DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stephens
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jack Kincannon | Arvest Wealth Management independent RIA | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jun 11, 2026 |
| James William Thompson | Sallux Investments LLC unclassified | Stephens BD affiliated | Other | Mar 6, 2026 | Feb 23, 2026 |
| Bonnie Lee Boyd | Kestra Advisory Services, LLC BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Dec 26, 2025 |
| Carter William Lowe | Financial Management, Inc. independent RIA | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2025 | Nov 5, 2025 |
| Carlton Forrester | J.P. Morgan Securities LLC wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2025 | Sep 15, 2025 |
| Phyllis Ann Achor | Bok Financial Advisors BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Jan 22, 2026 (149 d) |
| Joshua Jay Mccord | J.P. Morgan Securities LLC wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2025 | Aug 1, 2025 |
| William Barclay Holmes | J.P. Morgan Securities LLC wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2025 | Aug 4, 2025 |
| Grace Wages | J.P. Morgan Securities LLC wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2025 | Aug 4, 2025 (50 d) |
| Richard C Wethington | Sowell Management independent RIA | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | Feb 11, 2025 | Feb 11, 2025 |
| Robert Mcknight Johnston | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Mar 27, 2025 (73 d) |
| William Cooper Crawford | 49 Financial independent RIA | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2025 | Aug 27, 2025 (231 d) |
| Charles Jordan Vanorder | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2025 | Jan 21, 2025 |
| Alberto Jose Nunez-Garcia | Osaic Wealth, Inc. BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Jun 13, 2024 (58 d) |
| Megan Gray | Edward Jones national BD | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 11, 2023 |
| Jason Johnson Fair | B. Riley Wealth Advisors, Inc. BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Nov 30, 2023 |
| Kathy Hartley Briner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 1, 2023 | Nov 30, 2023 |
| Mark Edward Yadgaroff | Oppenheimer & Co. Inc. BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 17, 2023 |
| Gabriel S Berger | Oppenheimer & Co. Inc. BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 19, 2023 |
| Ryan Aaron Cernoch | Morgan Stanley wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2022 | Nov 11, 2022 |
| Joshua Stearman Boyle | Edward Jones national BD | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2022 | Oct 25, 2022 |
| Gatlin Scott Hufstedler | Arvest Wealth Management independent RIA | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2022 | Feb 28, 2022 |
| William Delma Covington | First Horizon Advisors, Inc mixed wealth | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2021 | Sep 21, 2021 |
| Gregory Charles Sensale | RBC Capital Markets, LLC national BD | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Aug 16, 2021 |
| William Tyler Prause | B. Riley Wealth Advisors, Inc. BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | May 19, 2021 (79 d) |
| Sharon Wilson Floyd | Morgan Stanley wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2020 | Sep 28, 2020 |
| Robert Blane Brooks | Fisher Investments independent RIA | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2020 | Dec 11, 2020 (196 d) |
| Michael Hill Murdock | Edward Jones national BD | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Nov 11, 2019 |
| Nancy Ann Lewis | Voya Financial Advisors, Inc. BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 16, 2019 |
| Cheryl Ann Daughenbaugh | Voya Financial Advisors, Inc. BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 16, 2019 |
| James Maxwell Markley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2019 | Jul 1, 2019 |
| Sarah Pickens | Bb&T Securities, LLC BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Apr 3, 2019 |
| Beth Ann Roberts | Td Ameritrade, Inc. no RAUM | Stephens BD affiliated | Other | Mar 18, 2019 | May 13, 2019 (56 d) |
| James Ronald Salera | Cetera Investment Advisers LLC BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 5, 2022 (1101 d) |
| Sasha Marie Oquin | Wells Fargo Advisors wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2018 | Aug 22, 2018 |
| Donald Martin Levy | Wells Fargo Advisors wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2018 | Apr 30, 2018 |
| Roxanne Marie Spencer | Wells Fargo Advisors wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2018 | Apr 27, 2018 |
| Michael Kurt Glaser | Wells Fargo Advisors wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2018 | Apr 27, 2018 |
| Robert Steven Ransdell | Investment Professionals, Inc. other | Stephens BD affiliated | Other | Mar 6, 2018 | Mar 2, 2018 |
| William Harold Hogue | Raymond James & Associates, Inc. national BD | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2017 | Nov 28, 2017 |
| Heather Renee Vangilder | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stephens BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 24, 2017 | Mar 12, 2018 (108 d) |
| Preston Champe Yates | Bb&T Investment Services, Inc. other | Stephens BD affiliated | Other | Oct 20, 2017 | Oct 30, 2017 |
| Anthony John Shilcoski | Gfo Advisory Services, LLC other | Stephens BD affiliated | Other | Jul 24, 2017 | Dec 4, 2017 (133 d) |
| Edward Lowell Hildebrand | Raymond James & Associates, Inc. national BD | Stephens other | Other | Jul 18, 2017 | Aug 21, 2017 (34 d) |
| Megan Lee Hazard Varoz | Raymond James Financial Services Advisors, Inc other | Stephens other | Other | Jul 18, 2017 | Aug 11, 2017 |
| Anne Patricia Thornton | Morgan Stanley wirehouse | Stephens other | Other | Jul 10, 2017 | Jul 10, 2017 |
| Robert Thomas Gant | United Capital Financial Advisors other | Stephens BD affiliated | Other | Jun 26, 2017 | Feb 16, 2018 (235 d) |
| Jonathan Frank Spitalny | Morgan Stanley wirehouse | Stephens other | Other | Jun 5, 2017 | May 31, 2017 |
| Richard Leatherman Morrow | B Riley Wealth Management other | Stephens other | Other | May 31, 2017 | May 30, 2017 |
| Stewart Wesley Hiatt | Morgan Stanley wirehouse | Stephens other | Other | May 19, 2017 | May 18, 2017 |
| Kathryn Sanders Orlick | Morgan Stanley wirehouse | Stephens other | Other | May 19, 2017 | May 18, 2017 |
| Robert Eugene Durham | Wells Fargo Advisors wirehouse | Stephens other | Other | Nov 16, 2016 | Nov 14, 2016 |
| Anne Marie Webster | Msi Financial Services, Inc. other | Stephens other | Other | Oct 11, 2016 | Oct 7, 2016 |
| Douglas Reese Way | LPL Financial LLC other | Stephens other | Other | Sep 8, 2016 | Oct 7, 2016 |
| Marc Shiels Little | Salient Capital Advisors, LLC other | Stephens other | Other | Aug 12, 2016 | Aug 15, 2016 |
| Michele Rook | Morgan Stanley wirehouse | Stephens other | Other | Apr 7, 2016 | Mar 15, 2016 |
| George James Sousoulas | Wells Fargo Advisors wirehouse | Stephens other | Other | Mar 18, 2016 | Mar 17, 2016 |
| Maria A Alexander | Msi Financial Services, Inc. other | Stephens other | Other | Mar 7, 2016 | Aug 1, 2016 (147 d) |
| Nathan Richards | Waddell & Reed other | Stephens other | Other | Jan 26, 2016 | Feb 17, 2016 |
| George Russell Coors | First Horizon Advisors, Inc other | Stephens other | Other | Mar 24, 2015 | Mar 24, 2015 |
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175 moves match.