DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
564 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Snavely Associates Financial Services CRD 144405 | Lemoyne, PA | independent RIA | $183M | 100% | 2 | $91.3M | 0 | 0 |
| Atmos Advisory, LLC CRD 160087 | Pittsburgh, PA | independent RIA | $181M | 96% | 4 | $45.2M | 0 | 0 |
| Steven G. Blum And Associates, LLC CRD 130807 | Swarthmore, PA | independent RIA | $180M | 100% | 2 | $90.1M | 0 | 0 |
| V•••• C•••••• CRD 157161 | Philadelphia, PA | asset manager | $180M | 0.0% | 0 | n/a | 0 | 7 |
| V•••• C•••••• CRD 321934 | Philadelphia, PA | asset manager | $180M | 0.0% | 0 | n/a | 0 | 7 |
| C•••••••• C•••••• CRD 326625 | Yardley, PA | independent RIA | $179M | 100% | 2 | $89.7M | 0 | 0 |
| L•••••• O•• W••••• A••••••• CRD 315675 | Philadelphia, PA | independent RIA | $178M | 99% | 5 | $35.7M | 0 | 0 |
| M•••• F••••••••• L•• CRD 145971 | Doylestown, PA | independent RIA | $178M | 64% | 5 | $35.5M | 0 | 1 |
| S••••••••• P•••••• W••••• CRD 339794 | Allenton, PA | independent RIA | $177M | 96% | 4 | $44.2M | 3 | 0 |
| Y•••• I••••••••• M••••••••• L•• CRD 173454 | Lemoyne, PA | independent RIA | $175M | 100% | 1 | $175M | 0 | 0 |
| J•• C•••••• G•••• W••••• S•••••••• L•• CRD 281325 | Sewickley, PA | independent RIA | $174M | 77% | 3 | $58.0M | 0 | 0 |
| A••• F•••••••• G••••• I••• CRD 124395 | Kingston, PA | institutional | $173M | 0.0% | 2 | $86.6M | 0 | 0 |
| A•••••• E••••• P••••••• CRD 338602 | Pittsburgh, PA | asset manager | $173M | 0.0% | 0 | n/a | 0 | 11 |
| Y•••• • A••••••••• I••••••••• A•••••••• L•• CRD 142913 | Wexford, PA | independent RIA | $173M | 99% | 2 | $86.3M | 0 | 0 |
| A••••••••• I••••••••• M••••••••• L•• CRD 338936 | Yardley, PA | independent RIA | $173M | 96% | 2 | $86.3M | 0 | 0 |
| M•••• L•••• I•••• A••••••• L•• CRD 310820 | Newtown, PA | asset manager | $170M | 0.0% | 0 | n/a | 0 | 0 |
| T•• G•••• I••••••••• A•••••••• L•• CRD 137814 | State College, PA | independent RIA | $168M | 66% | 2 | $84.2M | 0 | 0 |
| R•••••• • A••••••••• W••••• M••••••••• CRD 323846 | Butler, PA | independent RIA | $167M | 99% | 3 | $55.7M | 1 | 0 |
| K••••••• F•••••••• S•••••••• L•• CRD 299531 | New Castle, PA | independent RIA | $165M | 90% | 2 | $82.7M | 1 | 0 |
| C•••••• I••••••••• P••••••• CRD 334323 | Sewickley, PA | asset manager | $165M | 0.0% | 0 | n/a | 4 | 2 |
| E•• F•••••••• R•••••••• M••••••••• I••• CRD 116186 | Exton, PA | independent RIA | $164M | 100% | 1 | $164M | 0 | 0 |
| A•• C•••••• M••••••••• L•• CRD 307272 | Wayne, PA | asset manager | $164M | 9.5% | 0 | n/a | 0 | 5 |
| M••• A•••••••• I••• CRD 328040 | Canonsburg, PA | independent RIA | $163M | 95% | 2 | $81.4M | 1 | 0 |
| G•••••• CRD 291195 | Newtown Square, PA | asset manager | $162M | 0.0% | 0 | n/a | 0 | 0 |
| S••••••• W••••• M••••••••• L•• CRD 335246 | Lancaster, PA | independent RIA | $160M | 96% | 4 | $40.0M | 2 | 0 |
| A•••• A•••• M••••••••• L•• CRD 152471 | Lancaster, PA | independent RIA | $159M | 94% | 1 | $159M | 0 | 0 |
| R•••••• E••• CRD 313711 | Beaver, PA | independent RIA | $157M | 96% | 4 | $39.3M | 0 | 0 |
| L••••• A••••••• S•••••••• L•• CRD 147173 | Exton, PA | independent RIA | $157M | 100% | 3 | $52.3M | 0 | 0 |
| E•••••••• F•••••••• A•••••••• L•• CRD 300568 | Allentown, PA | independent RIA | $157M | 73% | 3 | $52.2M | 0 | 0 |
| B••••••••• A•••• M••••••••• CRD 307564 | Thornton, PA | asset manager | $156M | 0.0% | 0 | n/a | 0 | 1 |
| E•••• C•••••• M••••••••• I••• CRD 313145 | Newtown, PA | independent RIA | $155M | 100% | 4 | $38.8M | 2 | 0 |
| A••••••• F•••••••• G•••• CRD 292390 | Doylestown, PA | independent RIA | $153M | 98% | 3 | $51.0M | 0 | 0 |
| T••••••• W••••• CRD 301107 | Malvern, PA | independent RIA | $153M | 100% | 1 | $153M | 0 | 0 |
| H•••••• F•••••••• A•••••••• L•• CRD 149907 | Lancaster, PA | independent RIA | $152M | 99% | 4 | $37.9M | 2 | 0 |
| O•••••• A•••••••• L•• CRD 165250 | Lancaster, PA | independent RIA | $151M | 98% | 2 | $75.6M | 0 | 0 |
| Z••••• W••••• P••••••• CRD 304732 | Philadelphia, PA | independent RIA | $151M | 58% | 7 | $21.6M | 0 | 0 |
| A••••••• I••••••••• S•••••••• L•• CRD 290041 | Narberth, PA | independent RIA | $150M | 83% | 2 | $75.1M | 0 | 0 |
| E•••••• F•••••••• CRD 281661 | Erie, PA | independent RIA | $150M | 74% | 2 | $74.9M | 0 | 0 |
| H•••••• F•••••••• P••••••• CRD 146162 | Paoli, PA | independent RIA | $149M | 94% | 2 | $74.4M | 0 | 0 |
| W••••• W••••• M••••••••• C•••• CRD 324196 | Conyngham, PA | independent RIA | $149M | 89% | 3 | $49.6M | 0 | 0 |
| C•••• B••••• F•••••••• P••••••• U•• L•• CRD 317154 | Philadelphia, PA | independent RIA | $147M | 99% | 3 | $49.1M | 1 | 0 |
| E•••• L••• M••••••••• L•• CRD 310917 | Erie, PA | independent RIA | $147M | 100% | 4 | $36.8M | 1 | 0 |
| P••••••• S•••••••• W••••• M••••••••• L••• CRD 155652 | King Of Prussia, PA | independent RIA | $146M | 100% | 2 | $73.2M | 1 | 0 |
| M•• P•••••• W••••• CRD 334574 | Canonsburg, PA | independent RIA | $146M | 85% | 4 | $36.4M | 0 | 0 |
| V•••••••• I••••••••• M••••••••• C••••••• L•• CRD 287809 | Wayne, PA | institutional | $144M | 0.0% | 3 | $48.0M | 0 | 1 |
| L•••• I••••••••• P•••••••• L•• CRD 115956 | Newtown Square, PA | independent RIA | $143M | 99% | 3 | $47.8M | 0 | 0 |
| L•••••• A•••• M••••••••• CRD 142094 | Allentown, PA | independent RIA | $141M | 97% | 6 | $23.5M | 1 | 0 |
| C••••• W••••• A•••••••• L•• CRD 281132 | Blue Bell, PA | independent RIA | $140M | 100% | 2 | $69.8M | 0 | 0 |
| V•••••••• P•••••• W•••••• L•• CRD 311111 | Newtown, PA | independent RIA | $138M | 97% | 2 | $68.9M | 0 | 0 |
| W••••••••• I••• CRD 115111 | Mount Union, PA | independent RIA | $137M | 100% | 7 | $19.5M | 4 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.