DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Fischer Financial Services Inc CRD 104616 | Harrisburg, PA | independent RIA | $636M | 92% | 4 | $159M | 0 | 0 |
| Rowland Miller + Partners LLC CRD 226629 | Atlanta, GA | independent RIA | $636M | 97% | 2 | $318M | 0 | 0 |
| Empower Financial Advisory, LLC CRD 313968 | Glastonbury, CT | independent RIA | $636M | 100% | 4 | $159M | 0 | 0 |
| H•••••• W••••• A•••••••• L•• CRD 283014 | Chapel Hill, NC | independent RIA | $636M | 100% | 11 | $57.8M | 0 | 0 |
| F••• C•••••• M••••••••• L•• CRD 299218 | San Francisco, CA | independent RIA | $635M | 80% | 3 | $212M | 0 | 0 |
| C•••• M••••• I••••••••• L•• CRD 217515 | Dallas, TX | independent RIA | $635M | 97% | 4 | $159M | 0 | 0 |
| N•••••••• F•••••••• S••••••• I•• CRD 106805 | Indianapolis, IN | independent RIA | $635M | 100% | 9 | $70.5M | 0 | 0 |
| T•• S••••••• G•••• CRD 324974 | Sacramento, CA | independent RIA | $634M | 100% | 6 | $106M | 1 | 0 |
| V••••• R••••••••• CRD 173064 | Ridgewood, NJ | independent RIA | $634M | 99% | 7 | $90.5M | 2 | 0 |
| W• I••••••••• L•• CRD 114381 | Sugar Land, TX | independent RIA | $634M | 83% | 7 | $90.5M | 0 | 0 |
| K•••••••• W••••• A••••••• CRD 327022 | Pittsford, NY | independent RIA | $633M | 98% | 6 | $106M | 0 | 0 |
| K•••••• I••••••••• G•••• CRD 322605 | West Deptford, NJ | independent RIA | $633M | 100% | 5 | $127M | 1 | 0 |
| W•••••••• W••••• D•••••• L•• CRD 342236 | Fayetteville, AR | independent RIA | $633M | 100% | 7 | $90.4M | 0 | 0 |
| V•••••••• I••••••••• A•••••••• I••• CRD 313240 | Spokane, WA | independent RIA | $632M | 99% | 5 | $126M | 0 | 0 |
| C•••••• F•••••••• CRD 295907 | Topeka, KS | independent RIA | $632M | 100% | 11 | $57.5M | 4 | 0 |
| F••••• F•••••••• G••••• L•• CRD 291662 | Palm Desert, CA | independent RIA | $632M | 93% | 6 | $105M | 2 | 0 |
| V•••••• C••••••• L•• CRD 170518 | Miami, FL | independent RIA | $631M | 98% | 8 | $78.9M | 4 | 1 |
| B•••••••• I••••••••• M••••••••• S••••••• CRD 148531 | Bakersfield, CA | mixed wealth | $631M | 39% | 3 | $210M | 1 | 2 |
| P••• R••••••••• P•••••••• I••• CRD 317592 | Columbus, OH | independent RIA | $631M | 100% | 14 | $45.1M | 1 | 0 |
| A••••••• I•••••••• C• CRD 38 | San Ramon, CA | independent RIA | $631M | 95% | 28 | $22.5M | 12 | 0 |
| S••••• I••••••••• A•••••••• I••• CRD 109995 | Austin, TX | independent RIA | $631M | 96% | 2 | $315M | 0 | 0 |
| C••••••• W••••• M••••••••• L•• CRD 282871 | Yardley, PA | independent RIA | $630M | 100% | 6 | $105M | 0 | 0 |
| D••••••• C•••••• M••••••••• I•• CRD 112232 | Corpus Christi, TX | independent RIA | $630M | 82% | 5 | $126M | 1 | 0 |
| N•••••• C•••••• M••••••••• CRD 112182 | Foster City, CA | independent RIA | $630M | 100% | 3 | $210M | 4 | 0 |
| R•••• W••••• M••••••••• L•• CRD 291065 | Highlands Ranch, CO | independent RIA | $630M | 95% | 2 | $315M | 0 | 0 |
| S••••• • C•• CRD 13035 | Greenwich, CT | independent RIA | $630M | 99% | 8 | $78.7M | 4 | 0 |
| S••• C•••••• A•••••••• L•• CRD 136577 | Sioux Falls, SD | mixed wealth | $630M | 35% | 8 | $78.7M | 2 | 0 |
| L••••• W••••• M••••••••• L•• CRD 174767 | Boise, ID | independent RIA | $629M | 97% | 56 | $11.2M | 21 | 0 |
| C••••••••• W••••• M••••••••• CRD 106950 | Westlake, OH | independent RIA | $629M | 68% | 5 | $126M | 0 | 0 |
| G•• A•••• M••••••••• L•• CRD 124332 | Plymouth, MI | independent RIA | $628M | 88% | 4 | $157M | 0 | 0 |
| M••••••• I••••••••• A•••••••• I••• CRD 107593 | Indianapolis, IN | independent RIA | $628M | 75% | 5 | $126M | 0 | 0 |
| A••••• C•••••• M••••••••• CRD 167381 | Carson City, NV | independent RIA | $628M | 97% | 3 | $209M | 1 | 0 |
| K••••••• B••••• B••••••• • S••••••• I••• CRD 107475 | Seattle, WA | independent RIA | $628M | 98% | 6 | $105M | 7 | 0 |
| M••••••• F•••••••• P••••••• L•• CRD 281969 | Warrenton, VA | independent RIA | $628M | 95% | 5 | $126M | 1 | 0 |
| C••••••• W••••• M••••••••• CRD 335042 | Miami, FL | independent RIA | $627M | 100% | 3 | $209M | 0 | 0 |
| A•••••• W••••• M••••••••• L• CRD 170999 | Santa Barbara, CA | independent RIA | $627M | 100% | 7 | $89.6M | 0 | 0 |
| W•••••• A•••• M••••••••• I•• CRD 106337 | Beachwood, OH | independent RIA | $627M | 68% | 4 | $157M | 0 | 0 |
| E•••••• F•••••••• G••••• I••• CRD 111990 | Fairfield, CA | independent RIA | $626M | 96% | 5 | $125M | 2 | 0 |
| B•• F•••••••• A••••••• CRD 110295 | Ponte Vedra Beach, FL | independent RIA | $626M | 96% | 9 | $69.6M | 0 | 0 |
| W••••• D••••••••• F••••• O•••••• I•• CRD 266787 | Cincinnati, OH | independent RIA | $626M | 100% | 7 | $89.4M | 0 | 0 |
| R••••• W••••• M••••••••• CRD 319411 | Syracuse, NY | independent RIA | $626M | 95% | 8 | $78.2M | 0 | 0 |
| I••••• C•••••• P••••••• L•• CRD 329616 | Greenwood Village, CO | independent RIA | $626M | 98% | 5 | $125M | 1 | 0 |
| P•••••••• M••••••••• L•• CRD 298633 | Colchester, CT | mixed wealth | $626M | 39% | 1 | $626M | 0 | 0 |
| C•••••• C•••••• S• CRD 284784 | Nyon, Vaud, | independent RIA | $625M | 96% | 0 | Not computed | 0 | 0 |
| S•••••••• W••••• A••••••• L•• CRD 188524 | Houston, TX | independent RIA | $625M | 83% | 29 | $21.6M | 1 | 0 |
| P•••••••• D••••• L•••• L•• CRD 318127 | Encino, CA | independent RIA | $625M | 88% | 1 | $625M | 0 | 0 |
| P•• A•••• M••••••••• C••• CRD 105541 | Centennial, CO | mixed wealth | $625M | 29% | 9 | $69.4M | 3 | 0 |
| B•••• F••••• A••••••• CRD 108512 | Summit, NJ | independent RIA | $624M | 98% | 1 | $624M | 1 | 0 |
| L••••••• A•••• M••••••••• L•• CRD 118923 | Wyomissing, PA | independent RIA | $624M | 96% | 3 | $208M | 5 | 1 |
| R•••••••• C•••••• A••••••• L•• CRD 140377 | Boston, MA | independent RIA | $624M | 100% | 5 | $125M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.