DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Frost Investment Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathon Durst Mcadams | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 26, 2026 |
| Kyle Douglas Gregory | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 14, 2026 |
| Dana Renee Otoole | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 13, 2026 |
| Roberto Aburto | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 26, 2026 |
| Carlos Tijerina Jr | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 11, 2026 |
| Miguel Palacios Jr | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 11, 2026 |
| Trent Elliott Vassberg | Frost Investment Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2026 | Sep 16, 2026 (50 d) |
| John Marcel Deberry | Frost Investment Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Aug 6, 2026 |
| Jesse Jaco | Frost Investment Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2026 | Jun 30, 2026 |
| Harvey Ted Fladeland | Frost Investment Services BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | Aug 20, 2026 (106 d) |
| Gerald Trent Mattingly | Frost Investment Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 13, 2026 |
| Sylvester Tyrone Johnson | Frost Investment Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Apr 6, 2026 |
| Caressa Patel | Frost Investment Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2026 | Mar 19, 2026 |
| Marco Alonso Rodriguez | Frost Investment Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Feb 6, 2026 |
| Ashley Taylor Brence | Frost Investment Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 22, 2026 |
| Maria Guadalupe Harris | Frost Investment Services BD affiliated | Turtle Creek Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2025 | Jan 22, 2026 (34 d) |
| Mary Margaret Grigsby | Frost Investment Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Jan 6, 2026 |
| John P Hernandez | Frost Investment Services BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Mar 23, 2026 (109 d) |
| Martin Slechta | Frost Investment Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2025 | Nov 25, 2025 |
| Damon Hurst | Frost Investment Services BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Nov 20, 2025 |
| Anthony Allen Sacco | Frost Investment Services BD affiliated | World Investment Advisors, LLC other | Other | Oct 17, 2025 | Nov 5, 2025 |
| Michael J Walsh | Frost Investment Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Oct 6, 2025 |
| Christopher David De Meyer | Frost Investment Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 17, 2025 | Dec 4, 2025 (140 d) |
| Jennifer Renee Bachino | Frost Investment Services BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Sep 3, 2025 (65 d) |
| Gerard Christopher Rickhoff | Frost Investment Services BD affiliated | Capital Client Group, Inc. no RAUM | Other | Jun 16, 2025 | Jun 30, 2025 |
| Aleksandra Vargas | Frost Investment Services BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2025 | Jul 22, 2025 (56 d) |
| Pelham Staples | Frost Investment Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2025 | May 19, 2025 |
| John Mcgillewie | Frost Investment Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 6, 2025 | Sep 3, 2026 (485 d) |
| Scott Allen Spencer | Frost Investment Services BD affiliated | Thornhill Securities, Inc. other | Other | Feb 27, 2025 | Mar 13, 2025 |
| Austin Brannon Kroll | Frost Investment Services BD affiliated | 1900 Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | Mar 9, 2025 (33 d) |
| Molly Barloco | Frost Investment Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2024 | Oct 15, 2024 |
| Luis Hernandez | Frost Investment Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2024 | Aug 22, 2024 |
| Noe Lopez | Frost Investment Services BD affiliated | Capital Client Group, Inc. no RAUM | Other | Aug 9, 2024 | Aug 20, 2024 |
| Krista Deann Wittmaack | Frost Investment Services BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jul 1, 2024 |
| Nicholas Reynolds | Frost Investment Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2024 | Jul 10, 2024 |
| Matthew Andrew Thompson | Frost Investment Services BD affiliated | Sendero Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | May 2, 2024 |
| Elias Zavala | Frost Investment Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2024 | Apr 16, 2024 |
| Rebecca Ann Boyd | Frost Investment Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Feb 29, 2024 |
| Collin Joseph Fabac | Frost Investment Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Feb 29, 2024 |
| Michael Lester Shipman | Frost Investment Services BD affiliated | Graystreet Partners asset manager | Other | Jan 2, 2024 | May 22, 2025 (506 d) |
| Laurie Mertens | Frost Investment Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 1, 2023 | Feb 21, 2024 (82 d) |
| Victoria E Martinez | Frost Investment Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 6, 2023 |
| Robert Deane Lenertz | Frost Investment Services BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2023 | Aug 9, 2023 (58 d) |
| Travis Carter Mayfield | Frost Investment Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2023 | May 4, 2023 |
| Robyn Renee Honeycutt | Frost Investment Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2023 | Aug 4, 2023 (130 d) |
| Kenneth J Michaud | Frost Investment Services BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | May 10, 2023 (69 d) |
| Stacy Ann Wells | Frost Investment Services BD affiliated | Trb Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2023 | Mar 30, 2023 (42 d) |
| Evan Radman | Frost Investment Services BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2023 | Jan 4, 2023 |
| Julian Ortega | Frost Investment Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2022 | Dec 16, 2022 |
| Marvin Conrad | Frost Investment Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2022 | Oct 3, 2022 |
| Scott Andrew Meenan | Frost Investment Services BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Nov 10, 2022 |
| Andrew Phillip Licon | Frost Investment Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2022 | Oct 13, 2022 |
| Carlos Perez | Frost Investment Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2022 | Oct 5, 2022 |
| Salman Asif | Frost Investment Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2022 | Oct 3, 2022 |
| Diana Gislet Contreras Perez | Frost Investment Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2022 | Sep 21, 2022 |
| Edward Gabriel Cruz | Frost Investment Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2022 | Sep 21, 2022 |
| Richard Clinton Sands | Frost Investment Services BD affiliated | Citi Private Advisory, LLC asset manager | Other | Aug 4, 2022 | Aug 17, 2022 |
| Sylvan Gomez | Frost Investment Services BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 23, 2022 |
| Robert James Bazan | Frost Investment Services BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | May 2, 2022 | Sep 6, 2022 (127 d) |
| Harry J Parker | Frost Investment Services BD affiliated | M. E. Allison & Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | Apr 3, 2022 |
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92 moves match.