DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Trinity Legacy Partners, LLC CRD 159179 | Houston, TX | independent RIA | $521M | 96% | 6 | $86.9M | 1 | 1 |
| Dean, Jacobson Financial Services CRD 115879 | Fort Worth, TX | independent RIA | $519M | 82% | 6 | $86.6M | 0 | 0 |
| Summit House Capital Management, LLC CRD 306823 | Dallas, TX | asset manager | $519M | 0.0% | 1 | $519M | 0 | 0 |
| H•••• W••••• G•••• CRD 148099 | Houston, TX | independent RIA | $515M | 94% | 9 | $57.2M | 1 | 0 |
| B•••••••• C•••••• M••••••••• L•• CRD 328881 | Dallas, TX | asset manager | $513M | 0.0% | 0 | Not computed | 0 | 0 |
| L•• W••••• A•••••••• L•• CRD 338799 | Hurst, TX | independent RIA | $512M | 100% | 22 | $23.3M | 6 | 0 |
| O•••• R••••••• G••••• L•• CRD 164028 | Austin, TX | asset manager | $511M | 0.0% | 0 | Not computed | 0 | 9 |
| H•• W••••• M••••••••• L•• CRD 148406 | The Woodlands, TX | independent RIA | $506M | 89% | 4 | $126M | 2 | 0 |
| 3•• C•••••• P•••••••• L•• CRD 313414 | San Antonio, TX | asset manager | $506M | 0.0% | 0 | Not computed | 0 | 8 |
| S•• C•••••• A••••••• L•• CRD 108344 | Fort Worth, TX | institutional | $503M | 7.5% | 3 | $168M | 2 | 0 |
| C•••••• C•••• P••••••• CRD 129346 | Austin, TX | asset manager | $500M | 0.0% | 0 | Not computed | 0 | 11 |
| S••••••••• C•••••• M••••••••• CRD 283638 | Dallas, TX | asset manager | $500M | 0.0% | 0 | Not computed | 0 | 1 |
| O•••••••• C••••••• L•• CRD 331377 | Austin, TX | independent RIA | $498M | 57% | 3 | $166M | 0 | 6 |
| S•••••• A•••• M••••••••• CRD 304401 | Dallas, TX | asset manager | $498M | 0.0% | 0 | Not computed | 0 | 1 |
| W•••••• M•••••• A•••••••• I••• CRD 294782 | Abilene, TX | independent RIA | $498M | 97% | 3 | $166M | 0 | 0 |
| R• A•••••••• L•• CRD 130609 | Dallas, TX | asset manager | $497M | 0.0% | 2 | $248M | 0 | 8 |
| R•••••••• C•••••• M••••••••• CRD 159983 | Denton, TX | independent RIA | $496M | 100% | 4 | $124M | 1 | 0 |
| P•••••••• A••••••• C••••••••• CRD 107465 | Houston, TX | independent RIA | $495M | 80% | 7 | $70.7M | 0 | 0 |
| A••••• H••••• W••••• M••••••••• CRD 297533 | Dallas, TX | independent RIA | $493M | 76% | 4 | $123M | 0 | 0 |
| S••••••• C•••••• A••••••• L•• CRD 122563 | Dallas, TX | independent RIA | $493M | 91% | 1 | $493M | 0 | 0 |
| B•••• O•• A•• G•• M••••••••• L• CRD 289099 | Fort Worth, TX | asset manager | $493M | 0.0% | 0 | Not computed | 0 | 5 |
| Q•••••• C•••••• G•••• CRD 160267 | Houston, TX | asset manager | $491M | 0.0% | 0 | Not computed | 1 | 9 |
| T•••••••• P••••••• CRD 166351 | Dallas, TX | asset manager | $489M | 0.0% | 0 | Not computed | 0 | 0 |
| B••••••••• C••••••• L•• CRD 291949 | Austin, TX | asset manager | $488M | 0.0% | 0 | Not computed | 0 | 0 |
| X•••• A•••• M••••••••• L•• CRD 305669 | Dallas, TX | asset manager | $484M | 0.0% | 0 | Not computed | 2 | 8 |
| M•••••• I••••••••• L•• CRD 331788 | Austin, TX | asset manager | $484M | 0.0% | 0 | Not computed | 1 | 0 |
| J•••• W••••• M••••••••• L•• CRD 325221 | Houston, TX | independent RIA | $483M | 95% | 3 | $161M | 0 | 0 |
| O•••••••• W••••• M••••••••• I••• CRD 288723 | Magnolia, TX | institutional | $482M | 0.0% | 1 | $482M | 1 | 0 |
| K••••• F•••••••• P••••••• CRD 147615 | Keller, TX | independent RIA | $479M | 97% | 10 | $47.9M | 1 | 0 |
| R•• W••••• A••••••• CRD 173862 | Argyle, TX | independent RIA | $477M | 96% | 8 | $59.6M | 0 | 0 |
| C••••• M••••••••• C••••••• L•• CRD 153261 | Dallas, TX | asset manager | $475M | 0.0% | 2 | $238M | 1 | 20 |
| S• F••• M••••••• L•• CRD 323759 | Dallas, TX | asset manager | $475M | 0.0% | 2 | $237M | 0 | 6 |
| P•••• A••••••• L•• CRD 300404 | Dallas, TX | asset manager | $474M | 0.0% | 0 | Not computed | 2 | 3 |
| S•••••• P•••••• B•• A••••••• L•• CRD 317513 | Houston, TX | asset manager | $473M | 0.0% | 0 | Not computed | 2 | 0 |
| H•••• B•••• • C•• CRD 311388 | Houston, TX | independent RIA | $469M | 99% | 2 | $234M | 0 | 0 |
| C•••• S•• A•••••••• L•• CRD 311751 | Bellaire, TX | asset manager | $467M | 0.0% | 0 | Not computed | 0 | 5 |
| B••••••• W••••• M••••••••• CRD 304855 | Houston, TX | independent RIA | $465M | 68% | 5 | $93.1M | 2 | 0 |
| S•• I••••••••• M••••••••• L•• CRD 332006 | Dallas, TX | asset manager | $464M | 0.0% | 0 | Not computed | 1 | 0 |
| R••• F•••••••• P••••••• L•• CRD 309814 | Kingwood, TX | independent RIA | $460M | 100% | 3 | $153M | 1 | 0 |
| B••••• A••••••• CRD 335101 | Austin, TX | independent RIA | $460M | 100% | 4 | $115M | 1 | 0 |
| A•••• C•••••• P••••••• CRD 210524 | Southlake, TX | asset manager | $458M | 0.0% | 0 | Not computed | 1 | 12 |
| L•• F•••••••• A••••••• L•• CRD 111575 | Dallas, TX | independent RIA | $456M | 91% | 2 | $228M | 0 | 0 |
| C•••••• A•••• M••••••••• I•• CRD 106593 | Houston, TX | independent RIA | $456M | 61% | 3 | $152M | 0 | 0 |
| H•••••• W••••• A••••••• CRD 114102 | Houston, TX | independent RIA | $451M | 99% | 8 | $56.4M | 0 | 0 |
| E••• W••••• CRD 315457 | Austin, TX | independent RIA | $451M | 98% | 5 | $90.2M | 0 | 0 |
| H••••••••• C•••••• M••••••••• L•• CRD 287944 | Dallas, TX | asset manager | $451M | 0.0% | 0 | Not computed | 0 | 2 |
| A•••••••• W••••• P••••••• CRD 138612 | Houston, TX | independent RIA | $448M | 100% | 4 | $112M | 0 | 0 |
| U••••• A••••••• A•••••• CRD 147350 | Prosper, TX | independent RIA | $447M | 100% | 21 | $21.3M | 0 | 0 |
| B•••••• R•••••••• M••••••••• L•• CRD 333329 | Austin, TX | asset manager | $446M | 0.0% | 0 | Not computed | 0 | 1 |
| S•••• W••••• M••••••••• L•• CRD 328102 | Fredericksburg, TX | mixed wealth | $445M | 38% | 4 | $111M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.