DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Asset Strategy Advisors, LLC CRD 139879 | Wayland, MA | mixed wealth | $649M | 35% | 12 | $54.1M | 0 | 0 |
| Dale K. Ehrhart, Inc. CRD 35971 | Venice, FL | independent RIA | $649M | 77% | 4 | $162M | 0 | 0 |
| Monument Wealth Management CRD 159882 | Alexandria, VA | independent RIA | $648M | 100% | 9 | $72.0M | 8 | 0 |
| R••• F•••••••• G••••• L•• CRD 144560 | Austin, TX | independent RIA | $648M | 100% | 7 | $92.6M | 3 | 0 |
| F••••• O••••• R•••••••• L•• CRD 144136 | Bethesda, MD | independent RIA | $648M | 85% | 3 | $216M | 0 | 0 |
| 5• C•••••• M••••••••• L•• CRD 284213 | Woodcliff Lake, NJ | independent RIA | $648M | 97% | 8 | $81.0M | 2 | 0 |
| P••••• I••••••••• A•••••••• L•• CRD 160333 | Miami, FL | independent RIA | $648M | 91% | 2 | $324M | 0 | 1 |
| B••••• S••••••• W••••• M••••••••• L•• CRD 156452 | Winchester, MA | independent RIA | $648M | 100% | 4 | $162M | 1 | 0 |
| A•• T•• I•••••••• L•• CRD 294046 | independent RIA | $647M | 99% | 1 | $647M | 1 | 0 | |
| L••••• W••••• P•••••••• L•• CRD 333032 | Lakewood, CO | independent RIA | $646M | 99% | 9 | $71.8M | 0 | 0 |
| K••••••• P•••••••• L•• CRD 325042 | Conshohocken, PA | independent RIA | $646M | 100% | 3 | $215M | 0 | 0 |
| C•••••••• F•••••••• G••••• L•• CRD 117428 | Tucson, AZ | independent RIA | $646M | 100% | 5 | $129M | 0 | 0 |
| T•••••• C•••••• M••••••••• CRD 282814 | Denver, CO | independent RIA | $646M | 96% | 14 | $46.1M | 2 | 0 |
| S••••••••• W••••• A•••••••• I••• CRD 117527 | Skokie, IL | independent RIA | $645M | 98% | 5 | $129M | 0 | 0 |
| 1••• C•••••• P••••••• CRD 332702 | Greensboro, NC | independent RIA | $645M | 95% | 4 | $161M | 0 | 0 |
| E••••• R••• P•••••••• L•• CRD 316401 | San Antonio, TX | mixed wealth | $644M | 38% | 2 | $322M | 0 | 1 |
| B•••••• W••••• CRD 285823 | Las Vegas, NV | independent RIA | $644M | 78% | 5 | $129M | 0 | 0 |
| H•••• B•• C•••••• M••••••••• CRD 305537 | Bloomfield Hills, MI | independent RIA | $644M | 91% | 6 | $107M | 0 | 0 |
| R••••••• M•••••• W••••• M••••••••• CRD 713 | Spokane, WA | independent RIA | $644M | 85% | 9 | $71.5M | 0 | 0 |
| H••••••• W••••• M••••••••• I••• CRD 316956 | San Diego, CA | independent RIA | $643M | 55% | 6 | $107M | 0 | 8 |
| H••••••• A••••••• L•• CRD 324941 | Post Falls, ID | independent RIA | $643M | 60% | 0 | Not computed | 5 | 1 |
| C•••••• W••••• M••••••••• CRD 111987 | C••••••, NJ | independent RIA | $643M | 100% | 4 | $161M | 0 | 0 |
| T•••• L•• CRD 172555 | Lake Forest, IL | independent RIA | $643M | 100% | 6 | $107M | 3 | 0 |
| C••••• D•••• A•••• M••••••••• CRD 28116 | Baltimore, MD | independent RIA | $643M | 98% | 20 | $32.1M | 13 | 0 |
| R•••••• W••••• M••••••••• CRD 131208 | Ramsey, NJ | independent RIA | $643M | 91% | 7 | $91.8M | 0 | 0 |
| A••••• C••••••• L•• CRD 283713 | Manchester, MA | independent RIA | $642M | 75% | 3 | $214M | 1 | 7 |
| G•••••• H••••• A•••••••• I••• CRD 179523 | Houston, TX | independent RIA | $642M | 91% | 10 | $64.2M | 1 | 3 |
| S••••••••• W••••• M••••••••• L•• CRD 111950 | Pewaukee, WI | independent RIA | $642M | 100% | 6 | $107M | 0 | 0 |
| W••••••• F•••••••• A•••••••• I••• CRD 150641 | Chapel Hill, NC | independent RIA | $641M | 100% | 6 | $107M | 0 | 0 |
| P•••••• W••••• A••••••• I••• CRD 118412 | Chapel Hill, NC | independent RIA | $641M | 96% | 7 | $91.6M | 0 | 0 |
| S••••• P•••• P••••••• CRD 163793 | Boston, MA | independent RIA | $641M | 100% | 11 | $58.3M | 9 | 0 |
| R••••••••• A•••••••• L•• CRD 130346 | independent RIA | $641M | 97% | 3 | $214M | 1 | 0 | |
| R•••• A•••• M••••••••• C• I•• CRD 107233 | Dallas, PA | independent RIA | $640M | 96% | 8 | $80.0M | 2 | 0 |
| M•• F•••••••• S•••••••• I••• CRD 112630 | Rock Island, IL | BD affiliated | $640M | 97% | 210 | $3.0M | 104 | 0 |
| H••••••• F•••••••• A•••••••• L•• CRD 125838 | Wayne, NJ | independent RIA | $640M | 91% | 8 | $80.0M | 0 | 0 |
| L•••• W••••• L•• CRD 288098 | Los Gatos, CA | independent RIA | $640M | 100% | 4 | $160M | 6 | 0 |
| T•• W••••••• G••••• I••• CRD 133690 | Plano, TX | independent RIA | $640M | 99% | 5 | $128M | 0 | 0 |
| M••••• P••••• A•••• M••••••••• L•• CRD 109973 | Eden Prairie, MN | independent RIA | $640M | 96% | 3 | $213M | 0 | 0 |
| T••• I••••••••• A•••••••• L•• CRD 166606 | Laguna Niguel, CA | independent RIA | $639M | 100% | 31 | $20.6M | 23 | 0 |
| N•••••••• A•••••••• I••• CRD 108835 | Paoli, PA | independent RIA | $639M | 68% | 4 | $160M | 2 | 0 |
| S• W••••• M••••••••• L•• CRD 109114 | Providence, RI | independent RIA | $639M | 100% | 6 | $106M | 4 | 0 |
| B•••••••• F••••••••• I••• CRD 143543 | The Woodlands, TX | independent RIA | $639M | 91% | 1 | $639M | 0 | 0 |
| A••••• W••••• A•••••••• L•• CRD 282565 | Chattanooga, TN | independent RIA | $638M | 85% | 12 | $53.2M | 0 | 1 |
| C••••••• C•••••• M••••••••• CRD 114011 | Boulder, CO | independent RIA | $638M | 97% | 10 | $63.8M | 0 | 0 |
| H•••••• A•••••••• L••• CRD 106414 | Chicago, IL | independent RIA | $638M | 99% | 4 | $160M | 1 | 0 |
| S•••• • S•••••• I••• C•••••• M••••••••• CRD 105523 | Houston, TX | independent RIA | $638M | 73% | 2 | $319M | 0 | 0 |
| S••••••• C•••••• A•••••••• L•• CRD 292275 | Jackson, TN | independent RIA | $637M | 99% | 6 | $106M | 1 | 0 |
| T••••• C•••• C•••••• M••••••••• L•• CRD 146220 | Boston, MA | independent RIA | $637M | 100% | 3 | $212M | 0 | 0 |
| W••• A•••••••• I••• CRD 157236 | independent RIA | $637M | 100% | 1 | $637M | 0 | 0 | |
| 5•• C•••••• P•••••••• L•• CRD 327580 | Leawood, KS | mixed wealth | $636M | 34% | 0 | Not computed | 0 | 8 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.