DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cetera Planning Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mahoghany JordanP3 Wealth Management state registeredCetera Planning Partners independent RIAOtherJul 16, 2026Aug 21, 2026 (36 d)
Scott Anthony MarmoMarmo Financial Group, LLC independent RIACetera Planning Partners independent RIARIA to RIAMay 1, 2026May 4, 2026
Sasha StewartMarmo Financial Group, LLC independent RIACetera Planning Partners independent RIARIA to RIAMay 1, 2026May 4, 2026
Ronald KudlacekRaymond James Financial Services Advisors, Inc BD affiliatedCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2025Dec 23, 2025
John Warren HardyCetera Investment Advisers LLC BD affiliatedCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2025Sep 22, 2025
Angus Gibbons MceachranCetera Investment Advisers LLC BD affiliatedCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2025Sep 22, 2025
John Bradley WilsonRaymond James Financial Services Advisors, Inc BD affiliatedCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2025Jan 7, 2026
Catherine Savara McdanielRaymond James Financial Services Advisors, Inc BD affiliatedCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2025Dec 22, 2025
Jeffrey Daniel StahlRaymond James Financial Services Advisors, Inc BD affiliatedCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2025Jan 5, 2026
Eric Marc LansFirst Financial Advisors Inc independent RIACetera Planning Partners independent RIARIA to RIASep 18, 2025Aug 14, 2025
Anthony G TidswellFirst Financial Advisors Inc independent RIACetera Planning Partners independent RIARIA to RIASep 9, 2025Aug 14, 2025
James Arthur MikesellFirst Financial Advisors Inc independent RIACetera Planning Partners independent RIARIA to RIASep 9, 2025Aug 14, 2025
William Casen GugeAmeriprise Financial Services, LLC national BDCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2025Sep 22, 2025
Jay DoraiswamiWealtheon Advisors LLC independent RIACetera Planning Partners independent RIARIA to RIAMar 31, 2025Mar 31, 2025
Peyton Russell HawkesCompound Planning, Inc. independent RIACetera Planning Partners independent RIARIA to RIAJan 8, 2025Dec 19, 2024
Brian Patrick ThomasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCetera Planning Partners independent RIAWirehouse to independent RIADec 2, 2024Dec 2, 2024
Carolyn VertovecLPL Financial LLC BD affiliatedCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAOct 14, 2024Mar 31, 2025 (168 d)
Spencer T EngelkeParrott Wealth Management, LLC independent RIACetera Planning Partners independent RIARIA to RIASep 17, 2024Sep 11, 2024
Timothy John WattersWatters Financial Services, LLC independent RIACetera Planning Partners independent RIARIA to RIAJul 15, 2024Jul 12, 2024
Colin Russell WattersWatters Financial Services, LLC independent RIACetera Planning Partners independent RIARIA to RIAJul 15, 2024Jul 12, 2024
Kathy Lynn LumLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024May 28, 2024
Stephanie Ann Fumie KuwayeLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024May 28, 2024
Charlotte Keiko Teruya-WestcottLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024May 28, 2024
Jandi Akiko IhaLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024Jun 3, 2024
Sarah KleinschmidtLee Financial Group Hawaii, Inc. independent RIACetera Planning Partners independent RIARIA to RIAMay 29, 2024May 28, 2024
Andrew James ThomasMorgan Stanley wirehouseCetera Planning Partners independent RIAWirehouse to independent RIAMay 28, 2024May 21, 2024
Joshua GembalaCreative Planning independent RIACetera Planning Partners independent RIARIA to RIAApr 1, 2024Apr 10, 2024
Kayla DroegeEdward Jones national BDCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAFeb 7, 2024Feb 22, 2024
Brian Lee DightmanDightman Capital Group unclassifiedCetera Planning Partners independent RIAOtherFeb 1, 2024Jan 19, 2024
Christina Lynne MccabeEdelman Financial Engines mixed wealthCetera Planning Partners independent RIARIA to RIAJan 19, 2024Jan 10, 2024
Martha PaterikKeen Wealth Advisors independent RIACetera Planning Partners independent RIARIA to RIAJul 21, 2023Jul 27, 2023
Nancy Ann LutherEdelman Financial Engines mixed wealthCetera Planning Partners independent RIARIA to RIAJul 7, 2023Jun 20, 2023
John Clinton VuEdelman Financial Engines mixed wealthCetera Planning Partners independent RIARIA to RIAMar 21, 2022Mar 7, 2022
Dominic Joseph AnzevinoGolden Reserve Retirement, LLC independent RIACetera Planning Partners independent RIARIA to RIAAug 2, 2021Aug 16, 2021
Taylor Rae PearsonTd Ameritrade Investment Management, LLC independent RIACetera Planning Partners independent RIARIA to RIAJul 28, 2021Aug 9, 2021
Troy Ray HedmanVisionary Wealth Advisors, LLC independent RIACetera Planning Partners independent RIARIA to RIAJun 2, 2021Jun 1, 2021
Michael Paul RussellCreative Planning independent RIACetera Planning Partners independent RIARIA to RIAMay 18, 2021Mar 28, 2022 (314 d)
Kristina Marie AshworthEdward Jones national BDCetera Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAOct 29, 2020Nov 2, 2020
Kael StoaksMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCetera Planning Partners independent RIAWirehouse to independent RIAJul 6, 2020Jul 17, 2020
Joseph G MccullochMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCetera Planning Partners independent RIAWirehouse to independent RIANov 18, 2019Nov 21, 2019
Alexis BarlingCreative Planning independent RIACetera Planning Partners independent RIARIA to RIASep 9, 2019Sep 13, 2019
Joshua Daniel MoralesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCetera Planning Partners independent RIAWirehouse to independent RIAJun 28, 2018Jun 25, 2018
Kevin JaegersSmart401k, LLC otherCetera Planning Partners otherOtherMay 23, 2016Jun 7, 2016
Shane Christopher Braff BengtsonCharles Schwab & Co., Inc. national BDCetera Planning Partners otherOtherDec 23, 2015Apr 4, 2017 (468 d)
Matthew Grant SwatekMsi Financial Services, Inc. otherCetera Planning Partners otherOtherJan 27, 2015Jan 20, 2015
Dwight Earl TwillmanFisher Investments otherCetera Planning Partners otherOtherMar 3, 2014Aug 28, 2014 (178 d)
Tom S BolingUBS Financial Services Inc. wirehouseCetera Planning Partners otherOtherMay 21, 2009Apr 30, 2009
Christopher K CostelloWells Fargo Advisors wirehouseCetera Planning Partners otherOtherMar 10, 2004Feb 17, 2004
Kevin ConardWells Fargo Advisors wirehouseCetera Planning Partners otherOtherMar 1, 2004Feb 17, 2004
Ryan Patrick CostelloWells Fargo Advisors wirehouseCetera Planning Partners otherOtherFeb 9, 2004Feb 3, 2004
Page 1 of 1
50 moves match.