Disciplined Equity Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2026 | Aug 12, 2026 |
| Jacob Hurley | Independent Financial Partners BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2026 | Aug 10, 2026 |
| Gabriel Alexander Garcia | Independent Financial Partners BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2026 | Aug 4, 2026 |
| Martin Phillip Halberg | Independent Financial Partners BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 30, 2026 |
| Michael Aaron Halberg | Independent Financial Partners BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 30, 2026 |
| Jon David Pellecchia | Independent Financial Partners BD affiliated | PFS Signature Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 26, 2026 | Jul 8, 2026 |
| William Lee Mehserle | Independent Financial Partners BD affiliated | PFS Signature Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 26, 2026 | Jul 10, 2026 |
| Tye Vincent Pellecchia | Independent Financial Partners BD affiliated | PFS Signature Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 26, 2026 | Aug 28, 2026 (63 d) |
| Nathan Earl Freeman | Independent Financial Partners BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jun 15, 2026 | Jul 15, 2026 |
| Kyle Bradley Mauck | Independent Financial Partners BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Mar 20, 2026 |
| Jacob Ean Goodbread | Independent Financial Partners BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2025 | Mar 16, 2026 (115 d) |
| Patrick Joseph Buffa | Independent Financial Partners BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2025 | Oct 21, 2025 |
| Lawrence Rocha | Independent Financial Partners BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Sep 30, 2025 |
| Kevin John Reperowitz | Independent Financial Partners BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Sep 15, 2025 |
| William Anthony Scarfone | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Jan 23, 2026 (140 d) |
| Martha Smith Reynolds | Independent Financial Partners BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Aug 12, 2025 |
| Timothy Daniel Nihill | Independent Financial Partners BD affiliated | Ten Seven Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 3, 2025 | Jan 1, 2026 (120 d) |
| Jaideep Chawla | Independent Financial Partners BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Other | Aug 29, 2025 | Aug 28, 2025 |
| Derek Allen Wilkes | Independent Financial Partners BD affiliated | Accurate Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Sep 2, 2025 |
| Edward John Jaeger | Independent Financial Partners BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | May 14, 2025 |
| Gregory Wozniak | Independent Financial Partners BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 30, 2025 | Nov 14, 2025 (168 d) |
| Daniel Elliott Gryp | Independent Financial Partners BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 21, 2025 |
| Luis Rafael Villavicencio | Independent Financial Partners BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Apr 15, 2025 |
| Ben James Duncanson | Independent Financial Partners BD affiliated | Badgley Phelps Wealth Managers independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Mar 4, 2025 |
| Ryan Mulligan | Independent Financial Partners BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 24, 2025 |
| Stephen Michael Angelis | Independent Financial Partners BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Jan 2, 2025 |
| Darlene Kay Shaw | Independent Financial Partners BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Jan 2, 2025 |
| Allen Bronton | Independent Financial Partners BD affiliated | Redhawk Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Jan 14, 2025 |
| Darrell Craig Devaney | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Dec 31, 2024 | Jun 3, 2010 |
| Andrew Joseph Birkmire | Independent Financial Partners BD affiliated | 55 North Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Dec 17, 2024 |
| Brett Rogers Henderson | Independent Financial Partners BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jun 28, 2024 |
| Ryan Michael Gorman | Independent Financial Partners BD affiliated | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2024 | Jun 4, 2024 |
| Jonathan Wesley Ulin | Independent Financial Partners BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Jan 1, 2025 (271 d) |
| Reno J. Reser | Independent Financial Partners BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Feb 26, 2024 |
| Aaron L. Cruz | Independent Financial Partners BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Feb 26, 2024 |
| Scott Bradford Peelen | Independent Financial Partners BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 2, 2024 |
| Eric Dennis Boldger | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Jan 10, 2024 | Dec 19, 2024 (344 d) |
| James Tinsley Welden | Independent Financial Partners BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 4, 2023 |
| Elizabeth V Soto-Delgadillo | Independent Financial Partners BD affiliated | Verus Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Nov 30, 2023 |
| Jason Kent Spencer | Independent Financial Partners BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2023 | Jun 24, 2026 (945 d) |
| Robert Darryl Olenchalk | Independent Financial Partners BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Dec 5, 2023 |
| Jeffrey Scott Beasley | Independent Financial Partners BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 1, 2023 |
| Daniel S Moore | Independent Financial Partners BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 1, 2023 |
| Katie D Wolfe | Independent Financial Partners BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 2, 2023 |
| Brandon M Lancaster | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2023 | Oct 19, 2023 |
| Kari Sue Neller | Independent Financial Partners BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Jan 27, 2026 (837 d) |
| Chad Michael Rogers | Independent Financial Partners BD affiliated | Rogers Financial Inc. unclassified | Other | Sep 15, 2023 | Oct 5, 2023 |
| Mary Lynne Patch | Independent Financial Partners BD affiliated | Atlatl Advisers independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2023 | Aug 8, 2023 |
| Dustin Kyle Schick | Independent Financial Partners BD affiliated | Evergreen Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 5, 2023 | Feb 17, 2023 |
| Scott Anthony Preston | Independent Financial Partners BD affiliated | Evergreen Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2023 | Aug 8, 2023 (34 d) |
| Steven Howard Bowes | Independent Financial Partners BD affiliated | Evergreen Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 5, 2023 | Feb 17, 2023 |
| Michael Victor Carballo | Independent Financial Partners BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jun 29, 2023 |
| Jonathan Michael Brown | Independent Financial Partners BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2023 | May 31, 2023 |
| Steven Randal Wright | Independent Financial Partners BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jun 20, 2023 |
| Christopher Michael Bozas | Independent Financial Partners BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 21, 2023 |
| Nicholas Joseph Daugherty | Independent Financial Partners BD affiliated | Retirement Plan Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | Mar 1, 2023 |
| Brian David Testino | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 5, 2023 |
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605 moves match.