DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Frost Investment Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sarah Rose Harrington | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2026 | Jul 28, 2026 |
| William Carr Stokes | Hilltop Securities Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Cody Lee Evans | Strategic Advisers LLC national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 22, 2026 |
| Gary Brian Trempe | Fisher Investments independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2026 | Apr 24, 2026 |
| Jonathon Durst Mcadams | Bok Financial Private Wealth, Inc. independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2025 | Mar 24, 2026 (92 d) |
| Cassandra Lea Truesdale Gutierrez | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Feb 11, 2026 (69 d) |
| Flora Dahlia Ardon | Fisher Investments independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2025 | Jan 23, 2026 (150 d) |
| Robert Edward Burks | Strategic Advisers LLC national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Aug 22, 2025 |
| Andrew David Nicely | J.P. Morgan Securities LLC wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2025 | Aug 19, 2025 |
| Terry Daniel Rohm | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 29, 2025 |
| Daniel William Hinch | Thrivent Investment Management Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 24, 2025 |
| Daniel Thomas Walker | Charles Schwab & Co., Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Apr 4, 2025 |
| Matthew Andrew Thompson | Sendero Wealth Management, LLC independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2025 | Apr 29, 2025 |
| Kathryn Elizabeth Casey | Charles Schwab & Co., Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 23, 2025 |
| Gerard Christopher Rickhoff | Equitable Advisors, LLC national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Feb 7, 2025 |
| Adrian Lee Sotelo | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Dec 2, 2024 |
| Timothy Benjamin Eastman | Victory Capital Management Inc. asset manager | Frost Investment Services BD affiliated | Other | Nov 20, 2024 | Aug 20, 2025 (273 d) |
| Brandon Craig Bigham | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 6, 2024 | Nov 8, 2024 |
| Aleksandra Vargas | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 12, 2024 |
| John P Hernandez | Victory Capital Management Inc. asset manager | Frost Investment Services BD affiliated | Other | Oct 9, 2024 | Oct 29, 2025 (385 d) |
| Ryan William Donelson | Independent Investment Advisors, Inc. unclassified | Frost Investment Services BD affiliated | Other | Sep 30, 2024 | Sep 30, 2024 |
| Carlos Tijerina Jr | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2024 | Aug 27, 2024 |
| Richard Patrick Swetish | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 15, 2024 | Aug 13, 2024 |
| Cheryl Leask Persons | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 26, 2024 |
| Thimithri Theshala Wijesekera | Morgan Stanley wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 18, 2024 | Jul 22, 2024 |
| Miguel Palacios Jr | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 25, 2024 |
| Victor Manuel Ayala | Charles Schwab & Co., Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Apr 23, 2025 (328 d) |
| Blake Edward Leffingwell | Cetera Investment Advisers LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | Jun 7, 2024 |
| Ashley Taylor Brence | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2024 | May 21, 2024 |
| Asa Jared Villarreal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2024 | May 21, 2024 |
| Steven Beau Gutierrez | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | Aug 9, 2024 (113 d) |
| David Blanco | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 9, 2024 | Apr 10, 2024 |
| Michael Nathaniel Macias | Cuso Financial Services, L.P. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Apr 12, 2024 |
| Doranelie Lopez Gutierrez | Thrivent Investment Management Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2024 | Apr 18, 2024 |
| Ryan Edward Ferrin | Symphony Financial, Ltd. Co. independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2024 | Feb 21, 2024 |
| Scott Allen Spencer | Thornhill Securities, Inc. other | Frost Investment Services BD affiliated | Other | Feb 1, 2024 | Apr 19, 2024 (78 d) |
| Juan Carlos Lopez | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2024 | Jan 26, 2024 |
| Dana Renee Otoole | Edward Jones national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2024 | Jan 25, 2024 |
| Jesse Jaco | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2024 | Jan 22, 2024 |
| Shelly M Churchill | First Command Advisory Services BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 30, 2024 |
| Michael Sauve Koury | Charles Schwab & Co., Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Apr 3, 2024 (84 d) |
| John Bryan Banke | Charles Schwab & Co., Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Mar 27, 2024 (77 d) |
| James Philip Holland | J.P. Morgan Securities LLC wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2023 | Dec 5, 2023 |
| Michael Jordan Parsley | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 29, 2023 | Nov 30, 2023 |
| Toma Simeonov Tomov | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Jan 9, 2024 (67 d) |
| Amy Rowe-Stahl | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2023 | Nov 2, 2023 |
| Jake Dillon Fortenberry | J.P. Morgan Securities LLC wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 14, 2023 | Nov 2, 2023 |
| Jennifer Renee Bachino | J.P. Morgan Securities LLC wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2023 | Nov 15, 2023 (39 d) |
| Faith Morris | J.P. Morgan Securities LLC wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2023 | Nov 25, 2025 (780 d) |
| Christopher Scott Walsh | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Jun 10, 2024 (252 d) |
| Corey Shea Jennings | Victory Capital Management Inc. asset manager | Frost Investment Services BD affiliated | Other | Jul 28, 2023 | Aug 2, 2023 |
| Justin Eric Davis | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Jul 20, 2023 |
| Christine Dillon Kellogg | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 27, 2023 | Jul 3, 2023 |
| Kimberly Kathleen Elliott | Citizens Securities, Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 7, 2023 |
| Gerald Trent Mattingly | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | May 25, 2023 |
| Roxanne Barrera Salinas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 16, 2023 | Apr 18, 2024 (338 d) |
| Molly Barloco | Morgan Stanley wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2023 | Aug 29, 2023 (112 d) |
| Kyle Snyder | Stifel, Nicolaus & Company, Incorporated national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | May 16, 2023 |
| Robert Deane Lenertz | Retirement Planners Of America independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2023 | May 30, 2023 (54 d) |
| Pelham Staples | Hightower Advisors, LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | Jan 24, 2025 (694 d) |
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147 moves match.