DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Johnson Wealth Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert SchneiderWealth Enhancement Advisory Services, LLC BD affiliatedJohnson Wealth Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 1, 2026Jul 17, 2026
Grant Tanner MollAnnex Wealth Management, LLC independent RIAJohnson Wealth Inc. mixed wealthRIA to RIAApr 9, 2026Mar 24, 2026
Maureen Coogan HolsenNorthwestern Mutual Investment Services,LLC no RAUMJohnson Wealth Inc. mixed wealthOtherMar 25, 2026May 12, 2026 (48 d)
Bryant ShurnRaymond James & Associates, Inc. national BDJohnson Wealth Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJan 13, 2026Mar 19, 2026 (65 d)
James Lloyd GrasslCharles Schwab & Co., Inc. national BDJohnson Wealth Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 12, 2025Dec 16, 2025
Allison Marie MoeschbergerAnnex Wealth Management, LLC independent RIAJohnson Wealth Inc. mixed wealthRIA to RIAOct 23, 2025Oct 30, 2025
Kenneth Ray BellingerAnnex Wealth Management, LLC independent RIAJohnson Wealth Inc. mixed wealthRIA to RIASep 26, 2025Sep 25, 2025
Joseph MaestasAvaii Wealth Management, LLC independent RIAJohnson Wealth Inc. mixed wealthRIA to RIAAug 4, 2025Jul 31, 2025
Jeffrey Lawrence PierceAnnex Wealth Management, LLC independent RIAJohnson Wealth Inc. mixed wealthRIA to RIAJul 3, 2025Aug 11, 2025 (39 d)
Steven Douglas ReuhlMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJohnson Wealth Inc. mixed wealthWirehouse to independent RIAMar 11, 2024Mar 19, 2024
Grace P AndersonThe Appleton Group, LLC independent RIAJohnson Wealth Inc. mixed wealthRIA to RIAOct 9, 2023Oct 19, 2023
Samantha P KolbThe Appleton Group, LLC independent RIAJohnson Wealth Inc. mixed wealthRIA to RIAOct 9, 2023Oct 19, 2023
Nicole Marie FarboLPL Financial LLC BD affiliatedJohnson Wealth Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAAug 7, 2023Aug 23, 2023
Gregory James KingCharles Schwab & Co., Inc. national BDJohnson Wealth Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 27, 2023Aug 23, 2023
Scott Lee WisnewskiNorthwestern Mutual Investment Services,LLC no RAUMJohnson Wealth Inc. mixed wealthOtherDec 31, 2022Jan 3, 2023
Kyle Anthony GeorgeLPL Financial LLC independent RIAJohnson Wealth Inc. mixed wealthRIA to RIAAug 15, 2022Aug 8, 2022
Alex G PudloLPL Financial LLC independent RIAJohnson Wealth Inc. mixed wealthRIA to RIAApr 29, 2022Jan 2, 2025 (979 d)
Daniel William WilsonRaymond James Financial Services Advisors, Inc BD affiliatedJohnson Wealth Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAMar 14, 2022Mar 23, 2022
Andrew Lawrence FrittsAdvice And Planning Services BD affiliatedJohnson Wealth Inc. mixed wealthAffiliated broker-dealer or bank to independent RIANov 13, 2020Sep 14, 2021 (305 d)
Graham Alan KesselWells Fargo Advisors wirehouseJohnson Wealth Inc. mixed wealthWirehouse to independent RIAOct 19, 2020Jan 16, 2025 (1550 d)
Eric John TrousilNicolet Wealth Management independent RIAJohnson Wealth Inc. independent RIARIA to RIAAug 15, 2019May 8, 2019
Brett Andrew StaalandRaymond James Financial Services Advisors, Inc BD affiliatedJohnson Wealth Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 5, 2019Jul 31, 2025 (2368 d)
Bradley David MazolaPnc Wealth Management BD affiliatedJohnson Wealth Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 6, 2018May 8, 2024 (1980 d)
Elizabeth LailerRobert W. Baird & Co. Incorporated mixed wealthJohnson Wealth Inc. independent RIARIA to RIAJul 30, 2018Sep 12, 2018 (44 d)
Eric - BernalCharles Schwab & Co., Inc. national BDJohnson Wealth Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2018Sep 11, 2018 (104 d)
Ronald Charles AlbertsAlberts Investment Management Inc. otherJohnson Wealth Inc. otherOtherDec 19, 2017Oct 2, 2017
Brian Anthony SchaeferAlberts Investment Management Inc. otherJohnson Wealth Inc. otherOtherDec 19, 2017Oct 2, 2017
Peter Francis SchumacherCleary Gull Inc. otherJohnson Wealth Inc. otherOtherJun 2, 2016Jan 17, 2014
Robert BrooksCleary Gull Inc. otherJohnson Wealth Inc. otherOtherJun 2, 2016May 16, 2016
David Daniel LacroixCleary Gull Inc. otherJohnson Wealth Inc. otherOtherJun 2, 2016May 25, 2016
Robert SchneiderCleary Gull Inc. otherJohnson Wealth Inc. otherOtherJun 2, 2016Apr 6, 2016
Steven Jay BackusCleary Gull Inc. otherJohnson Wealth Inc. otherOtherJun 2, 2016Jan 29, 2010
Robert John HoltonCleary Gull Inc. otherJohnson Wealth Inc. otherOtherJun 2, 2016May 12, 2016
Charles Allard AllisonCleary Gull Inc. otherJohnson Wealth Inc. otherOtherJun 2, 2016May 16, 2016
Jaclyn Ariella GruberCleary Gull Inc. otherJohnson Wealth Inc. otherOtherJun 2, 2016May 25, 2016
Patrick Robert McgillCleary Gull Inc. otherJohnson Wealth Inc. otherOtherJun 2, 2016May 16, 2016
Kyle James TrippBmo Asset Management Corp. otherJohnson Wealth Inc. otherOtherJan 13, 2016Feb 16, 2017 (400 d)
Brian AndrewCleary Gull Inc. otherJohnson Wealth Inc. otherOtherSep 10, 2015Apr 5, 2011
Nicole Ann GeniesseBmo Harris Financial Advisors, Inc otherJohnson Wealth Inc. otherOtherMay 27, 2014Jan 13, 2017 (962 d)
Sherry Lynn PingelFilbrandt Investment Advisers Incorporated otherJohnson Wealth Inc. otherOtherJan 13, 2014Jul 29, 2017 (1293 d)
Mark John FenlonBmo Asset Management Corp. otherJohnson Wealth Inc. otherOtherNov 5, 2013Oct 6, 2016 (1066 d)
Broc Donavon BergeMsi Financial Services, Inc. otherJohnson Wealth Inc. mixed wealthOtherOct 2, 2013Apr 19, 2024 (3852 d)
Timothy John FohtBmo Asset Management Corp. otherJohnson Wealth Inc. otherOtherSep 21, 2012Dec 4, 2017 (1900 d)
Michael Paul CoxM&I Investment Management Corp. otherJohnson Wealth Inc. otherOtherApr 12, 2012Jul 19, 2017 (1924 d)
David Peter DauchyM&I Investment Management Corp. otherJohnson Wealth Inc. mixed wealthOtherJul 21, 2011May 6, 2024 (4673 d)
Lisa Marie FishlerInvest Financial Corporation otherJohnson Wealth Inc. otherOtherDec 31, 2010Mar 21, 2017 (2272 d)
Brady Robert EndlAllspring Funds Management, LLC otherJohnson Wealth Inc. otherOtherAug 27, 2010Jan 25, 2013 (882 d)
Nicholas Charles BauerCleary Gull Inc. otherJohnson Wealth Inc. otherOtherMay 14, 2010Jan 29, 2010
Jean Anne GollaNatcity Investments, Inc. unclassifiedJohnson Wealth Inc. independent RIAOtherOct 2, 2009Feb 14, 2019 (3422 d)
John Christopher CallenM&I Investment Management Corp. otherJohnson Wealth Inc. otherOtherNov 9, 2007Jan 12, 2011 (1160 d)
Arnold Helmut PresserIfmg Securities, Inc. unclassifiedJohnson Wealth Inc. mixed wealthOtherAug 2, 2005Dec 18, 2024 (7078 d)
Kevin Michael TydrickJ.P. Morgan Asset Management unclassifiedJohnson Wealth Inc. mixed wealthOtherJan 20, 2005Oct 7, 2025 (7565 d)
Ronald Edward LehmannBaker Tilly Investment Advisors otherJohnson Wealth Inc. mixed wealthOtherJan 10, 2005Jan 15, 2024 (6944 d)
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53 moves match.